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Smith Partners Wealth Management, LLC — 13F Holdings & Portfolio

CIK 2111036 · latest 13F-HR filed 2026-11-05

Backtest portfolio

Smith Partners Wealth Management, LLC manages $137.9M in 13F-reported U.S. long-equity assets across 67 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VOO (11.35%), VUG (10.35%), MUNI (10.12%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 7 new positions and exited 13; 28 existing positions rose in reported value and 18 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$137.9M

Long-equity book

Holdings
67

Distinct positions

Period
2026-09-30

Filed 2026-11-05

Q/Q Activity
+7 / −13 / ↑28 / ↓18

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
VOO11.3% · +19%VUG10.3% · +3%MUNI10.1% · +76%IEFA9.9% · +18%VO5.6% · -4%SPYV5.3% · +37%AAPL3.7% · +17%FLTR3.0% · +45%VB2.6% · -20%VIG2.6% · -10%VCIT2.2% · +50%PMBS2.1% · +50%DFAS2.1% · +34%SMMU2.1% · +81%VIGI2.0% · -23%MSFT1.9% · +33%SCHE1.9% · +43%EFA1.4% · -2%VTV1.3% · -29%VWO1.2% · -39%PHYL1.0% · +42%VEU0.9% · -18%SGOV0.9% · -55%IJH0.9% · -2%SCHD0.8% · -30%NVDA0.7% · newPM0.6% · +4%BRK.B0.6% · +10%L0.6% · 0%GOOGL0.5% · newSCZ0.5% · -4%CVX0.4% · +3%CSX0.4% · 0%AMZN0.4% · +167%IVV0.4% · -9%LOW0.4% · -2%JNJ0.4% · +28%RTX0.4% · +9%ABBV0.4% · +14%EMXC0.3% · 0%GOOG0.3% · -24%USMV0.3% · 0%AOA0.3% · +4%VTI0.3% · 0%META0.3% · newSPY0.3% · 0%JPM0.3% · +53%GE0.2% · +30%DFAT0.2% · 0%GEV0.2% · +21%COST0.2% · +30%CAT0.2% · +40%GLW0.2% · +2%AVGO0.2% · newWMT0.2% · newFDL0.2% · 0%BIV0.2% · -79%INTC0.2% · +41%RJF0.2% · +7%PVI0.2% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 64.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 10, 2026.

Assets Under Management
$196.1M
Discretionary
$184.8M
Employees
4
Accounts
416
Address
128 E FISHER AVE
GREENSBORO, NC 27401-2034
Phone
(336) 272-9488
Website
Name Title / Status Ownership Type
SMITH, ANNE, FLEGAL ControlPARTNER, CHIEF COMPLIANCE OFFICER
since Jan 2003
10–25%Individual
SMITH, JONATHAN, WILDS ControlFOUNDING PARTNER
since Jan 2003
10–25%Individual
SMITH, JUSTIN, WINSHIP ControlMANAGING PARTNER
since Jan 2021
75% or moreIndividual
Ownership & leadership changes · 5 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 28, 2025 filing
  • ChangedSMITH, JONATHAN, WILDS · title MANAGING PARTNER → FOUNDING PARTNER
  • ChangedSMITH, JUSTIN, WINSHIP · title CHIEF INVESTMENT STRATEGIST → MANAGING PARTNER
Feb 4, 2025 filing
  • ChangedSMITH, ANNE, FLEGAL · ownership 25–50% → 10–25%
  • ChangedSMITH, JONATHAN, WILDS · ownership 25–50% → 10–25%
  • ChangedSMITH, JUSTIN, WINSHIP · ownership 25–50% → 75% or more
Feb 29, 2024 filing
  • No longer listedBoatman, Stephen, Edward · CLIENT ASSOCIATE · 10–25% · listed since Aug 2023
Nov 16, 2023 filing
  • AddedBoatman, Stephen, Edward · CLIENT ASSOCIATE · 10–25%
Mar 26, 2021 filing
  • AddedSMITH, JUSTIN, WINSHIP · CHIEF INVESTMENT STRATEGIST · 25–50% · control person
  • ChangedSMITH, ANNE, FLEGAL · ownership 50–75% → 25–50%
  • ChangedSMITH, JONATHAN, WILDS · ownership 50–75% → 25–50%
Mar 28, 2012 filing (earliest on record)
  • ListedSMITH, ANNE, FLEGAL · PARTNER, CHIEF COMPLIANCE OFFICER · 50–75% · control person
  • ListedSMITH, JONATHAN, WILDS · MANAGING PARTNER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 28 →

Top Trims

Show all 18 →

New Positions

Show all 7 →

Exited Positions

Show all 13 →

Smith Partners Wealth Management, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD INDEX FDS VOO 922908363 $15.6M 11.35% 22,326 SH
2 VANGUARD INDEX FDS VUG 922908736 $14.3M 10.35% 158,311 SH
3 PIMCO ETF TR MUNI 72201R866 $13.9M 10.12% 280,668 SH
4 ISHARES TR IEFA 46432F842 $13.6M 9.86% 140,290 SH
5 VANGUARD INDEX FDS VO 922908629 $7.7M 5.57% 97,874 SH
6 SPDR SERIES TRUST SPYV 78464A508 $7.3M 5.28% 118,998 SH
7 APPLE INC AAPL 037833100 $5.1M 3.73% 15,428 SH
8 VANECK ETF TRUST FLTR 92189F486 $4.1M 2.96% 159,576 SH
9 VANGUARD INDEX FDS VB 922908751 $3.6M 2.61% 12,647 SH
10 VANGUARD SPECIALIZED FUNDS VIG 921908844 $3.6M 2.58% 15,238 SH
11 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $3.0M 2.20% 38,810 SH
12 PIMCO ETF TR PMBS 72201R569 $3.0M 2.14% 63,794 SH
13 DIMENSIONAL ETF TRUST DFAS 25434V500 $2.9M 2.12% 37,840 SH
14 PIMCO ETF TR SMMU 72201R874 $2.9M 2.12% 59,214 SH
15 VANGUARD WHITEHALL FDS VIGI 921946810 $2.8M 2.02% 29,523 SH
16 MICROSOFT CORP MSFT 594918104 $2.6M 1.88% 5,065 SH
17 SCHWAB STRATEGIC TR SCHE 808524706 $2.6M 1.87% 70,792 SH
18 ISHARES TR EFA 464287465 $1.9M 1.36% 17,992 SH
19 VANGUARD INDEX FDS VTV 922908744 $1.8M 1.34% 8,555 SH
20 VANGUARD INTL EQUITY INDEX F VWO 922042858 $1.6M 1.16% 26,901 SH
21 PGIM ETF TR PHYL 69344A206 $1.4M 1.02% 41,986 SH
22 VANGUARD INTL EQUITY INDEX F VEU 922042775 $1.3M 0.91% 15,088 SH
23 ISHARES TR SGOV 46436E718 $1.2M 0.90% 12,358 SH
24 ISHARES TR IJH 464287507 $1.2M 0.87% 16,669 SH
25 SCHWAB STRATEGIC TR SCHD 808524797 $1.1M 0.79% 33,687 SH
26 NVIDIA CORPORATION NVDA 67066G104 $968.1K 0.70% 4,239 SH
27 PHILIP MORRIS INTL INC PM 718172109 $836.7K 0.61% 4,385 SH
28 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $800.7K 0.58% 1,608 SH
29 LOEWS CORP L 540424108 $783.2K 0.57% 7,500 SH
30 ALPHABET INC GOOGL 02079K305 $755.6K 0.55% 2,196 SH
31 ISHARES TR SCZ 464288273 $660.9K 0.48% 7,829 SH
32 CHEVRON CORPORATION CVX 166764100 $589.6K 0.43% 2,887 SH
33 CSX CORP CSX 126408103 $588.1K 0.43% 12,644 SH
34 AMAZON COM INC AMZN 023135106 $572.8K 0.42% 2,299 SH
35 ISHARES TR IVV 464287200 $551.4K 0.40% 720 SH
36 LOWES COS INC LOW 548661107 $532.4K 0.39% 2,889 SH
37 JOHNSON & JOHNSON JNJ 478160104 $519.6K 0.38% 1,963 SH
38 RTX CORPORATION RTX 75513E101 $489.7K 0.36% 2,638 SH
39 ABBVIE INC ABBV 00287Y109 $486.0K 0.35% 1,858 SH
40 ISHARES INC EMXC 46434G764 $462.4K 0.34% 4,667 SH
41 ALPHABET INC GOOG 02079K107 $457.6K 0.33% 1,343 SH
42 ISHARES TR USMV 46429B697 $414.1K 0.30% 4,250 SH
43 ISHARES TR AOA 464289859 $402.0K 0.29% 4,133 SH
44 VANGUARD INDEX FDS VTI 922908769 $393.0K 0.29% 1,050 SH
45 META PLATFORMS INC META 30303M102 $385.8K 0.28% 532 SH
46 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $363.0K 0.26% 476 SH
47 JPMORGAN CHASE & CO JPM 46625H100 $354.3K 0.26% 1,071 SH
48 GE AEROSPACE GE 369604301 $328.2K 0.24% 1,051 SH
49 DIMENSIONAL ETF TRUST DFAT 25434V609 $319.0K 0.23% 4,802 SH
50 GE VERNOVA INC GEV 36828A101 $315.6K 0.23% 332 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-11-05 $137.9M 67 0001398344-26-019623
2026-06-30 2026-08-10 $125.8M 73 0001398344-26-013876
2026-03-31 2026-05-11 $111.6M 76 0001398344-26-008891
2025-12-31 2026-02-13 $108.7M 78 0001398344-26-003144
Filer Information
Address
128 E FISHER AVE
GREENSBORO, NC 27401
Phone
(336) 272-9488
Filing Manager
Smith Partners Wealth Management, LLC
GREENSBORO, NC
Signatory
Justin Smith
Managing Partner