Paller Financial Services Inc — 13F Holdings & Portfolio

CIK 2095931 · latest 13F-HR filed 2026-04-28

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$120.9M

Long-equity book

Holdings

43

Distinct positions

Period

2026-03-31

Filed 2026-04-28

Q/Q Activity

+1 / −3 / ↑12 / ↓16

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES TR$1.7M +341.7%
  • AMPLIFY ETF TR$1.3M +31.9%
  • ISHARES TR$687.8K +13.0%
  • INVESCO EXCHANGE TRADED FD T$488.7K +8.2%
  • FIRST TR EXCHNG TRADED FD VI$469.1K +13.1%
Show all 12

Top Trims

  • INVESCO QQQ TR-$907.4K -16.6%
  • ARK ETF TR-$687.3K -20.5%
  • VANECK ETF TRUST-$625.5K -8.4%
  • FIRST TR EXCHANGE-TRADED FD-$433.1K -17.0%
  • ISHARES TR-$395.8K -6.6%
Show all 16

New Positions

  • IRON MTN INC DEL$217.8K
Show all 1

Exited Positions

  • ALPS ETF TR$2.6M
  • ISHARES TR$2.3M
  • NVIDIA CORPORATION$223.8K
Show all 3
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANECK ETF TRUST MOAT 92189F643 $6.9M 5.67% 70,934 SH
2 INVESCO EXCHANGE TRADED FD T PTF 46137V811 $6.4M 5.32% 74,568 SH
3 ETF SER SOLUTIONS QTUM 26922A420 $6.4M 5.25% 59,205 SH
4 ISHARES TR HDV 46429B663 $6.0M 4.94% 44,020 SH
5 ISHARES TR QUAL 46432F339 $5.6M 4.65% 29,299 SH
6 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $5.3M 4.42% 8,671 SH
7 AMPLIFY ETF TR NDIV 032108730 $5.3M 4.36% 146,947 SH
8 ROYCE SMALL CAP TRUST INC RVT 780910105 $5.1M 4.24% 308,877 SH
9 DBX ETF TR HDEF 233051630 $4.8M 3.97% 148,244 SH
10 INVESCO QQQ TR QQQ 46090E103 $4.5M 3.76% 7,877 SH
11 VANECK ETF TRUST NLR 92189F601 $4.5M 3.68% 33,427 SH
12 FIRST TR EXCHANGE-TRADED FD FXH 33734X143 $4.1M 3.37% 37,105 SH
13 FIRST TR EXCHNG TRADED FD VI EIPI 33740F276 $4.0M 3.35% 179,962 SH
14 INVESCO EXCHANGE TRADED FD T PRN 46137V845 $3.7M 3.10% 19,243 SH
15 INVESCO EXCHANGE TRADED FD T XMMO 46137V464 $3.5M 2.94% 24,471 SH
16 ISHARES TR IFRA 46435U713 $3.4M 2.84% 59,946 SH
17 FIRST TR EXCHANGE-TRADED ALP FYC 33737M300 $3.1M 2.55% 31,793 SH
18 FIRST TR EXCHANGE TRADED FD TDIV 33738R118 $2.8M 2.32% 29,914 SH
19 ALLSPRING GLOBAL DIVIDEND OP EOD 94987C103 $2.8M 2.28% 473,284 SH
20 ARK ETF TR ARKF 00214Q708 $2.7M 2.20% 70,109 SH
21 ETF SER SOLUTIONS RIET 26922B840 $2.6M 2.19% 294,703 SH
22 INVESCO EXCHANGE TRADED FD T RSPC 46137Y609 $2.5M 2.06% 66,624 SH
23 INVESCO EXCHANGE TRADED FD T RSPT 46137V282 $2.5M 2.05% 54,821 SH
24 ISHARES TR IWR 464287499 $2.2M 1.85% 23,015 SH
25 FIRST TR EXCHANGE-TRADED FD FXO 33734X135 $2.2M 1.79% 38,483 SH
26 GLOBAL X FDS DTCR 37954Y236 $2.1M 1.78% 89,636 SH
27 FIRST TR EXCHANGE-TRADED FD FDN 33733E302 $2.1M 1.75% 9,066 SH
28 PROSHARES TR PAWZ 74348A145 $1.9M 1.56% 36,734 SH
29 EXXON MOBIL CORP XOM 30231G102 $1.4M 1.19% 8,458 SH
30 BLACKROCK CORPOR HI YLD FD I HYT 09255P107 $1.3M 1.05% 148,399 SH
31 VANECK ETF TRUST ANGL 92189F437 $1.2M 0.99% 41,563 SH
32 GLOBAL X FDS AGNG 37954Y772 $1.1M 0.95% 32,196 SH
33 SELECT SECTOR SPDR TR XLB 81369Y100 $1.1M 0.92% 22,188 SH
34 FIRST TR EXCH TRADED FD III FPE 33739E108 $1.1M 0.87% 59,235 SH
35 ISHARES TR IGEB 46435G219 $967.7K 0.80% 21,475 SH
36 ISHARES SILVER TR SLV 46428Q109 $920.0K 0.76% 13,502 SH
37 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $747.2K 0.62% 1,149 SH
38 APPLE INC AAPL 037833100 $448.4K 0.37% 1,767 SH
39 ALPHABET INC GOOG 02079K107 $419.1K 0.35% 1,461 SH
40 SPDR GOLD TR GLD 78463V107 $389.4K 0.32% 905 SH
41 PROLOGIS INC. PLD 74340W103 $255.0K 0.21% 1,929 SH
42 IRON MTN INC DEL IRM 46284V101 $217.8K 0.18% 2,132 SH
43 VANGUARD INDEX FDS VB 922908751 $210.6K 0.17% 804 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-28 $120.9M 43 0002095931-26-000004
2025-12-31 2026-01-15 $124.7M 45 0002095931-26-000003