FINANCIAL COUNSELORS INC — 13F Holdings & Portfolio
CIK 949623 · latest 13F-HR filed 2026-10-22
FINANCIAL COUNSELORS INC manages $74.0M in 13F-reported U.S. long-equity assets across 13 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVV (80.56%), IEMG (6.38%), IJR (3.83%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 0 new positions and exited 0; 3 existing positions rose in reported value and 2 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-22
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 99.2%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Mar 12, 2026.
SUITE 110
OVERLAND PARK, KS 66211
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BERGMAN, BRADLEY, ANTHONY Control | DIRECTOR, CHAIRMAN OF THE BOARD since Aug 2011 | Less than 5% | Individual |
| FCI HOLDING CORPORATION Control | PARENT COMPANY OF FINANCIAL COUNSELORS, INC. since Jul 1999 | 75% or more | Domestic Entity |
| KOEHLER, WILLIAM, EDWARD Control | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER since Aug 2014 | Less than 5% | Individual |
| BUTCH, THOMAS, W | DIRECTOR since Jul 2025 | Less than 5% | Individual |
| HAGEMANN, ALFRED, CARL | DIRECTOR since Oct 2003 | Less than 5% | Individual |
| JOHNSON, TIMOTHY, ANDREW | CFO since Jan 2018 | Less than 5% | Individual |
| PERRY, STACEY, DEAN | DIRECTOR since Jul 2015 | Less than 5% | Individual |
| SCHAFF, AMY, LYN | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, SECRETARY, ASST. TREASURER since Jul 2010 | Less than 5% | Individual |
| SPRONG, BRADLEY, NIXON | DIRECTOR since Jul 2025 | Less than 5% | Individual |
| YOST, DAVID, BRENT | DIRECTOR since Oct 2020 | Less than 5% | Individual |
| BERGMAN, BRADLEY, ANTHONY Control Indirect owner via MTC HOLDING CORPORATION | PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD since Jan 2005 | 50–75% | Individual |
| MTC HOLDING CORPORATION Control Indirect owner via FCI HOLDING CORPORATION | SHAREHOLDER since Jan 2005 | 75% or more | Domestic Entity |
Ownership & leadership changes · 18 filings with changes since Mar 29, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedALLISON, MARK, STERLING · DIRECTOR, EXECUTIVE VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since Apr 2008
- No longer listedBERKLEY, STUART, CARLTON · DIRECTOR, SENIOR VICE PRESIDENT,CHIEF WEALTH STRATEGIST · Less than 5% · listed since Apr 2008
- No longer listedCALLEGARI, JOHN, DAVID · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since Sep 2021
- No longer listedCLOUD, GARY, BRUCE · DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER-FIXED INCOME · Less than 5% · listed since Apr 2008
- No longer listedCLUNE, UTE, DALEY · DIRECTOR, MANAGING DIRECTOR · Less than 5% · listed since Jan 2021
- No longer listedCOURTNEY, WILLIAM, MICHAEL · DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER-SELECT GROWTH · Less than 5% · listed since Apr 2008
- No longer listedGREIG, PETER, GORDON · DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER- FIXED INCOME · Less than 5% · listed since Feb 1998
- No longer listedHILL, BENJAMIN, VINCENT · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since Jul 2016
- No longer listedLAROSE, TODD, ALLEN · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since May 2018
- No longer listedMONTGOMERY, MATTHEW, LINK · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since Jul 2016
- No longer listedMORRISON, ROBERT, EUGENE · DIRECTOR · Less than 5% · listed since Jan 2022
- No longer listedMUTHER, ANDREW, RICHARD · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since Jul 2016
- No longer listedOTTO, JEFFREY, BRENDON · DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER, SELECT GROWTH · Less than 5% · listed since May 2018
- No longer listedPATTERSON, KRISTIN, KNIGHT · DIRECTOR, SENIOR VICE PRESIDENT, HEAD OF INVESTMENT MANAGER RESEARCH, PORTFOLIO MANAGER · Less than 5% · listed since Feb 2018
- No longer listedPEROTT, BRIAN, EUGENE · DIRECTOR, SENIOR VICE PRESIDENT, MANAGING DIRECTOR, ASSISTANT SECRETARY · Less than 5% · listed since Apr 2008
- No longer listedSCHAFF, VAL, FREDERICK · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER, ASSISTANT SECRETARY · Less than 5% · listed since Apr 2008
- No longer listedSCHUMANN, DENNIS, PATRICK · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since Jul 2016
- No longer listedSOLLARS, SCOTT, PRESTON · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since May 2018
- No longer listedUNTERHALTER, BRYAN, ANTHONY · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since Apr 2019
- No longer listedWEST, EMILY, PAGE · DIRECTOR, VICE PRESIDENT, DIRECTOR OF WEALTH PLANNING, PORTFOLIO MANAGER · Less than 5% · listed since May 2018
- AddedSPRONG, BRADLEY, NIXON · DIRECTOR · Less than 5%
- AddedBUTCH, THOMAS, W · DIRECTOR · Less than 5%
- No longer listedHUNTER, ROBERT, TYLER · DIRECTOR, VICE CHAIRMAN · Less than 5% · listed since Apr 2003
- ChangedJOHNSON, TIMOTHY, ANDREW · title TREASURER → CFO
- AddedMORRISON, ROBERT, EUGENE · DIRECTOR · Less than 5%
- No longer listedHUNT, GRAHAM, THOMAS · DIRECTOR · Less than 5% · listed since Dec 1994
- AddedCALLEGARI, JOHN, DAVID · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
- AddedYOST, DAVID, BRENT · DIRECTOR · Less than 5%
- No longer listedHELM, EUGENE, JOSEPH · DIRECTOR, SENIOR VICE PRESIDENT, COMPLIANCE OFFICER · Less than 5% · listed since Jan 2021
- AddedCLUNE, UTE, DALEY · DIRECTOR, MANAGING DIRECTOR · Less than 5%
- ChangedHELM, EUGENE, JOSEPH · title DIRECTOR, MANAGING DIRECTOR, COMPLIANCE OFFICER → DIRECTOR, SENIOR VICE PRESIDENT, COMPLIANCE OFFICER
- ChangedOTTO, JEFFREY, BRENDON · title DIRECTOR, VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER, SELECT GROWTH → DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER, SELECT GROWTH
- No longer listedBARNES, BRYANT, PAGE · DIRECTOR, VICE CHAIRMAN · Less than 5% · listed since Apr 2002
- No longer listedMTC HOLDING CORPORATION · SHAREHOLDER · 75% or more · indirect via PARENT COMPANY OF FCI HOLDING CORPORATION · control person · listed since Jan 2005
- AddedMTC HOLDING CORPORATION · SHAREHOLDER · 75% or more · indirect via FCI HOLDING CORPORATION · control person
- AddedUNTERHALTER, BRYAN, ANTHONY · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
- ChangedCOURTNEY, WILLIAM, MICHAEL · title DIRECTOR, SENIOR VICE PRESIDENT,CO-CHIEF INVEST. OFFICER-SELECT GROWTH → DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER-SELECT GROWTH
- ChangedHILL, BENJAMIN, VINCENT · title DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER → DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER
- ChangedMONTGOMERY, MATTHEW, LINK · title DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER → DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER
- ChangedMUTHER, ANDREW, RICHARD · title DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER → DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER
- ChangedSCHUMANN, DENNIS, PATRICK · title DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER → DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER
- ChangedSOLLARS, SCOTT, PRESTON · title DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER → DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER
Older changes (9 more filings)
- AddedLAROSE, TODD, ALLEN · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
- AddedOTTO, JEFFREY, BRENDON · DIRECTOR, VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER, SELECT GROWTH · Less than 5%
- AddedPATTERSON, KRISTIN, KNIGHT · DIRECTOR, SENIOR VICE PRESIDENT, HEAD OF INVESTMENT MANAGER RESEARCH, PORTFOLIO MANAGER · Less than 5%
- AddedSOLLARS, SCOTT, PRESTON · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
- AddedWEST, EMILY, PAGE · DIRECTOR, VICE PRESIDENT, DIRECTOR OF WEALTH PLANNING, PORTFOLIO MANAGER · Less than 5%
- No longer listedCOLLINS, JODY, MARIA · ASSISTANT SECRETARY, TREASURER · Less than 5% · listed since Jan 2004
- No longer listedCOX, PAUL, DAVID · DIRECTOR, SENIOR VICE PRESIDENT,CO-CHIEF INVEST.OFFICER-SELECT GROWTH · Less than 5% · listed since Apr 2013
- AddedJOHNSON, TIMOTHY, ANDREW · TREASURER · Less than 5%
- ChangedSCHAFF, AMY, LYN · no longer a control person
- AddedHILL, BENJAMIN, VINCENT · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
- AddedMONTGOMERY, MATTHEW, LINK · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
- AddedMUTHER, ANDREW, RICHARD · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
- AddedSCHUMANN, DENNIS, PATRICK · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
- ChangedALLISON, MARK, STERLING · title DIRECTOR, EXECUTIVE VICE PRESIDENT → DIRECTOR, EXECUTIVE VICE PRESIDENT, PORTFOLIO MANAGER
- ChangedBARNES, BRYANT, PAGE · title DIRECTOR, VICE CHAIRMAN, TREASURER → DIRECTOR, VICE CHAIRMAN
- ChangedBERKLEY, STUART, CARLTON · title DIRECTOR, SENIOR VICE PRESIDENT → DIRECTOR, SENIOR VICE PRESIDENT,CHIEF WEALTH STRATEGIST
- ChangedCLOUD, GARY, BRUCE · title DIRECTOR, SENIOR VICE PRESIDENT → DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER-FIXED INCOME
- ChangedCOLLINS, JODY, MARIA · title CHIEF FINANCIAL OFFICER → ASSISTANT SECRETARY, TREASURER
- ChangedCOURTNEY, WILLIAM, MICHAEL · title DIRECTOR, SENIOR VICE PRESIDENT → DIRECTOR, SENIOR VICE PRESIDENT,CO-CHIEF INVEST. OFFICER-SELECT GROWTH
- ChangedCOX, PAUL, DAVID · title DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER → DIRECTOR, SENIOR VICE PRESIDENT,CO-CHIEF INVEST.OFFICER-SELECT GROWTH
- ChangedGREIG, PETER, GORDON · title DIRECTOR, SENIOR VICE PRESIDENT → DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER- FIXED INCOME
- ChangedHELM, EUGENE, JOSEPH · title DIRECTOR, MANAGING DIRECTOR → DIRECTOR, MANAGING DIRECTOR, COMPLIANCE OFFICER
- ChangedKOEHLER, WILLIAM, EDWARD · title DIRECTOR, PRESIDENT AND C.E.O → DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER
- ChangedPEROTT, BRIAN, EUGENE · title DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY → DIRECTOR, SENIOR VICE PRESIDENT, MANAGING DIRECTOR, ASSISTANT SECRETARY
- ChangedSCHAFF, VAL, FREDERICK · title DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY → DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER, ASSISTANT SECRETARY
- AddedPERRY, STACEY, DEAN · DIRECTOR · Less than 5%
- ChangedALLISON, MARK, STERLING · ownership 5–10% → Less than 5%
- ChangedHUNTER, ROBERT, TYLER · no longer a control person
- AddedKOEHLER, WILLIAM, EDWARD · DIRECTOR, PRESIDENT AND C.E.O · Less than 5% · control person
- ChangedHUNTER, ROBERT, TYLER · title DIRECTOR, PRESIDENT, C.E.O., SECRETARY → DIRECTOR, VICE CHAIRMAN
- ChangedSCHAFF, AMY, LYN · title SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, ASST. SECRETARY, ASST. TREASURER → SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, SECRETARY, ASST. TREASURER
- AddedCOX, PAUL, DAVID · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
- ChangedALLISON, MARK, STERLING · ownership Less than 5% → 5–10%; no longer a control person
- ChangedBARNES, BRYANT, PAGE · no longer a control person
- ChangedBERKLEY, STUART, CARLTON · no longer a control person
- ChangedCLOUD, GARY, BRUCE · no longer a control person
- ChangedCOLLINS, JODY, MARIA · no longer a control person
- ChangedCOURTNEY, WILLIAM, MICHAEL · no longer a control person
- ChangedGREIG, PETER, GORDON · no longer a control person
- ChangedHAGEMANN, ALFRED, CARL · no longer a control person
- ChangedHUNT, GRAHAM, THOMAS · no longer a control person
- ChangedPEROTT, BRIAN, EUGENE · no longer a control person
- ChangedSCHAFF, VAL, FREDERICK · no longer a control person
- No longer listedANDERSON, DAVID, BRUCE · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person · listed since Apr 2008
- ListedALLISON, MARK, STERLING · DIRECTOR, EXECUTIVE VICE PRESIDENT · Less than 5% · control person
- ListedANDERSON, DAVID, BRUCE · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person
- ListedBARNES, BRYANT, PAGE · DIRECTOR, VICE CHAIRMAN, TREASURER · Less than 5% · control person
- ListedBERGMAN, BRADLEY, ANTHONY · DIRECTOR, CHAIRMAN OF THE BOARD · Less than 5% · control person
- ListedBERGMAN, BRADLEY, ANTHONY · PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD · 50–75% · indirect via MTC HOLDING CORPORATION · control person
- ListedBERKLEY, STUART, CARLTON · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person
- ListedCLOUD, GARY, BRUCE · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person
- ListedCOLLINS, JODY, MARIA · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ListedCOURTNEY, WILLIAM, MICHAEL · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person
- ListedFCI HOLDING CORPORATION · PARENT COMPANY OF FINANCIAL COUNSELORS, INC. · 75% or more · control person
- ListedGREIG, PETER, GORDON · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person
- ListedHAGEMANN, ALFRED, CARL · DIRECTOR · Less than 5% · control person
- ListedHELM, EUGENE, JOSEPH · DIRECTOR, MANAGING DIRECTOR · Less than 5%
- ListedHUNT, GRAHAM, THOMAS · DIRECTOR · Less than 5% · control person
- ListedHUNTER, ROBERT, TYLER · DIRECTOR, PRESIDENT, C.E.O., SECRETARY · Less than 5% · control person
- ListedMTC HOLDING CORPORATION · SHAREHOLDER · 75% or more · indirect via PARENT COMPANY OF FCI HOLDING CORPORATION · control person
- ListedPEROTT, BRIAN, EUGENE · DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY · Less than 5% · control person
- ListedSCHAFF, AMY, LYN · SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, ASST. SECRETARY, ASST. TREASURER · Less than 5% · control person
- ListedSCHAFF, VAL, FREDERICK · DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- VANGUARD INDEX FDS$116.5K +9.1%
- APPLE INC$101.9K +16.4%
- NEW FOUND GOLD CORP$2.5K +6.5%
FINANCIAL COUNSELORS INC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $59.6M | 80.56% | 77,812 | SH |
| 2 | ISHARES INC | IEMG | 46434G103 | $4.7M | 6.38% | 58,146 | SH |
| 3 | ISHARES TR | IJR | 464287804 | $2.8M | 3.83% | 20,827 | SH |
| 4 | VANGUARD INDEX FDS | VBR | 922908611 | $1.8M | 2.48% | 7,949 | SH |
| 5 | VANGUARD INDEX FDS | VOO | 922908363 | $1.4M | 1.88% | 1,985 | SH |
| 6 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $965.5K | 1.31% | 1,266 | SH |
| 7 | APPLE INC | AAPL | 037833100 | $722.3K | 0.98% | 2,169 | SH |
| 8 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $582.5K | 0.79% | 2,800 | SH |
| 9 | INVESCO QQQ TR | QQQ | 46090E103 | $394.3K | 0.53% | 533 | SH |
| 10 | ALPHABET INC | GOOGL | 02079K305 | $379.2K | 0.51% | 1,102 | SH |
| 11 | STATE STR SPDR S&P MIDCAP 40 | MDY | 78467Y107 | $295.5K | 0.40% | 450 | SH |
| 12 | ISHARES TR | IWM | 464287655 | $222.3K | 0.30% | 800 | SH |
| 13 | NEW FOUND GOLD CORP | NFGC | 64440N103 | $41.0K | 0.06% | 25,000 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-22 | $74.0M | 13 | 0000949623-26-000015 |
| 2026-06-30 | 2026-08-05 | $72.7M | 13 | 0000949623-26-000010 |
| 2026-03-31 | 2026-05-01 | $70.9M | 12 | 0000949623-26-000005 |
| 2025-12-31 | 2026-02-03 | $72.1M | 13 | 0000949623-26-000002 |
SUITE 110
OVERLAND PARK, KS 66211