Altium Investment Strategies LLC — 13F Holdings & Portfolio
CIK 2131949 · latest 13F-HR filed 2026-10-20
Altium Investment Strategies LLC manages $87.4M in 13F-reported U.S. long-equity assets across 25 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are BSJR (18.91%), PG (17.63%), FTSM (14.93%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 6 new positions and exited 1; 6 existing positions rose in reported value and 2 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-20
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 90.6%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Mar 30, 2026.
WESLEY CHAPEL, FL 33544
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| MERCER, EDWIN, DUANE Control | CHIEF FINANCIAL OFFICER since Dec 2024 | 10–25% | Individual |
| WILKES, DEREK, ALLEN Control | CHIEF COMPLIANCE OFFICER since Aug 2025 | Less than 5% | Individual |
| GOTSIS, KONSTANTINOS | OWNER since Dec 2024 | 10–25% | Individual |
| Guinta, Gregg, Arthur | COO since Feb 2025 | Less than 5% | Individual |
| LEONE, ROBERT, VINCENZO | OWNER since Dec 2024 | 10–25% | Individual |
| O'GRADY, PAUL, JAMES | OWNER since Dec 2024 | 10–25% | Individual |
Ownership & leadership changes · 4 filings with changes since Dec 17, 2024
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- ChangedGOTSIS, KONSTANTINOS · ownership 25–50% → 10–25%
- ChangedLEONE, ROBERT, VINCENZO · ownership 25–50% → 10–25%
- ChangedMERCER, EDWIN, DUANE · ownership Less than 5% → 10–25%
- ChangedO'GRADY, PAUL, JAMES · ownership 25–50% → 10–25%
- ChangedGOTSIS, KONSTANTINOS · no longer a control person
- ChangedLEONE, ROBERT, VINCENZO · no longer a control person
- ChangedO'GRADY, PAUL, JAMES · no longer a control person
- No longer listedHARRIS, PATRICK, EUGENE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2024
- AddedWILKES, DEREK, ALLEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedGuinta, Gregg, Arthur · COO · Less than 5%
- ListedGOTSIS, KONSTANTINOS · OWNER · 25–50% · control person
- ListedHARRIS, PATRICK, EUGENE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedLEONE, ROBERT, VINCENZO · OWNER · 25–50% · control person
- ListedMERCER, EDWIN, DUANE · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ListedO'GRADY, PAUL, JAMES · OWNER · 25–50% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- INVESCO EXCH TRD SLF IDX FD$5.9M +55.3%
- INVESCO EXCH TRD SLF IDX FD$1.4M +120.9%
- EA SERIES TRUST$990.5K +28.4%
- GRAYSCALE CHAINLINK TR ETF$415.3K +393.9%
- AMAZON COM INC$354.2K +80.6%
New Positions
- EXXONMOBIL HOLDINGS CORP$11.0M
- APPLE INC$2.8M
- FIRST TR EXCHANGE-TRADED FD$452.1K
- NVIDIA CORPORATION$291.9K
- JOHNSON & JOHNSON$208.8K
Altium Investment Strategies LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO EXCH TRD SLF IDX FD | BSJR | 46138J585 | $16.5M | 18.91% | 744,425 | SH |
| 2 | PROCTER & GAMBLE CO | PG | 742718109 | $15.4M | 17.63% | 100,702 | SH |
| 3 | FIRST TR EXCHANGE-TRADED FD | FTSM | 33739Q408 | $13.1M | 14.93% | 218,879 | SH |
| 4 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $11.0M | 12.55% | 63,000 | SH |
| 5 | GLOBAL X FDS | CLIP | 37960A438 | $9.3M | 10.59% | 92,450 | SH |
| 6 | EA SERIES TRUST | BOXX | 02072L565 | $4.5M | 5.12% | 37,734 | SH |
| 7 | APPLE INC | AAPL | 037833100 | $2.8M | 3.15% | 8,072 | SH |
| 8 | INVESCO EXCH TRD SLF IDX FD | BSJS | 46138J452 | $2.6M | 3.01% | 122,348 | SH |
| 9 | INVESCO EXCH TRD SLF IDX FD | BSJQ | 46138J635 | $2.5M | 2.84% | 108,725 | SH |
| 10 | FIRST TR EXCHANGE-TRADED FD | FSIG | 33738D804 | $1.6M | 1.85% | 87,600 | SH |
| 11 | FIRST TR EXCHANGE-TRADED FD | FTCB | 33738D788 | $1.6M | 1.80% | 79,347 | SH |
| 12 | INVESCO EXCHANGE TRADED FD T | RPG | 46137V266 | $923.3K | 1.06% | 15,875 | SH |
| 13 | AMAZON COM INC | AMZN | 023135106 | $793.6K | 0.91% | 3,069 | SH |
| 14 | INVESCO EXCH TRADED FD TR II | RWL | 46138G698 | $698.2K | 0.80% | 5,245 | SH |
| 15 | JANUS DETROIT STR TR | JBBB | 47103U753 | $525.6K | 0.60% | 11,132 | SH |
| 16 | GRAYSCALE CHAINLINK TR ETF | GLNK | 38963V106 | $520.8K | 0.60% | 45,564 | SH |
| 17 | PACER FDS TR | FLRT | 69374H428 | $509.9K | 0.58% | 10,970 | SH |
| 18 | VANECK ETF TRUST | PFXF | 92189F429 | $491.6K | 0.56% | 28,012 | SH |
| 19 | ALPHABET INC | GOOG | 02079K107 | $464.2K | 0.53% | 1,328 | SH |
| 20 | FIRST TR EXCHANGE-TRADED FD | IGLD | 33733E856 | $452.1K | 0.52% | 22,423 | SH |
| 21 | INNOVATOR ETFS TRUST | UJUL | 45782C839 | $385.4K | 0.44% | 9,213 | SH |
| 22 | HYPERLIQUID STRATEGIES INC | PURR | 44916Y106 | $348.7K | 0.40% | 34,087 | SH |
| 23 | NVIDIA CORPORATION | NVDA | 67066G104 | $291.9K | 0.33% | 1,277 | SH |
| 24 | JOHNSON & JOHNSON | JNJ | 478160104 | $208.8K | 0.24% | 840 | SH |
| 25 | KOPIN CORP | KOPN | 500600101 | $42.2K | 0.05% | 10,000 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-20 | $87.4M | 25 | 0001754960-26-000915 |
| 2026-06-30 | 2026-07-15 | $69.4M | 20 | 0001754960-26-000530 |
| 2026-03-31 | 2026-05-05 | $34.0M | 13 | 0001754960-26-000358 |
WESLEY CHAPEL, FL 33544