CALTON & ASSOCIATES, INC. — 13F Holdings & Portfolio
CIK 822648 · latest 13F-HR filed 2026-08-10
CALTON & ASSOCIATES, INC. manages $682.8M in 13F-reported U.S. long-equity assets across 419 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are QQQ (6.08%), PSTR (3.84%), SPYM (3.42%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 66 new positions and exited 85; 146 existing positions rose in reported value and 151 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$682.8M
Long-equity book
Holdings
419
Distinct positions
Period
2026-06-30
Filed 2026-08-10
Q/Q Activity
+66 / −85 / ↑146 / ↓151
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26QQQ6.1% · -0%PSTR3.8% · -17%SPYM3.4% · -2%SPY3.2% · -6%FDVV2.6% · -2%AAPL2.2% · -20%VRIG1.8% · +4%SCHG1.8% · -0%DBEF1.8% · +1%BIL1.7% · +5%USFR1.7% · -14%QQQM1.5% · +2%NVDA1.5% · -13%MU1.4% · -8%XLK1.4% · -27%FLRN1.3% · -13%VUG1.2% · +312%VFH1.2% · -30%COWZ1.1% · +6%RDVY1.1% · -2%VHT1.0% · -18%MGC1.0% · -34%VOO1.0% · -19%SMH1.0% · +15%BILS0.9% · -23%CGGR0.9% · +2%MGV0.9% · +6%MSFT0.8% · -7%IWM0.8% · -11%DGRO0.7% · +4%JEPI0.7% · +8%VCSH0.7% · +33%VEA0.7% · -14%FTSM0.7% · -2%ACWI0.6% · -2%SPYD0.6% · -34%CGDV0.6% · +34%SLYV0.6% · -32%LQD0.5% · +4%AMZN0.5% · -9%BRK.B0.5% · -26%LLY0.5% · +12%GCOW0.5% · -3%ITOT0.5% · -10%JPM0.5% · -19%BSV0.5% · -14%XLF0.4% · +11%ITA0.4% · -9%BUFR0.4% · -11%PRMR0.4% · +23%GOVT0.4% · +6%GARP0.4% · +19%XLG0.4% · +4%VDC0.4% · -39%SDVY0.4% · -9%IVE0.4% · -10%TIP0.4% · -18%WMT0.4% · +25%VIS0.4% · -3%MPC0.4% · new
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 28.4%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 6, 2026.
Assets Under Management
$1.58B
Discretionary
$1.55B
Employees
373
Accounts
6,969
This firm reports 7 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| CALTON, DEREK JAY Control | VICE PRESIDENT - DIRECTOR since Dec 1997 | Less than 5% | Individual |
| CALTON, DWAYNE KENT Control | PRESIDENT - DIRECTOR since Sep 1987 | Less than 5% | Individual |
| CICCATI, RANDALL LEE Control | CEO / DIRECTOR since Jun 2014 | 50–75% | Individual |
| CICCATI, RANDALL LEE Control | SHAREHOLDER since Sep 2012 | 50–75% | Individual |
| COLE, DAVID SCOTT Control | CHIEF FINANCIAL OFFICER/FINOP since May 2025 | Less than 5% | Individual |
| RAHMOUNI IDRISSI, SAAD Control | CHIEF COMPLIANCE OFFICER since Jan 2023 | Less than 5% | Individual |
| RICHARDSON, PAUL REID Control | CHIEF OPERATIONS OFFICER since Oct 2020 | Less than 5% | Individual |
| SINGH, RAMESHWAR Control | SHAREHOLDER since May 2014 | 25–50% | Individual |
| SINGH, RAMESHWAR Control | DIRECTOR / SECRETARY /PRESIDENT OF ADVISORY SERVICES since Dec 2014 | 25–50% | Individual |
| CICCATI, ADELINE CARMELA | TRUSTEE OF THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST since Jul 2017 | Less than 5% | Individual |
| CICCATI, AUSTIN LOUIS | SHAREHOLDER since May 2014 | Less than 5% | Individual |
| CICCATI, CARLY MARIE | SHAREHOLDER since May 2014 | Less than 5% | Individual |
| CICCATI, JILL MARIE | SHAREHOLDER since Mar 2016 | 5–10% | Individual |
| THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST | SHAREHOLDER, LOUIS CICCATI AND ADELINE CARMELA CICCATI, TTEE since Jul 2017 | 5–10% | Domestic Entity |
Ownership & leadership changes · 20 filings with changes since Dec 23, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jul 30, 2025 filing
- No longer listedFUSSA OCASIO, FERNANDO · CHIEF FINANCIAL OFFICER/FINOP · Less than 5% · control person · listed since Apr 2022
- AddedCOLE, DAVID SCOTT · CHIEF FINANCIAL OFFICER/FINOP · Less than 5% · control person
Dec 19, 2024 filing
- ChangedSINGH, RAMESHWAR · ownership 10–25% → 25–50%
Dec 14, 2023 filing
- No longer listedAATRIA LLC · SHAREHOLDER · 10–25% · listed since May 2011
- No longer listedSHERWOOD, ANDREW COLIN · SHAREHOLDER · Less than 5% · listed since May 2014
- No longer listedSHERWOOD, BRITTANY ANN · SHAREHOLDER · Less than 5% · listed since May 2014
- No longer listedSHERWOOD, CHELSEA AMANDA · SHAREHOLDER · Less than 5% · listed since May 2014
- No longer listedSHERWOOD, SCOTT HENRY · OWNER · 75% or more · indirect via AATRIA LLC · listed since Dec 2010
- No longer listedSIMMERS, CHRISTOPHER JOHN · SHAREHOLDER · Less than 5% · listed since May 2014
- No longer listedSIMMERS, JOHN STEPHEN · TRUSTEE OF THE SIMMERS FAMILY TRUST · Less than 5% · listed since May 2012
- No longer listedSIMMERS, JULIE NICOLE · SHAREHOLDER · Less than 5% · listed since May 2014
- No longer listedSIMMERS, MARGARET MERHAR · TRUSTEE OF THE SIMMERS FAMILY TRUST · Less than 5% · listed since Sep 2012
- No longer listedTHE SIMMERS FAMILY TRUST · SHAREHOLDER, JOHN S SIMMERS AND MARGARET A. SIMMERS TTEES · 10–25% · listed since Sep 2012
- ChangedCICCATI, RANDALL LEE · ownership 10–25% → 50–75%
Mar 20, 2023 filing
- No longer listedCOKINIS, CHRISTOPHER A · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Aug 2021
- AddedRAHMOUNI IDRISSI, SAAD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Sep 8, 2022 filing
- No longer listedCOLE, DAVID SCOTT · CHIEF FINANCIAL OFFICER / TREASURER / VICE PRESIDENT · Less than 5% · control person · listed since Jun 2008
- AddedFUSSA OCASIO, FERNANDO · CHIEF FINANCIAL OFFICER/FINOP · Less than 5% · control person
Sep 9, 2021 filing
- No longer listedCICCATI, LOUIS · TRUSTEE OF THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST · 5–10% · listed since Jul 2017
- No longer listedERICSON, NILS ALEXANDER · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2019
- AddedCOKINIS, CHRISTOPHER A · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedRICHARDSON, PAUL REID · CHIEF OPERATIONS OFFICER · Less than 5% · control person
- ChangedCALTON, DEREK JAY · now a control person
- ChangedCICCATI, ADELINE CARMELA · ownership 5–10% → Less than 5%
- ChangedCOLE, DAVID SCOTT · title CHIEF FINANCIAL OFFICER / DIRECTOR / SECRETARY / VICE PRESIDENT → CHIEF FINANCIAL OFFICER / TREASURER / VICE PRESIDENT
- ChangedSIMMERS, MARGARET MERHAR · ownership 10–25% → Less than 5%
- ChangedSINGH, RAMESHWAR · title DIRECTOR / TREASURER/PRESIDENT OF ADVISORY SERVICES / SHAREHOLDER → DIRECTOR / SECRETARY /PRESIDENT OF ADVISORY SERVICES / SHAREHOLDER
Dec 20, 2019 filing
- No longer listedPOWERS, REBEKAH JOY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2017
- AddedERICSON, NILS ALEXANDER · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Dec 20, 2018 filing
- No longer listedHAYDEL, JOSEPH RICHARD JR · VICE PRESIDENT - DUE DILIGENCE OFFICER · Less than 5% · listed since Mar 1988
Dec 18, 2017 filing
- No longer listedGREBLUNAS, ROBERT BLAIR · COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2017
- AddedCICCATI, ADELINE CARMELA · TRUSTEE OF THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST · 5–10%
- AddedCICCATI, LOUIS · TRUSTEE OF THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST · 5–10%
- AddedTHE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST · SHAREHOLDER, LOUIS CICCATI AND ADELINE CARMELA CICCATI, TTEE · 5–10%
- ChangedCICCATI, JILL MARIE · ownership 10–25% → 5–10%
Mar 9, 2017 filing
- AddedPOWERS, REBEKAH JOY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- Listed againGREBLUNAS, ROBERT BLAIR · COMPLIANCE OFFICER · Less than 5% · control person
- ChangedSIMMERS, CHRISTOPHER JOHN · title CHIEF COMPLIANCE OFFICER / DIRECTOR / SHAREHOLDER → SHAREHOLDER; no longer a control person
Older changes (11 more filings)
Dec 27, 2016 filing
- No longer listedCICCATI, JILL · SHAREHOLDER · 10–25% · listed since Sep 2012
- No longer listedSHERWOOD, SCOTT HENRY · DIRECTOR · Less than 5% · listed since Sep 2012
- AddedCICCATI, JILL MARIE · SHAREHOLDER · 10–25%
Jul 6, 2016 filing
- No longer listedGREBLUNAS, ROBERT BLAIR · CHIEF COMPLIANCE OFFICER / VICE PRESIDENT · Less than 5% · control person · listed since Apr 2003
- ChangedSIMMERS, CHRISTOPHER JOHN · title CHIEF COMPLIANCE OFFICER OF ADVISORY SERVICES / DIRECTOR / SHAREHOLDER → CHIEF COMPLIANCE OFFICER / DIRECTOR / SHAREHOLDER
Apr 28, 2016 filing
- No longer listedBROWN, CRYSTAL DENISE · SHAREHOLDER · Less than 5% · listed since Sep 1987
- No longer listedCALTON, LORETTA DAWN · SHAREHOLDER / JTWROS WITH DEREK J CALTON · 5–10% · listed since Dec 1987
- No longer listedHARRINGTON, GEORGE GERALD JR · SHAREHOLDER / JTWROS WITH SANDRA HARRINGTON / VICE PRESIDENT · Less than 5% · listed since Nov 1987
- No longer listedHARRINGTON, SANDRA G · SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR · 5–10% · listed since Nov 1987
- No longer listedTHE DWAYNE K CALTON TRUST · SHAREHOLDER, DWAYNE K CALTON TTEE · Less than 5% · listed since Apr 2010
- ChangedCALTON, DEREK JAY · title SHAREHOLDER / JTWROS WITH LORETTA D CALTON / VICE PRESIDENT - DIRECTOR → VICE PRESIDENT - DIRECTOR; ownership 5–10% → Less than 5%
- ChangedCALTON, DWAYNE KENT · title PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST → PRESIDENT - DIRECTOR
- ChangedCICCATI, JILL · ownership 5–10% → 10–25%
- ChangedSINGH, RAMESHWAR · title DIRECTOR / TREASURER / SHAREHOLDER → DIRECTOR / TREASURER/PRESIDENT OF ADVISORY SERVICES / SHAREHOLDER
Feb 29, 2016 filing
- ChangedCALTON, DEREK JAY · title SHAREHOLDER / JTWROS WITH LORETTA D CALTON / VICE PRESIDENT - DIRECTOR-SECRETARY → SHAREHOLDER / JTWROS WITH LORETTA D CALTON / VICE PRESIDENT - DIRECTOR
- ChangedCICCATI, JILL · title SHAREHOLDER / JTWROS WITH RANDALL CICCATI → SHAREHOLDER; ownership 10–25% → 5–10%
- ChangedCICCATI, RANDALL LEE · title CEO / DIRECTOR / SHAREHOLDER / JTWROS WITH JILL CICCATTI → CEO / DIRECTOR / SHAREHOLDER; now a control person
- ChangedCOLE, DAVID SCOTT · title CHIEF FINANCIAL OFFICER / VICE PRESIDENT → CHIEF FINANCIAL OFFICER / DIRECTOR / SECRETARY / VICE PRESIDENT
- ChangedHARRINGTON, GEORGE GERALD JR · title SHAREHOLDER / JTWROS WITH SANDRA HARRINGTON / VICE PRESIDENT - TREASURER - DIRECTOR → SHAREHOLDER / JTWROS WITH SANDRA HARRINGTON / VICE PRESIDENT; ownership 5–10% → Less than 5%; no longer a control person
- ChangedHAYDEL, JOSEPH RICHARD JR · title VICE PRESIDENT - DIRECTOR → VICE PRESIDENT - DUE DILIGENCE OFFICER
- ChangedSIMMERS, CHRISTOPHER JOHN · title SHAREHOLDER → CHIEF COMPLIANCE OFFICER OF ADVISORY SERVICES / DIRECTOR / SHAREHOLDER; now a control person
- ChangedSIMMERS, JOHN STEPHEN · title DIRECTOR / TRUSTEE OF THE SIMMERS FAMILY TRUST → TRUSTEE OF THE SIMMERS FAMILY TRUST
- ChangedSINGH, RAMESHWAR · title DIRECTOR / SHAREHOLDER → DIRECTOR / TREASURER / SHAREHOLDER; ownership 5–10% → 10–25%; now a control person
May 5, 2015 filing
- ChangedCICCATI, RANDALL LEE · title DIRECTOR / SHAREHOLDER / JTWROS WITH JILL CICCATTI → CEO / DIRECTOR / SHAREHOLDER / JTWROS WITH JILL CICCATTI
- ChangedSIMMERS, JOHN STEPHEN · title DIRECTOR, TRUSTEE OF THE SIMMERS FAMILY TRUST → DIRECTOR / TRUSTEE OF THE SIMMERS FAMILY TRUST
- ChangedSINGH, RAMESHWAR · title SHAREHOLDER → DIRECTOR / SHAREHOLDER; ownership Less than 5% → 5–10%
Jun 9, 2014 filing
- AddedCICCATI, AUSTIN LOUIS · SHAREHOLDER · Less than 5%
- AddedCICCATI, CARLY MARIE · SHAREHOLDER · Less than 5%
- AddedSHERWOOD, ANDREW COLIN · SHAREHOLDER · Less than 5%
- AddedSHERWOOD, BRITTANY ANN · SHAREHOLDER · Less than 5%
- AddedSHERWOOD, CHELSEA AMANDA · SHAREHOLDER · Less than 5%
- AddedSIMMERS, CHRISTOPHER JOHN · SHAREHOLDER · Less than 5%
- AddedSIMMERS, JULIE NICOLE · SHAREHOLDER · Less than 5%
- AddedSINGH, RAMESHWAR · SHAREHOLDER · Less than 5%
- ChangedCICCATI, JILL · ownership 5–10% → 10–25%
- ChangedCICCATI, RANDALL LEE · ownership 5–10% → 10–25%
- ChangedCOLE, DAVID SCOTT · title CHIEF FINANCIAL OFFICER → CHIEF FINANCIAL OFFICER / VICE PRESIDENT
- ChangedTHE DWAYNE K CALTON TRUST · ownership 25–50% → Less than 5%
Jan 17, 2014 filing
- No longer listedGREGG, KEITH EDWARD · DIRECTOR · Less than 5% · listed since May 2012
Nov 19, 2012 filing
- AddedSHERWOOD, SCOTT HENRY · DIRECTOR · Less than 5%
Oct 4, 2012 filing
- AddedSHERWOOD, SCOTT HENRY · OWNER · 75% or more · indirect via AATRIA LLC
- AddedSIMMERS, MARGARET MERHAR · TRUSTEE OF THE SIMMERS FAMILY TRUST · 10–25%
- ChangedCALTON, DWAYNE KENT · title PRESIDENT - DIRECTOR-TRUSTEE → PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST
- ChangedSIMMERS, JOHN STEPHEN · title DIRECTOR → DIRECTOR, TRUSTEE OF THE SIMMERS FAMILY TRUST
- ChangedTHE DWAYNE K CALTON TRUST · title SHAREHOLDER → SHAREHOLDER, DWAYNE K CALTON TTEE
- ChangedTHE SIMMERS FAMILY TRUST · title SHAREHOLDER → SHAREHOLDER, JOHN S SIMMERS AND MARGARET A. SIMMERS TTEES
Sep 21, 2012 filing
- No longer listedCALTON, DWAYNE KENT · PRESIDENT - DIRECTOR · 50–75% · control person · listed since Sep 1987
- AddedCALTON, DWAYNE KENT · PRESIDENT - DIRECTOR-TRUSTEE · Less than 5% · control person
- AddedCALTON, LORETTA DAWN · SHAREHOLDER / JTWROS WITH DEREK J CALTON · 5–10%
- AddedCICCATI, JILL · SHAREHOLDER / JTWROS WITH RANDALL CICCATI · 5–10%
- AddedCICCATI, RANDALL LEE · DIRECTOR / SHAREHOLDER / JTWROS WITH JILL CICCATTI · 5–10%
- AddedGREGG, KEITH EDWARD · DIRECTOR · Less than 5%
- AddedHARRINGTON, SANDRA G · SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR · 5–10%
- AddedSIMMERS, JOHN STEPHEN · DIRECTOR · Less than 5%
- AddedTHE DWAYNE K CALTON TRUST · SHAREHOLDER · 25–50%
- AddedTHE SIMMERS FAMILY TRUST · SHAREHOLDER · 10–25%
- ChangedCALTON, DEREK JAY · title VICE PRESIDENT - DIRECTOR-SECRETARY → SHAREHOLDER / JTWROS WITH LORETTA D CALTON / VICE PRESIDENT - DIRECTOR-SECRETARY
- ChangedHARRINGTON, GEORGE GERALD JR · title VICE PRESIDENT - TREASURER - DIRECTOR → SHAREHOLDER / JTWROS WITH SANDRA HARRINGTON / VICE PRESIDENT - TREASURER - DIRECTOR
Dec 23, 2011 filing (earliest on record)
- ListedAATRIA LLC · SHAREHOLDER · 10–25%
- ListedBROWN, CRYSTAL DENISE · SHAREHOLDER · Less than 5%
- ListedCALTON, DEREK JAY · VICE PRESIDENT - DIRECTOR-SECRETARY · 5–10%
- ListedCALTON, DWAYNE KENT · PRESIDENT - DIRECTOR · 50–75% · control person
- ListedCOLE, DAVID SCOTT · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ListedGREBLUNAS, ROBERT BLAIR · CHIEF COMPLIANCE OFFICER / VICE PRESIDENT · Less than 5% · control person
- ListedHARRINGTON, GEORGE GERALD JR · VICE PRESIDENT - TREASURER - DIRECTOR · 5–10% · control person
- ListedHAYDEL, JOSEPH RICHARD JR · VICE PRESIDENT - DIRECTOR · Less than 5%
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- INVESCO QQQ TR$8.9M +27.4%
- MICRON TECHNOLOGY INC$6.7M +216.0%
- VANECK ETF TRUST$3.2M +96.6%
- SPDR SERIES TRUST$2.7M +13.0%
- INVESCO EXCH TRADED FD TR II$2.4M +30.6%
Top Trims
- SCHWAB STRATEGIC TR-$8.0M -91.7%
- NORTHERN LTS FD TR II-$3.0M -10.1%
- VANGUARD WORLD FD-$2.6M -24.1%
- VANECK ETF TRUST-$2.1M -58.3%
- VANGUARD WORLD FD-$2.1M -23.7%
New Positions
- MARATHON PETE CORP$2.5M
- CONSOLIDATED EDISON INC$944.4K
- VANGUARD INDEX FDS$919.2K
- ISHARES TR$878.5K
- ATMOS ENERGY CORP$865.2K
Exited Positions
- PACER FDS TR$1.3M
- JANUS DETROIT STR TR$990.9K
- INVESCO EXCH TRADED FD TR II$937.4K
- ISHARES TR$900.2K
- VANGUARD BD INDEX FDS$890.1K
CALTON & ASSOCIATES, INC. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO QQQ TR | QQQ | 46090E103 | $41.5M | 6.08% | 56,351 | SH |
| 2 | NORTHERN LTS FD TR II | PSTR | 66538F140 | $26.2M | 3.84% | 859,824 | SH |
| 3 | SPDR SERIES TRUST | SPYM | 78464A854 | $23.4M | 3.42% | 265,895 | SH |
| 4 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $22.0M | 3.22% | 29,442 | SH |
| 5 | FIDELITY COVINGTON TRUST | FDVV | 316092840 | $17.8M | 2.60% | 294,506 | SH |
| 6 | APPLE INC | AAPL | 037833100 | $15.0M | 2.19% | 51,716 | SH |
| 7 | INVESCO ACTIVELY MANAGED EXC | VRIG | 46090A879 | $12.3M | 1.80% | 489,131 | SH |
| 8 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $12.2M | 1.78% | 359,676 | SH |
| 9 | DBX ETF TR | DBEF | 233051200 | $12.0M | 1.75% | 219,312 | SH |
| 10 | SPDR SERIES TRUST | BIL | 78468R663 | $11.9M | 1.74% | 129,441 | SH |
| 11 | WISDOMTREE TR | USFR | 97717Y527 | $11.7M | 1.71% | 231,578 | SH |
| 12 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $10.4M | 1.52% | 34,292 | SH |
| 13 | NVIDIA CORPORATION | NVDA | 67066G104 | $10.1M | 1.48% | 50,416 | SH |
| 14 | MICRON TECHNOLOGY INC | MU | 595112103 | $9.8M | 1.43% | 8,464 | SH |
| 15 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $9.3M | 1.37% | 49,063 | SH |
| 16 | SPDR SERIES TRUST | FLRN | 78468R200 | $8.7M | 1.27% | 280,541 | SH |
| 17 | VANGUARD INDEX FDS | VUG | 922908736 | $8.4M | 1.23% | 97,164 | SH |
| 18 | VANGUARD WORLD FD | VFH | 92204A405 | $8.1M | 1.18% | 61,387 | SH |
| 19 | PACER FDS TR | COWZ | 69374H881 | $7.4M | 1.08% | 118,523 | SH |
| 20 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $7.2M | 1.05% | 88,508 | SH |
| 21 | VANGUARD WORLD FD | VHT | 92204A504 | $7.0M | 1.02% | 23,369 | SH |
| 22 | VANGUARD WORLD FD | MGC | 921910873 | $6.7M | 0.98% | 24,363 | SH |
| 23 | VANGUARD INDEX FDS | VOO | 922908363 | $6.6M | 0.97% | 9,642 | SH |
| 24 | VANECK ETF TRUST | SMH | 92189F676 | $6.6M | 0.97% | 10,052 | SH |
| 25 | SPDR SERIES TRUST | BILS | 78468R523 | $6.4M | 0.93% | 64,106 | SH |
| 26 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $6.1M | 0.89% | 128,616 | SH |
| 27 | VANGUARD WORLD FD | MGV | 921910840 | $5.9M | 0.86% | 36,079 | SH |
| 28 | MICROSOFT CORP | MSFT | 594918104 | $5.4M | 0.78% | 14,343 | SH |
| 29 | ISHARES TR | IWM | 464287655 | $5.1M | 0.75% | 17,123 | SH |
| 30 | ISHARES TR | DGRO | 46434V621 | $4.9M | 0.72% | 65,132 | SH |
| 31 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $4.7M | 0.68% | 82,507 | SH |
| 32 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $4.6M | 0.67% | 58,103 | SH |
| 33 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $4.6M | 0.67% | 64,168 | SH |
| 34 | FIRST TR EXCHANGE-TRADED FD | FTSM | 33739Q408 | $4.4M | 0.65% | 74,350 | SH |
| 35 | ISHARES TR | ACWI | 464288257 | $4.4M | 0.65% | 28,178 | SH |
| 36 | SPDR SERIES TRUST | SPYD | 78468R788 | $4.0M | 0.59% | 84,488 | SH |
| 37 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $4.0M | 0.58% | 80,494 | SH |
| 38 | SPDR SERIES TRUST | SLYV | 78464A300 | $3.8M | 0.56% | 35,035 | SH |
| 39 | ISHARES TR | LQD | 464287242 | $3.5M | 0.51% | 32,190 | SH |
| 40 | AMAZON COM INC | AMZN | 023135106 | $3.5M | 0.51% | 14,693 | SH |
| 41 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $3.4M | 0.50% | 6,861 | SH |
| 42 | ELI LILLY & CO | LLY | 532457108 | $3.4M | 0.50% | 2,827 | SH |
| 43 | PACER FDS TR | GCOW | 69374H709 | $3.2M | 0.47% | 74,063 | SH |
| 44 | ISHARES TR | ITOT | 464287150 | $3.1M | 0.46% | 19,051 | SH |
| 45 | JPMORGAN CHASE & CO | JPM | 46625H100 | $3.1M | 0.45% | 9,436 | SH |
| 46 | VANGUARD BD INDEX FDS | BSV | 921937827 | $3.1M | 0.45% | 39,548 | SH |
| 47 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $3.1M | 0.45% | 57,224 | SH |
| 48 | ISHARES TR | ITA | 464288760 | $3.1M | 0.45% | 12,634 | SH |
| 49 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $3.0M | 0.44% | 81,693 | SH |
| 50 | NORTHERN LTS FD TR II | PRMR | 664925864 | $3.0M | 0.43% | 103,870 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-10 | $682.8M | 419 | 0001172661-26-003203 |
| 2026-03-31 | 2026-05-13 | $695.9M | 438 | 0001172661-26-001798 |
| 2025-12-31 | 2026-02-10 | $680.9M | 446 | 0001172661-26-000574 |
| 2025-09-30 | 2025-11-07 | $666.2M | 425 | 0001172661-25-004622 |
Filer Information
Address
2701 N ROCKY POINT DRIVESUITE 1000
TAMPA, FL 33607
Phone
(813) 605-0902
Filing Manager
CALTON & ASSOCIATES, INC.
Tampa, FL
Signatory
Ramu Singh
President Advisory Services