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RETIREMENT PLANNING GROUP, LLC / NY — 13F Holdings & Portfolio

CIK 2057004 · latest 13F-HR filed 2026-08-07

Backtest portfolio

RETIREMENT PLANNING GROUP, LLC / NY manages $183.5M in 13F-reported U.S. long-equity assets across 108 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are JEPI (8.22%), QQQ (7.20%), RWL (6.01%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 17 new positions and exited 3; 64 existing positions rose in reported value and 16 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$183.5M

Long-equity book

Holdings
108

Distinct positions

Period
2026-06-30

Filed 2026-08-07

Q/Q Activity
+17 / −3 / ↑64 / ↓16

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
JEPI8.2% · +9%QQQ7.2% · -3%RWL6.0% · +9%SCHD4.1% · +20%RECS4.0% · +18%QQQM3.9% · +14%PAVE3.9% · +2%JEPQ3.6% · +23%AAPL3.4% · +5%LVHI3.0% · +6%QYLD2.8% · +2%GE2.3% · +2%JCE2.3% · -2%RFDA2.2% · -3%XLE2.2% · -2%XLF2.2% · -0%NVDA2.1% · +2%GEV1.9% · +3%CRUX1.9% · newHEFA1.5% · +4%PDI1.5% · -11%VONE1.4% · -2%HYDB1.4% · -5%DJD1.0% · -2%QUAL1.0% · +0%XOM0.9% · 0%IVV0.9% · -32%VBR0.8% · +22%SMH0.8% · +35%OMFL0.7% · +0%MSFT0.7% · +13%HD0.7% · +3%VOO0.6% · +9%SCHG0.6% · -5%MRVL0.6% · -4%ABBV0.6% · 0%SPY0.5% · +18%LRCX0.5% · +0%LLY0.5% · 0%SPGP0.5% · -0%FTEC0.5% · -0%AMZN0.5% · +0%XCEM0.4% · +9%SCHV0.4% · -2%JPM0.4% · +8%PICK0.4% · +0%MU0.4% · 0%WMT0.4% · 0%RWJ0.4% · -2%VZ0.3% · +1%BAC0.3% · -1%XLG0.3% · +0%DE0.3% · 0%UNH0.3% · -17%WELL0.3% · -0%INTC0.3% · newT0.3% · +1%NUKZ0.3% · +6%MPC0.3% · 0%ADX0.3% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 47.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 22, 2026.

Assets Under Management
$4.16B
Discretionary
$4.05B
Employees
78
Accounts
14,107
Address
11460 TOMAHAWK CREEK PKWY
SUITE 400
LEAWOOD, KS 66211
Phone
(913) 498-8898
Website
Name Title / Status Ownership Type
ARETEC GROUP, INC ControlSOLE MEMBER
since May 2023
75% or moreDomestic Entity
BARLING, ALEXIS, DIANNE ControlCHIEF COMPLIANCE OFFICER
since Sep 2019
Less than 5%Individual
BOUFFARD, CHRISTOPHER, M ControlCHIEF INVESTMENT OFFICER
since Sep 2021
Less than 5%Individual
BURCHARD, MICHELLE, RENEE ControlDIRECTOR OF HR & CLIENT SERVICES
since Mar 2020
Less than 5%Individual
CONARD, KEVIN, MORRIS ControlCHIEF EXECUTIVE OFFICER
since Feb 2004
Less than 5%Individual
COSTELLO, RYAN, PATRICK ControlPRESIDENT
since Feb 2004
Less than 5%Individual
CROWTHER, LUKE, AARON ControlDIRECTOR OF TAX
since Dec 2021
Less than 5%Individual
JAEGERS, KEVIN, MATTHEW ControlCHIEF OPERATING OFFICER
since Jun 2016
Less than 5%Individual
STRIEGEL, MATTHEW, ALLEN ControlDIRECTOR OF FINANCE & ACCOUNTING
since Dec 2021
Less than 5%Individual
Ownership & leadership changes · 15 filings with changes since Feb 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 26, 2024 filing
  • No longer listedHEDMAN, TROY, RAY · SENIOR WEALTH MANAGER · 5–10% · listed since Jun 2021
  • No longer listedO'BLENNIS, ROBERT, RANDOLPH · SVP - WEALTH MANAGEMENT · 5–10% · control person · listed since Mar 2007
  • No longer listedTWILLMAN, DWIGHT, EARL · SVP - WEALTH MANAGEMENT · Less than 5% · listed since Mar 2014
  • AddedBURCHARD, MICHELLE, RENEE · DIRECTOR OF HR & CLIENT SERVICES · Less than 5% · control person
  • AddedCROWTHER, LUKE, AARON · DIRECTOR OF TAX · Less than 5% · control person
  • AddedSTRIEGEL, MATTHEW, ALLEN · DIRECTOR OF FINANCE & ACCOUNTING · Less than 5% · control person
  • ChangedCONARD, KEVIN, MORRIS · ownership 50–75% → Less than 5%
  • ChangedCOSTELLO, RYAN, PATRICK · ownership 10–25% → Less than 5%
May 5, 2023 filing
  • AddedARETEC GROUP, INC · SOLE MEMBER · 75% or more · control person
Mar 30, 2022 filing
  • AddedBOUFFARD, CHRISTOPHER, M · CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • ChangedJAEGERS, KEVIN, MATTHEW · title CHIEF INVESTMENT OFFICER - DIRECTOR OF OPERATIONS → CHIEF OPERATING OFFICER
Jun 24, 2021 filing
  • AddedHEDMAN, TROY, RAY · SENIOR WEALTH MANAGER · 5–10%
  • ChangedCONARD, KEVIN, MORRIS · ownership 75% or more → 50–75%
Mar 24, 2021 filing
  • No longer listedCOSTELLO, CHRIS, KYLE · CHIEF FINANCIAL OFFICER · 25–50% · control person · listed since Feb 2004
  • ChangedCONARD, KEVIN, MORRIS · ownership 25–50% → 75% or more
  • ChangedCOSTELLO, RYAN, PATRICK · ownership 5–10% → 10–25%
  • ChangedO'BLENNIS, ROBERT, RANDOLPH · ownership Less than 5% → 5–10%
Dec 24, 2019 filing
  • AddedTWILLMAN, DWIGHT, EARL · SVP - WEALTH MANAGEMENT · Less than 5%
  • ChangedCONARD, KEVIN, MORRIS · title FINANCIAL ADVISOR → CHIEF EXECUTIVE OFFICER
  • ChangedCOSTELLO, CHRIS, KYLE · title FINANCIAL ADVISOR → CHIEF FINANCIAL OFFICER
  • ChangedCOSTELLO, RYAN, PATRICK · title PRESIDENT/CHIEF FINANCIAL OFFICER → PRESIDENT; ownership Less than 5% → 5–10%
  • ChangedJAEGERS, KEVIN, MATTHEW · title CHIEF INVESTMENT OFFICER → CHIEF INVESTMENT OFFICER - DIRECTOR OF OPERATIONS
  • ChangedO'BLENNIS, ROBERT, RANDOLPH · title FINANCIAL ADVISOR → SVP - WEALTH MANAGEMENT
Dec 19, 2019 filing
  • ChangedJAEGERS, KEVIN, MATTHEW · now a control person
Nov 14, 2019 filing
  • AddedJAEGERS, KEVIN, MATTHEW · CHIEF INVESTMENT OFFICER · Less than 5%
Oct 24, 2019 filing
  • AddedBARLING, ALEXIS, DIANNE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedO'BLENNIS, ROBERT, RANDOLPH · title CHIEF COMPLIANCE OFFICER & FINANCIAL ADVISOR → FINANCIAL ADVISOR
Mar 27, 2019 filing
  • No longer listedMCDONALD, SUZANNE, LEE · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Jan 2013
Older changes (6 more filings)
Mar 30, 2016 filing
  • No longer listedCOSTELLO, JENNIFER, ANN · SECRETARY · Less than 5% · listed since Oct 2003
  • ChangedCONARD, KEVIN, MORRIS · title CHIEF EXECUTIVE OFFICER → FINANCIAL ADVISOR
  • ChangedCOSTELLO, RYAN, PATRICK · title VICE PRESIDENT/CHIEF FINANCIAL OFFICER → PRESIDENT/CHIEF FINANCIAL OFFICER
Jan 22, 2015 filing
  • ChangedCONARD, KEVIN, MORRIS · title PRESIDENT → CHIEF EXECUTIVE OFFICER
  • ChangedCOSTELLO, CHRIS, KYLE · title CHIEF EXECUTIVE OFFICER → FINANCIAL ADVISOR
Oct 7, 2013 filing
  • No longer listedBOLING, TOM, S · CHIEF INVESTMENT OFFICER & FINANCIAL ADVISOR · Less than 5% · control person · listed since Jan 2013
Jun 14, 2013 filing
  • No longer listedDREHER, DAVID, BURCH · SR VICE PRESIDENT & FINANCIAL ADVISOR · Less than 5% · listed since Apr 2009
  • No longer listedFORTNER, ROY, MARSHALL · SR VICE PRESIDENT & FINANCIAL ADVISOR · Less than 5% · listed since Oct 2010
Mar 28, 2013 filing
  • AddedMCDONALD, SUZANNE, LEE · CHIEF OPERATING OFFICER · Less than 5% · control person
  • ChangedBOLING, TOM, S · title VICE PRESIDENT & FINANCIAL ADVISOR → CHIEF INVESTMENT OFFICER & FINANCIAL ADVISOR; now a control person
  • ChangedCONARD, KEVIN, MORRIS · title PRESIDENT/CHIEF OPERATIONS OFFICER → PRESIDENT
  • ChangedCOSTELLO, RYAN, PATRICK · now a control person
  • ChangedO'BLENNIS, ROBERT, RANDOLPH · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER & FINANCIAL ADVISOR; now a control person
Feb 28, 2012 filing (earliest on record)
  • ListedBOLING, TOM, S · VICE PRESIDENT & FINANCIAL ADVISOR · Less than 5%
  • ListedCONARD, KEVIN, MORRIS · PRESIDENT/CHIEF OPERATIONS OFFICER · 25–50% · control person
  • ListedCOSTELLO, CHRIS, KYLE · CHIEF EXECUTIVE OFFICER · 25–50% · control person
  • ListedCOSTELLO, JENNIFER, ANN · SECRETARY · Less than 5%
  • ListedCOSTELLO, RYAN, PATRICK · VICE PRESIDENT/CHIEF FINANCIAL OFFICER · Less than 5%
  • ListedDREHER, DAVID, BURCH · SR VICE PRESIDENT & FINANCIAL ADVISOR · Less than 5%
  • ListedFORTNER, ROY, MARSHALL · SR VICE PRESIDENT & FINANCIAL ADVISOR · Less than 5%
  • ListedO'BLENNIS, ROBERT, RANDOLPH · CHIEF COMPLIANCE OFFICER · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

RETIREMENT PLANNING GROUP, LLC / NY Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $15.1M 8.22% 267,107 SH
2 INVESCO QQQ TR QQQ 46090E103 $13.2M 7.20% 17,930 SH
3 INVESCO EXCH TRADED FD TR II RWL 46138G698 $11.0M 6.01% 86,318 SH
4 SCHWAB STRATEGIC TR SCHD 808524797 $7.6M 4.13% 239,184 SH
5 COLUMBIA ETF TR I RECS 19761L706 $7.4M 4.05% 171,662 SH
6 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $7.2M 3.91% 23,707 SH
7 GLOBAL X FDS PAVE 37954Y673 $7.1M 3.87% 120,474 SH
8 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $6.5M 3.56% 106,324 SH
9 APPLE INC AAPL 037833100 $6.3M 3.42% 21,675 SH
10 LEGG MASON ETF INVT LVHI 52468L505 $5.5M 3.01% 136,096 SH
11 GLOBAL X FDS QYLD 37954Y483 $5.1M 2.77% 275,764 SH
12 GE AEROSPACE GE 369604301 $4.3M 2.33% 11,447 SH
13 NUVEEN CORE EQUITY ALPHA FD JCE 67090X107 $4.2M 2.28% 250,109 SH
14 ALPS ETF TR RFDA 00162Q528 $4.1M 2.24% 58,513 SH
15 SELECT SECTOR SPDR TR XLE 81369Y506 $4.1M 2.24% 77,317 SH
16 SELECT SECTOR SPDR TR XLF 81369Y605 $4.1M 2.23% 76,391 SH
17 NVIDIA CORPORATION NVDA 67066G104 $3.8M 2.07% 19,006 SH
18 GE VERNOVA INC GEV 36828A101 $3.5M 1.93% 3,006 SH
19 COLUMBIA ETF TR I CRUX 19761L748 $3.5M 1.89% 115,780 SH
20 ISHARES TR HEFA 46434V803 $2.8M 1.52% 59,555 SH
21 PIMCO DYNAMIC INCOME FD PDI 72201Y101 $2.7M 1.46% 158,117 SH
22 VANGUARD SCOTTSDALE FDS VONE 92206C730 $2.5M 1.38% 7,470 SH
23 ISHARES TR HYDB 46435G250 $2.5M 1.36% 53,381 SH
24 INVESCO EXCHANGE TRADED FD T DJD 46137V605 $1.8M 1.01% 29,164 SH
25 ISHARES TR QUAL 46432F339 $1.8M 1.00% 8,343 SH
26 EXXON MOBIL CORP XOM 30231G102 $1.6M 0.90% 12,019 SH
27 ISHARES TR IVV 464287200 $1.6M 0.87% 2,135 SH
28 VANGUARD INDEX FDS VBR 922908611 $1.5M 0.84% 6,374 SH
29 VANECK ETF TRUST SMH 92189F676 $1.5M 0.79% 2,220 SH
30 INVESCO EXCH TRD SLF IDX FD OMFL 46138J619 $1.3M 0.71% 19,062 SH
31 MICROSOFT CORP MSFT 594918104 $1.2M 0.67% 3,293 SH
32 HOME DEPOT INC HD 437076102 $1.2M 0.66% 3,416 SH
33 VANGUARD INDEX FDS VOO 922908363 $1.2M 0.63% 1,694 SH
34 SCHWAB STRATEGIC TR SCHG 808524300 $1.0M 0.57% 30,952 SH
35 MARVELL TECHNOLOGY INC MRVL 573874104 $1.0M 0.57% 3,491 SH
36 ABBVIE INC ABBV 00287Y109 $1.0M 0.56% 4,079 SH
37 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $998.4K 0.54% 1,334 SH
38 LAM RESEARCH CORP LRCX 512807306 $964.9K 0.53% 2,225 SH
39 ELI LILLY & CO LLY 532457108 $958.1K 0.52% 799 SH
40 INVESCO EXCHANGE TRADED FD T SPGP 46137V431 $892.0K 0.49% 7,294 SH
41 FIDELITY COVINGTON TRUST FTEC 316092808 $871.7K 0.47% 3,052 SH
42 AMAZON COM INC AMZN 023135106 $843.7K 0.46% 3,540 SH
43 COLUMBIA ETF TR II XCEM 19762B202 $800.3K 0.44% 15,134 SH
44 SCHWAB STRATEGIC TR SCHV 808524409 $789.6K 0.43% 22,683 SH
45 JPMORGAN CHASE & CO JPM 46625H100 $780.8K 0.43% 2,385 SH
46 ISHARES INC PICK 46434G848 $780.2K 0.43% 13,417 SH
47 MICRON TECHNOLOGY INC MU 595112103 $700.9K 0.38% 607 SH
48 WALMART INC WMT 931142103 $691.8K 0.38% 6,108 SH
49 INVESCO EXCH TRADED FD TR II RWJ 46138G664 $686.1K 0.37% 11,530 SH
50 VERIZON COMMUNICATIONS INC VZ 92343V104 $633.7K 0.35% 14,967 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-07 $183.5M 108 0001951757-26-001182
2026-03-31 2026-04-21 $155.2M 94 0001951757-26-000686
2025-12-31 2026-02-02 $146.6M 87 0001951757-26-000340
Filer Information
Address
2691 STATE ROUTE 9
MALTA, NY 12020
Phone
(518) 580-1919
Filing Manager
RETIREMENT PLANNING GROUP, LLC / NY
MALTA, NY
Signatory
David Kopyc
Chief Compliance Officer