Top Institutional Investors

Aureum Wealth Management, LLC — 13F Holdings & Portfolio

CIK 2093444 · latest 13F-HR filed 2026-10-15

Backtest portfolio

Aureum Wealth Management, LLC manages $161.8M in 13F-reported U.S. long-equity assets across 57 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPYG (9.28%), SPYV (8.60%), IEFA (8.22%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 3 new positions and exited 8; 10 existing positions rose in reported value and 9 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$161.8M

Long-equity book

Holdings
57

Distinct positions

Period
2026-09-30

Filed 2026-10-15

Q/Q Activity
+3 / −8 / ↑10 / ↓9

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SPYG9.3% · -0%SPYV8.6% · +2%IEFA8.2% · +0%JEPI4.1% · +2%HDV4.1% · +6%GLDM3.8% · -1%FTCB3.5% · +11%SPYM3.4% · -0%USMV3.3% · +10%IJR3.0% · +2%IJH3.0% · +3%IEMG2.8% · -2%IWF2.8% · -0%IWD2.7% · -0%VGIT2.7% · +6%MBB2.6% · -49%SPIB2.5% · -0%SCHX2.5% · -0%RAAX2.1% · newVNQ2.1% · +13%CLOI1.9% · newBKGI1.8% · +5%FLCA1.8% · 0%SCIO1.6% · newIAU1.5% · +8%ESGD1.5% · -1%SPY1.3% · -0%VEA1.2% · -0%AAPL1.0% · -0%IVV0.8% · -1%VWO0.7% · -1%VIG0.6% · 0%IVW0.6% · 0%ESGE0.6% · -5%MSFT0.5% · -2%IDV0.4% · +21%IVE0.3% · 0%ESGV0.3% · 0%GLD0.3% · 0%ESGU0.3% · +12%JEPQ0.3% · +17%SPSM0.3% · -1%BOTZ0.3% · +15%AVDV0.2% · -20%CBU0.2% · -20%AVUV0.2% · -17%GOOG0.2% · 0%MTB0.2% · +5%SPMD0.2% · -0%VO0.2% · -3%VSGX0.2% · 0%GOOGL0.2% · 0%ACWV0.2% · 0%BRK.B0.2% · 0%AIQ0.2% · +24%IYY0.1% · -6%ACWI0.1% · +2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 51.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 17, 2026.

Assets Under Management
$150.6M
Discretionary
$150.6M
Employees
4
Accounts
248
Address
772 US HIGHWAY ONE
STE 100
NORTH PALM BEACH, FL 33408
Phone
(561) 209-1120
Website
Name Title / Status Ownership Type
QUEALY, THOMAS, STEPHEN ControlCEO
since Jan 2025
10–25%Individual
THE FUOCO GROUP HOLDINGS, LLC ControlMANAGING MEMBER
since Jun 2017
50–75%Domestic Entity
LYON, CORY, FRANCISCHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE
since Mar 2020
10–25%Individual
FUOCO, LUIGI, JOHN Control
Indirect owner via THE FUOCO GROUP HOLDINGS, LLC
MANAGING MEMBER
since Sep 2015
75% or moreIndividual
Ownership & leadership changes · 2 filings with changes since Apr 26, 2024

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jun 3, 2025 filing
  • No longer listedDVM ADVISORS, INC. · MEMBER · 5–10% · listed since Jan 2022
Mar 27, 2025 filing
  • No longer listedFerrara, Donna, Lynn · SHAREHOLDER · 50–75% · indirect via DVM ADVISORS, INC. · control person · listed since Sep 2021
  • No longer listedFerrara, Vincenzo, NMN · PRESIDENT · 50–75% · indirect via DVM ADVISORS, INC. · control person · listed since Sep 2021
  • No longer listedWIESENECK, PAUL, MARTIN · MANAGING PRINCIPAL · 10–25% · control person · listed since Jul 2017
  • AddedQUEALY, THOMAS, STEPHEN · CEO · 10–25% · control person
Apr 26, 2024 filing (earliest on record)
  • ListedDVM ADVISORS, INC. · MEMBER · 5–10%
  • ListedFUOCO, LUIGI, JOHN · MANAGING MEMBER · 75% or more · indirect via THE FUOCO GROUP HOLDINGS, LLC · control person
  • ListedFerrara, Donna, Lynn · SHAREHOLDER · 50–75% · indirect via DVM ADVISORS, INC. · control person
  • ListedFerrara, Vincenzo, NMN · PRESIDENT · 50–75% · indirect via DVM ADVISORS, INC. · control person
  • ListedLYON, CORY, FRANCIS · CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE · 10–25%
  • ListedTHE FUOCO GROUP HOLDINGS, LLC · MANAGING MEMBER · 50–75% · control person
  • ListedWIESENECK, PAUL, MARTIN · MANAGING PRINCIPAL · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 10 →

Top Trims

Show all 9 →

New Positions

Show all 3 →

Exited Positions

Show all 8 →

Aureum Wealth Management, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR SERIES TRUST SPYG 78464A409 $15.0M 9.28% 121,978 SH
2 SPDR SERIES TRUST SPYV 78464A508 $13.9M 8.60% 227,528 SH
3 ISHARES TR IEFA 46432F842 $13.3M 8.22% 137,270 SH
4 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $6.7M 4.15% 119,393 SH
5 ISHARES TR HDV 46429B663 $6.6M 4.10% 237,478 SH
6 WORLD GOLD TR GLDM 98149E303 $6.2M 3.82% 75,193 SH
7 FIRST TR EXCHANGE-TRADED FD FTCB 33738D788 $5.7M 3.50% 286,903 SH
8 SPDR SERIES TRUST SPYM 78464A854 $5.6M 3.44% 61,994 SH
9 ISHARES TR USMV 46429B697 $5.4M 3.32% 55,097 SH
10 ISHARES TR IJR 464287804 $4.9M 3.03% 36,009 SH
11 ISHARES TR IJH 464287507 $4.9M 3.02% 67,889 SH
12 ISHARES INC IEMG 46434G103 $4.6M 2.84% 56,512 SH
13 ISHARES TR IWF 464287614 $4.5M 2.78% 35,862 SH
14 ISHARES TR IWD 464287598 $4.4M 2.75% 17,922 SH
15 VANGUARD SCOTTSDALE FDS VGIT 92206C706 $4.3M 2.69% 76,773 SH
16 ISHARES TR MBB 464288588 $4.3M 2.63% 47,490 SH
17 SPDR SERIES TRUST SPIB 78464A375 $4.1M 2.52% 126,200 SH
18 SCHWAB STRATEGIC TR SCHX 808524201 $4.0M 2.48% 133,754 SH
19 VANECK ETF TRUST RAAX 92189F130 $3.4M 2.13% 86,401 SH
20 VANGUARD INDEX FDS VNQ 922908553 $3.4M 2.09% 37,696 SH
21 VANECK ETF TRUST CLOI 92189H748 $3.1M 1.91% 58,311 SH
22 BNY MELLON ETF TRUST BKGI 09661T826 $2.9M 1.81% 69,654 SH
23 FRANKLIN TEMPLETON ETF TR FLCA 35473P827 $2.9M 1.77% 55,064 SH
24 FIRST TR EXCHANGE-TRADED FD SCIO 33738D770 $2.6M 1.62% 131,504 SH
25 ISHARES GOLD TR IAU 464285204 $2.5M 1.54% 31,850 SH
26 ISHARES TR ESGD 46435G516 $2.4M 1.48% 23,207 SH
27 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $2.1M 1.33% 2,817 SH
28 VANGUARD TAX-MANAGED FDS VEA 921943858 $2.0M 1.22% 27,910 SH
29 APPLE INC AAPL 037833100 $1.7M 1.04% 5,056 SH
30 ISHARES TR IVV 464287200 $1.2M 0.77% 1,619 SH
31 VANGUARD INTL EQUITY INDEX F VWO 922042858 $1.1M 0.66% 18,065 SH
32 VANGUARD SPECIALIZED FUNDS VIG 921908844 $968.2K 0.60% 4,150 SH
33 ISHARES TR IVW 464287309 $938.8K 0.58% 6,599 SH
34 ISHARES INC ESGE 46434G863 $916.1K 0.57% 16,914 SH
35 MICROSOFT CORP MSFT 594918104 $813.5K 0.50% 1,586 SH
36 ISHARES TR IDV 464288448 $706.9K 0.44% 16,756 SH
37 ISHARES TR IVE 464287408 $560.4K 0.35% 2,455 SH
38 VANGUARD WORLD FD ESGV 921910733 $555.7K 0.34% 4,100 SH
39 SPDR GOLD TR GLD 78463V107 $537.0K 0.33% 1,410 SH
40 ISHARES TR ESGU 46435G425 $475.4K 0.29% 2,850 SH
41 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $465.4K 0.29% 7,597 SH
42 SPDR SERIES TRUST SPSM 78468R853 $453.6K 0.28% 8,581 SH
43 GLOBAL X FDS BOTZ 37954Y715 $435.7K 0.27% 12,366 SH
44 AMERICAN CENTY ETF TR AVDV 025072802 $396.5K 0.25% 3,625 SH
45 COMMUNITY FINANCIAL SYSTEM I CBU 203607106 $361.5K 0.22% 6,071 SH
46 AMERICAN CENTY ETF TR AVUV 025072877 $355.0K 0.22% 3,014 SH
47 ALPHABET INC GOOG 02079K107 $340.7K 0.21% 1,000 SH
48 M & T BK CORP MTB 55261F104 $328.1K 0.20% 1,508 SH
49 SPDR SERIES TRUST SPMD 78464A847 $327.6K 0.20% 5,196 SH
50 VANGUARD INDEX FDS VO 922908629 $313.7K 0.19% 4,000 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-15 $161.8M 57 0002093444-26-000004
2026-06-30 2026-07-22 $161.3M 62 0002093444-26-000003
2026-03-31 2026-04-22 $143.7M 60 0002093444-26-000002
2025-12-31 2026-01-28 $107.8M 49 0002093444-26-000001
Filer Information
Address
772 US HIGHWAY ONE
SUITE 100
NORTH PALM BEACH, FL 33408
Phone
(561) 209-1120
Filing Manager
Aureum Wealth Management, LLC
North Palm Beach, FL
Signatory
Cory F. Lyon
CCO