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Paller Financial Services Inc — 13F Holdings & Portfolio

CIK 2095931 · latest 13F-HR filed 2026-10-13

Backtest portfolio

Paller Financial Services Inc manages $130.3M in 13F-reported U.S. long-equity assets across 45 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are QTUM (6.47%), PTF (5.75%), HDV (5.12%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 4 new positions and exited 3; 7 existing positions rose in reported value and 13 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$130.3M

Long-equity book

Holdings
45

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+4 / −3 / ↑7 / ↓13

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
QTUM6.5% · +2%PTF5.7% · +4%HDV5.1% · +3%MOAT5.0% · +2%QUAL4.7% · +2%HDEF4.6% · +35%RVT4.2% · +6%NDIV3.6% · +3%ARKQ3.5% · +10%FXH3.4% · +3%PRN3.0% · +3%XMMO2.9% · +4%FYC2.9% · +8%NLR2.8% · +7%MDY2.8% · -6%EIPI2.8% · -1%IWR2.6% · +16%RSPT2.6% · -0%RIET2.6% · +15%ARKF2.5% · +2%AGNG2.5% · +3%TDIV2.3% · -4%EOD2.2% · +5%QQQ1.9% · -38%XLB1.8% · -8%DTCR1.8% · +2%BIZD1.7% · +35%RSPC1.5% · -0%REMX1.5% · +24%FXO1.5% · -4%HYT1.0% · +5%ANGL1.0% · +3%IGEB0.8% · +7%FPE0.7% · +1%SPY0.7% · 0%DGRO0.6% · newRSPD0.4% · newAAPL0.4% · -10%GOOG0.4% · -1%UDR0.3% · -51%XOM0.3% · -14%NVDA0.2% · -10%PCN0.2% · newPLD0.2% · 0%VB0.2% · -2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 46.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Feb 3, 2026.

Assets Under Management
$147.9M
Discretionary
$147.9M
Employees
6
Accounts
453
Address
9000 E NICHOLS AVENUE
SUITE 120
CENTENNIAL, CO 80112
Phone
(303) 858-0045
Website
Name Title / Status Ownership Type
PALLER, MARK, RANDALL ControlOWNER/PRESIDENT
since Nov 2000
75% or moreIndividual
McElderry, JenniferCHIEF COMPLIANCE OFFICER
since Dec 2025
Less than 5%Individual
Ownership & leadership changes · 1 filing with changes since Dec 20, 2023

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 3, 2026 filing
  • No longer listedMOGLE, MARK, RICHARD · CHIEF COMPLIANCE OFFICER · 10–25% · control person · listed since Jan 2023
  • AddedMcElderry, Jennifer · CHIEF COMPLIANCE OFFICER · Less than 5%
Dec 20, 2023 filing (earliest on record)
  • ListedMOGLE, MARK, RICHARD · CHIEF COMPLIANCE OFFICER · 10–25% · control person
  • ListedPALLER, MARK, RANDALL · OWNER/PRESIDENT · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 7 →

Top Trims

Show all 13 →

New Positions

Show all 4 →

Exited Positions

Show all 3 →

Paller Financial Services Inc Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ETF SER SOLUTIONS QTUM 26922A420 $8.4M 6.47% 55,573 SH
2 INVESCO EXCHANGE TRADED FD T PTF 46137V811 $7.5M 5.75% 68,775 SH
3 ISHARES TR HDV 46429B663 $6.7M 5.12% 238,532 SH
4 VANECK ETF TRUST MOAT 92189F643 $6.6M 5.03% 62,016 SH
5 ISHARES TR QUAL 46432F339 $6.1M 4.68% 27,456 SH
6 DBX ETF TR HDEF 233051630 $5.9M 4.55% 183,434 SH
7 ROYCE SMALL CAP TRUST INC RVT 780910105 $5.5M 4.23% 321,463 SH
8 AMPLIFY ETF TR NDIV 032108730 $4.8M 3.65% 144,770 SH
9 ARK ETF TR ARKQ 00214Q203 $4.5M 3.48% 37,432 SH
10 FIRST TR EXCHANGE-TRADED FD FXH 33734X143 $4.5M 3.42% 34,102 SH
11 INVESCO EXCHANGE TRADED FD T PRN 46137V845 $3.8M 2.95% 19,455 SH
12 INVESCO EXCHANGE TRADED FD T XMMO 46137V464 $3.8M 2.89% 25,647 SH
13 FIRST TR EXCHANGE-TRADED ALP FYC 33737M300 $3.8M 2.88% 32,571 SH
14 VANECK ETF TRUST NLR 92189F601 $3.7M 2.83% 35,597 SH
15 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $3.7M 2.82% 5,596 SH
16 FIRST TR EXCHNG TRADED FD VI EIPI 33740F276 $3.7M 2.81% 172,119 SH
17 ISHARES TR IWR 464287499 $3.4M 2.63% 32,095 SH
18 INVESCO EXCHANGE TRADED FD T RSPT 46137V282 $3.4M 2.61% 51,548 SH
19 ETF SER SOLUTIONS RIET 26922B840 $3.3M 2.55% 390,067 SH
20 ARK ETF TR ARKF 00214Q708 $3.3M 2.55% 72,989 SH
21 GLOBAL X FDS AGNG 37954Y772 $3.2M 2.48% 88,293 SH
22 FIRST TR EXCHANGE TRADED FD TDIV 33738R118 $3.0M 2.32% 26,801 SH
23 ALLSPRING GLOBAL DIVIDEND OP EOD 94987C103 $2.9M 2.23% 453,794 SH
24 INVESCO QQQ TR QQQ 46090E103 $2.4M 1.86% 3,276 SH
25 SELECT SECTOR SPDR TR XLB 81369Y100 $2.4M 1.82% 48,785 SH
26 GLOBAL X FDS DTCR 37954Y236 $2.3M 1.79% 85,738 SH
27 VANECK ETF TRUST BIZD 92189F411 $2.3M 1.74% 176,102 SH
28 INVESCO EXCHANGE TRADED FD T RSPC 46137Y609 $2.0M 1.52% 56,523 SH
29 VANECK ETF TRUST REMX 92189H805 $2.0M 1.51% 30,667 SH
30 FIRST TR EXCHANGE-TRADED FD FXO 33734X135 $1.9M 1.48% 31,790 SH
31 BLACKROCK CORPOR HI YLD FD I HYT 09255P107 $1.3M 1.02% 169,891 SH
32 VANECK ETF TRUST ANGL 92189F437 $1.2M 0.95% 44,695 SH
33 ISHARES TR IGEB 46435G219 $1.0M 0.78% 23,805 SH
34 FIRST TR EXCH TRADED FD III FPE 33739E108 $967.3K 0.74% 56,735 SH
35 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $870.9K 0.67% 1,142 SH
36 ISHARES TR DGRO 46434V621 $772.1K 0.59% 10,242 SH
37 INVESCO EXCHANGE TRADED FD T RSPD 46137V381 $555.7K 0.43% 10,745 SH
38 APPLE INC AAPL 037833100 $544.2K 0.42% 1,634 SH
39 ALPHABET INC GOOG 02079K107 $481.5K 0.37% 1,413 SH
40 UDR INC UDR 902653104 $418.4K 0.32% 12,470 SH
41 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $340.3K 0.26% 2,091 SH
42 NVIDIA CORPORATION NVDA 67066G104 $293.7K 0.23% 1,286 SH
43 PIMCO CORPORATE & INCM STRG PCN 72200U100 $255.3K 0.20% 23,930 SH
44 PROLOGIS INC. PLD 74340W103 $250.5K 0.19% 1,929 SH
45 VANGUARD INDEX FDS VB 922908751 $224.7K 0.17% 790 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $130.3M 45 0001085146-26-000884
2026-06-30 2026-07-07 $133.8M 44 0002095931-26-000005
2026-03-31 2026-04-28 $120.9M 43 0002095931-26-000004
2025-12-31 2026-01-15 $124.7M 45 0002095931-26-000003
Filer Information
Address
9000 E NICHOLS AVENUE
SUITE 120
CENTENNIAL, CO 80112
Phone
(303) 858-0045
Filing Manager
Paller Financial Services Inc
CENTENNIAL, CO
Signatory
Jennifer McElderry
Chief Compliance Officer