CALTON & ASSOCIATES, INC. — 13F Holdings & Portfolio
CIK 822648 · latest 13F-HR filed 2026-08-10
CALTON & ASSOCIATES, INC. manages $682.8M in 13F-reported U.S. long-equity assets across 419 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are QQQ (6.08%), PSTR (3.84%), SPYM (3.42%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 66 new positions, exited 85, added to 146, and trimmed 151.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 1000
TAMPA, FL 33607
$682.8M
Long-equity book
419
Distinct positions
2026-06-30
Filed 2026-08-10
+66 / −85 / ↑146 / ↓151
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- INVESCO QQQ TR$8.9M +27.4%
- MICRON TECHNOLOGY INC$6.7M +216.0%
- VANECK ETF TRUST$3.2M +96.6%
- SPDR SERIES TRUST$2.7M +13.0%
- INVESCO EXCH TRADED FD TR II$2.4M +30.6%
Top Trims
- SCHWAB STRATEGIC TR-$8.0M -91.7%
- NORTHERN LTS FD TR II-$3.0M -10.1%
- VANGUARD WORLD FD-$2.6M -24.1%
- VANECK ETF TRUST-$2.1M -58.3%
- VANGUARD WORLD FD-$2.1M -23.7%
New Positions
- MARATHON PETE CORP$2.5M
- CONSOLIDATED EDISON INC$944.4K
- VANGUARD INDEX FDS$919.2K
- ISHARES TR$878.5K
- ATMOS ENERGY CORP$865.2K
Exited Positions
- PACER FDS TR$1.3M
- JANUS DETROIT STR TR$990.9K
- INVESCO EXCH TRADED FD TR II$937.4K
- ISHARES TR$900.2K
- VANGUARD BD INDEX FDS$890.1K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO QQQ TR | QQQ | 46090E103 | $41.5M | 6.08% | 56,351 | SH |
| 2 | NORTHERN LTS FD TR II | PSTR | 66538F140 | $26.2M | 3.84% | 859,824 | SH |
| 3 | SPDR SERIES TRUST | SPYM | 78464A854 | $23.4M | 3.42% | 265,895 | SH |
| 4 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $22.0M | 3.22% | 29,442 | SH |
| 5 | FIDELITY COVINGTON TRUST | FDVV | 316092840 | $17.8M | 2.60% | 294,506 | SH |
| 6 | APPLE INC | AAPL | 037833100 | $15.0M | 2.19% | 51,716 | SH |
| 7 | INVESCO ACTIVELY MANAGED EXC | VRIG | 46090A879 | $12.3M | 1.80% | 489,131 | SH |
| 8 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $12.2M | 1.78% | 359,676 | SH |
| 9 | DBX ETF TR | DBEF | 233051200 | $12.0M | 1.75% | 219,312 | SH |
| 10 | SPDR SERIES TRUST | BIL | 78468R663 | $11.9M | 1.74% | 129,441 | SH |
| 11 | WISDOMTREE TR | USFR | 97717Y527 | $11.7M | 1.71% | 231,578 | SH |
| 12 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $10.4M | 1.52% | 34,292 | SH |
| 13 | NVIDIA CORPORATION | NVDA | 67066G104 | $10.1M | 1.48% | 50,416 | SH |
| 14 | MICRON TECHNOLOGY INC | MU | 595112103 | $9.8M | 1.43% | 8,464 | SH |
| 15 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $9.3M | 1.37% | 49,063 | SH |
| 16 | SPDR SERIES TRUST | FLRN | 78468R200 | $8.7M | 1.27% | 280,541 | SH |
| 17 | VANGUARD INDEX FDS | VUG | 922908736 | $8.4M | 1.23% | 97,164 | SH |
| 18 | VANGUARD WORLD FD | VFH | 92204A405 | $8.1M | 1.18% | 61,387 | SH |
| 19 | PACER FDS TR | COWZ | 69374H881 | $7.4M | 1.08% | 118,523 | SH |
| 20 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $7.2M | 1.05% | 88,508 | SH |
| 21 | VANGUARD WORLD FD | VHT | 92204A504 | $7.0M | 1.02% | 23,369 | SH |
| 22 | VANGUARD WORLD FD | MGC | 921910873 | $6.7M | 0.98% | 24,363 | SH |
| 23 | VANGUARD INDEX FDS | VOO | 922908363 | $6.6M | 0.97% | 9,642 | SH |
| 24 | VANECK ETF TRUST | SMH | 92189F676 | $6.6M | 0.97% | 10,052 | SH |
| 25 | SPDR SERIES TRUST | BILS | 78468R523 | $6.4M | 0.93% | 64,106 | SH |
| 26 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $6.1M | 0.89% | 128,616 | SH |
| 27 | VANGUARD WORLD FD | MGV | 921910840 | $5.9M | 0.86% | 36,079 | SH |
| 28 | MICROSOFT CORP | MSFT | 594918104 | $5.4M | 0.78% | 14,343 | SH |
| 29 | ISHARES TR | IWM | 464287655 | $5.1M | 0.75% | 17,123 | SH |
| 30 | ISHARES TR | DGRO | 46434V621 | $4.9M | 0.72% | 65,132 | SH |
| 31 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $4.7M | 0.68% | 82,507 | SH |
| 32 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $4.6M | 0.67% | 58,103 | SH |
| 33 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $4.6M | 0.67% | 64,168 | SH |
| 34 | FIRST TR EXCHANGE-TRADED FD | FTSM | 33739Q408 | $4.4M | 0.65% | 74,350 | SH |
| 35 | ISHARES TR | ACWI | 464288257 | $4.4M | 0.65% | 28,178 | SH |
| 36 | SPDR SERIES TRUST | SPYD | 78468R788 | $4.0M | 0.59% | 84,488 | SH |
| 37 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $4.0M | 0.58% | 80,494 | SH |
| 38 | SPDR SERIES TRUST | SLYV | 78464A300 | $3.8M | 0.56% | 35,035 | SH |
| 39 | ISHARES TR | LQD | 464287242 | $3.5M | 0.51% | 32,190 | SH |
| 40 | AMAZON COM INC | AMZN | 023135106 | $3.5M | 0.51% | 14,693 | SH |
| 41 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $3.4M | 0.50% | 6,861 | SH |
| 42 | ELI LILLY & CO | LLY | 532457108 | $3.4M | 0.50% | 2,827 | SH |
| 43 | PACER FDS TR | GCOW | 69374H709 | $3.2M | 0.47% | 74,063 | SH |
| 44 | ISHARES TR | ITOT | 464287150 | $3.1M | 0.46% | 19,051 | SH |
| 45 | JPMORGAN CHASE & CO | JPM | 46625H100 | $3.1M | 0.45% | 9,436 | SH |
| 46 | VANGUARD BD INDEX FDS | BSV | 921937827 | $3.1M | 0.45% | 39,548 | SH |
| 47 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $3.1M | 0.45% | 57,224 | SH |
| 48 | ISHARES TR | ITA | 464288760 | $3.1M | 0.45% | 12,634 | SH |
| 49 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $3.0M | 0.44% | 81,693 | SH |
| 50 | NORTHERN LTS FD TR II | PRMR | 664925864 | $3.0M | 0.43% | 103,870 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-10 | $682.8M | 419 | 0001172661-26-003203 |
| 2026-03-31 | 2026-05-13 | $695.9M | 438 | 0001172661-26-001798 |
| 2025-12-31 | 2026-02-10 | $680.9M | 446 | 0001172661-26-000574 |
| 2025-09-30 | 2025-11-07 | $666.2M | 425 | 0001172661-25-004622 |