CALTON & ASSOCIATES, INC. — 13F Holdings & Portfolio
CIK 822648 · latest 13F-HR filed 2026-05-13
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$695.9M
Long-equity book
Holdings
438
Distinct positions
Period
2026-03-31
Filed 2026-05-13
Q/Q Activity
+60 / −68 / ↑103 / ↓175
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SCHWAB STRATEGIC TR$8.4M +2813.3%
- ISHARES TR$1.7M +93.2%
- NORTHERN LTS FD TR II$1.5M +293.7%
- VANGUARD SCOTTSDALE FDS$1.2M +54.8%
- FIRST TR EXCHANGE TRADED FD$988.7K +19.1%
Top Trims
- INVESCO QQQ TR-$3.9M -10.7%
- BERKSHIRE HATHAWAY INC DEL-$2.6M -36.6%
- HOME DEPOT INC-$2.1M -65.3%
- APPLE INC-$2.0M -10.8%
- SCHWAB STRATEGIC TR-$1.8M -14.3%
New Positions
- STATE STR SPDR S&P 500 ETF T$20.4M
- NVIDIA CORPORATION$10.1M
- SPDR GOLD TR$4.4M
- J P MORGAN EXCHANGE TRADED F$4.3M
- SELECT SECTOR SPDR TR$4.1M
Exited Positions
- MARATHON PETE CORP$1.7M
- CONSOLIDATED EDISON INC$887.5K
- ATMOS ENERGY CORP$882.0K
- PACER FDS TR$749.1K
- J P MORGAN EXCHANGE TRADED F$748.5K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO QQQ TR | QQQ | 46090E103 | $32.6M | 4.68% | 56,430 | SH |
| 2 | NORTHERN LTS FD TR II | PSTR | 66538F140 | $29.2M | 4.19% | 1,039,789 | SH |
| 3 | SPDR SERIES TRUST | SPYM | 78464A854 | $20.7M | 2.97% | 270,245 | SH |
| 4 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $20.4M | 2.93% | 31,340 | SH |
| 5 | FIDELITY COVINGTON TRUST | FDVV | 316092840 | $16.7M | 2.40% | 302,166 | SH |
| 6 | APPLE INC | AAPL | 037833100 | $16.4M | 2.36% | 64,777 | SH |
| 7 | WISDOMTREE TR | USFR | 97717Y527 | $13.6M | 1.95% | 269,716 | SH |
| 8 | INVESCO ACTIVELY MANAGED EXC | VRIG | 46090A879 | $11.8M | 1.69% | 469,425 | SH |
| 9 | SPDR SERIES TRUST | BIL | 78468R663 | $11.3M | 1.62% | 123,207 | SH |
| 10 | DBX ETF TR | DBEF | 233051200 | $10.7M | 1.54% | 216,330 | SH |
| 11 | VANGUARD WORLD FD | VFH | 92204A405 | $10.6M | 1.53% | 88,050 | SH |
| 12 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $10.5M | 1.51% | 361,287 | SH |
| 13 | VANGUARD INDEX FDS | VUG | 922908736 | $10.3M | 1.48% | 23,558 | SH |
| 14 | NVIDIA CORPORATION | NVDA | 67066G104 | $10.1M | 1.45% | 58,013 | SH |
| 15 | SPDR SERIES TRUST | FLRN | 78468R200 | $9.9M | 1.43% | 323,072 | SH |
| 16 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $9.0M | 1.29% | 67,503 | SH |
| 17 | VANGUARD WORLD FD | MGC | 921910873 | $8.7M | 1.26% | 36,963 | SH |
| 18 | SCHWAB STRATEGIC TR | SGVT | 808524581 | $8.7M | 1.25% | 86,322 | SH |
| 19 | SPDR SERIES TRUST | BILS | 78468R523 | $8.2M | 1.19% | 82,942 | SH |
| 20 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $8.0M | 1.14% | 33,483 | SH |
| 21 | VANGUARD WORLD FD | VHT | 92204A504 | $7.8M | 1.11% | 28,488 | SH |
| 22 | VANGUARD INDEX FDS | VOO | 922908363 | $7.1M | 1.03% | 11,959 | SH |
| 23 | PACER FDS TR | COWZ | 69374H881 | $7.0M | 1.00% | 111,340 | SH |
| 24 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $6.2M | 0.89% | 90,420 | SH |
| 25 | SPDR SERIES TRUST | SPYD | 78468R788 | $5.8M | 0.84% | 127,924 | SH |
| 26 | MICROSOFT CORP | MSFT | 594918104 | $5.7M | 0.82% | 15,373 | SH |
| 27 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $5.1M | 0.73% | 126,668 | SH |
| 28 | VANGUARD WORLD FD | MGV | 921910840 | $5.0M | 0.71% | 34,214 | SH |
| 29 | SPDR SERIES TRUST | SLYV | 78464A300 | $4.8M | 0.70% | 51,231 | SH |
| 30 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $4.8M | 0.69% | 74,425 | SH |
| 31 | ISHARES TR | IWM | 464287655 | $4.8M | 0.68% | 19,212 | SH |
| 32 | VANGUARD WORLD FD | VDC | 92204A207 | $4.6M | 0.67% | 20,695 | SH |
| 33 | FIRST TR EXCHANGE-TRADED FD | FTSM | 33739Q408 | $4.5M | 0.65% | 75,955 | SH |
| 34 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $4.5M | 0.64% | 9,313 | SH |
| 35 | ISHARES TR | DGRO | 46434V621 | $4.4M | 0.63% | 62,343 | SH |
| 36 | SPDR GOLD TR | GLD | 78463V107 | $4.4M | 0.63% | 10,137 | SH |
| 37 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $4.3M | 0.62% | 76,181 | SH |
| 38 | SELECT SECTOR SPDR TR | XLV | 81369Y209 | $4.1M | 0.59% | 27,870 | SH |
| 39 | ISHARES TR | ACWI | 464288257 | $4.0M | 0.57% | 28,860 | SH |
| 40 | SSGA ACTIVE ETF TR | SRLN | 78467V608 | $3.9M | 0.56% | 97,721 | SH |
| 41 | VANECK ETF TRUST | GDX | 92189F106 | $3.6M | 0.52% | 39,587 | SH |
| 42 | VANGUARD BD INDEX FDS | BSV | 921937827 | $3.6M | 0.52% | 46,219 | SH |
| 43 | PACER FDS TR | GCOW | 69374H709 | $3.5M | 0.51% | 76,252 | SH |
| 44 | ISHARES TR | SHV | 464288679 | $3.5M | 0.51% | 31,845 | SH |
| 45 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $3.5M | 0.50% | 43,777 | SH |
| 46 | JPMORGAN CHASE & CO | JPM | 46625H100 | $3.4M | 0.49% | 11,652 | SH |
| 47 | ISHARES TR | LQD | 464287242 | $3.4M | 0.49% | 31,045 | SH |
| 48 | ISHARES TR | TIP | 464287176 | $3.4M | 0.49% | 30,633 | SH |
| 49 | AMAZON COM INC | AMZN | 023135106 | $3.4M | 0.48% | 16,105 | SH |
| 50 | VANECK ETF TRUST | SMH | 92189F676 | $3.4M | 0.48% | 8,745 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-13 | $695.9M | 438 | 0001172661-26-001798 |
| 2025-12-31 | 2026-02-10 | $680.9M | 446 | 0001172661-26-000574 |
| 2025-09-30 | 2025-11-07 | $666.2M | 425 | 0001172661-25-004622 |