RETIREMENT PLANNING GROUP, LLC / NY — 13F Holdings & Portfolio
CIK 2057004 · latest 13F-HR filed 2026-04-21
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$155.2M
Long-equity book
Holdings
94
Distinct positions
Period
2026-03-31
Filed 2026-04-21
Q/Q Activity
+8 / −1 / ↑37 / ↓30
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SCHWAB STRATEGIC TR$1.4M +30.2%
- SELECT SECTOR SPDR TR$1.2M +33.6%
- INVESCO EXCH TRADED FD TR II$1.0M +12.8%
- J P MORGAN EXCHANGE TRADED F$852.1K +21.5%
- ISHARES TR$800.6K +64.1%
Top Trims
- INVESCO QQQ TR-$1.1M -9.3%
- SELECT SECTOR SPDR TR-$452.9K -10.7%
- NUVEEN CORE EQUITY ALPHA FD-$416.8K -9.8%
- APPLE INC-$345.1K -6.2%
- GE AEROSPACE-$329.6K -9.4%
New Positions
- EXCHANGE TRADED CONCEPTS TRU$479.9K
- BLACKROCK ETF TRUST II$429.3K
- NETFLIX INC.$325.7K
- SPDR GOLD TR$265.1K
- ALPHABET INC$232.4K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $13.8M | 8.92% | 244,288 | SH |
| 2 | INVESCO QQQ TR | QQQ | 46090E103 | $10.6M | 6.85% | 18,422 | SH |
| 3 | INVESCO EXCH TRADED FD TR II | RWL | 46138G698 | $9.1M | 5.85% | 79,036 | SH |
| 4 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $6.1M | 3.95% | 199,796 | SH |
| 5 | GLOBAL X FDS | PAVE | 37954Y673 | $6.0M | 3.88% | 118,537 | SH |
| 6 | COLUMBIA ETF TR I | RECS | 19761L706 | $5.7M | 3.65% | 145,349 | SH |
| 7 | APPLE INC | AAPL | 037833100 | $5.2M | 3.36% | 20,565 | SH |
| 8 | LEGG MASON ETF INVT | LVHI | 52468L505 | $5.2M | 3.34% | 127,791 | SH |
| 9 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $5.0M | 3.19% | 20,851 | SH |
| 10 | SELECT SECTOR SPDR TR | XLE | 81369Y506 | $4.9M | 3.13% | 79,220 | SH |
| 11 | J P MORGAN EXCHANGE TRADED F | JEPQ | 46654Q203 | $4.8M | 3.10% | 86,607 | SH |
| 12 | GLOBAL X FDS | QYLD | 37954Y483 | $4.7M | 3.00% | 271,541 | SH |
| 13 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $3.9M | 2.53% | 85,788 | SH |
| 14 | NUVEEN CORE EQUITY ALPHA FD | JCE | 67090X107 | $3.9M | 2.49% | 255,078 | SH |
| 15 | ALPS ETF TR | RFDA | 00162Q528 | $3.8M | 2.44% | 60,477 | SH |
| 16 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $3.8M | 2.44% | 76,680 | SH |
| 17 | NVIDIA CORPORATION | NVDA | 67066G104 | $3.2M | 2.09% | 18,576 | SH |
| 18 | GE AEROSPACE | GE | 369604301 | $3.2M | 2.05% | 11,193 | SH |
| 19 | PIMCO DYNAMIC INCOME FD | PDI | 72201Y101 | $3.1M | 1.99% | 177,815 | SH |
| 20 | ISHARES TR | HYDB | 46435G250 | $2.6M | 1.68% | 56,020 | SH |
| 21 | GE VERNOVA INC | GEV | 36828A101 | $2.6M | 1.65% | 2,925 | SH |
| 22 | ISHARES TR | HEFA | 46434V803 | $2.4M | 1.57% | 57,323 | SH |
| 23 | VANGUARD SCOTTSDALE FDS | VONE | 92206C730 | $2.3M | 1.45% | 7,648 | SH |
| 24 | ISHARES TR | IVV | 464287200 | $2.1M | 1.32% | 3,139 | SH |
| 25 | EXXON MOBIL CORP | XOM | 30231G102 | $2.0M | 1.31% | 12,015 | SH |
| 26 | INVESCO EXCHANGE TRADED FD T | DJD | 46137V605 | $1.8M | 1.14% | 29,653 | SH |
| 27 | ISHARES TR | QUAL | 46432F339 | $1.6M | 1.03% | 8,311 | SH |
| 28 | INVESCO EXCH TRD SLF IDX FD | OMFL | 46138J619 | $1.1M | 0.74% | 19,048 | SH |
| 29 | VANGUARD INDEX FDS | VBR | 922908611 | $1.1M | 0.73% | 5,227 | SH |
| 30 | HOME DEPOT INC | HD | 437076102 | $1.1M | 0.70% | 3,314 | SH |
| 31 | MICROSOFT CORP | MSFT | 594918104 | $1.1M | 0.69% | 2,914 | SH |
| 32 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $947.8K | 0.61% | 32,536 | SH |
| 33 | VANGUARD INDEX FDS | VOO | 922908363 | $927.7K | 0.60% | 1,552 | SH |
| 34 | ABBVIE INC | ABBV | 00287Y109 | $886.9K | 0.57% | 4,078 | SH |
| 35 | INVESCO EXCHANGE TRADED FD T | SPGP | 46137V431 | $787.7K | 0.51% | 7,320 | SH |
| 36 | AT&T INC | T | 00206R102 | $778.0K | 0.50% | 26,838 | SH |
| 37 | WALMART INC | WMT | 931142103 | $760.4K | 0.49% | 6,106 | SH |
| 38 | ISHARES INC | PICK | 46434G848 | $757.4K | 0.49% | 13,385 | SH |
| 39 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $745.8K | 0.48% | 14,857 | SH |
| 40 | AMAZON COM INC | AMZN | 023135106 | $735.2K | 0.47% | 3,530 | SH |
| 41 | ELI LILLY & CO | LLY | 532457108 | $734.9K | 0.47% | 799 | SH |
| 42 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $734.6K | 0.47% | 1,126 | SH |
| 43 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $709.9K | 0.46% | 23,276 | SH |
| 44 | JPMORGAN CHASE & CO | JPM | 46625H100 | $650.3K | 0.42% | 2,211 | SH |
| 45 | FIDELITY COVINGTON TRUST | FTEC | 316092808 | $636.5K | 0.41% | 3,060 | SH |
| 46 | VANECK ETF TRUST | SMH | 92189F676 | $628.3K | 0.40% | 1,639 | SH |
| 47 | INVESCO EXCH TRADED FD TR II | RWJ | 46138G664 | $596.9K | 0.38% | 11,825 | SH |
| 48 | COLUMBIA ETF TR II | XCEM | 19762B202 | $568.9K | 0.37% | 13,941 | SH |
| 49 | INVESCO EXCHANGE TRADED FD T | XLG | 46137V233 | $534.6K | 0.34% | 9,799 | SH |
| 50 | BANK AMERICA CORP | BAC | 060505104 | $522.6K | 0.34% | 10,721 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-21 | $155.2M | 94 | 0001951757-26-000686 |
| 2025-12-31 | 2026-02-02 | $146.6M | 87 | 0001951757-26-000340 |