FINANCIAL COUNSELORS INC — 13F Holdings & Portfolio

CIK 949623 · latest 13F-HR filed 2026-10-22

FINANCIAL COUNSELORS INC manages $74.0M in 13F-reported U.S. long-equity assets across 13 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVV (80.56%), IEMG (6.38%), IJR (3.83%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 0 new positions and exited 0; 3 existing positions rose in reported value and 2 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$74.0M

Long-equity book

Holdings
13

Distinct positions

Period
2026-09-30

Filed 2026-10-22

Q/Q Activity
+0 / −0 / ↑3 / ↓2

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 99.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 12, 2026.

Assets Under Management
$1.47B
Discretionary
$1.46B
Employees
22
Accounts
715
Address
5901 COLLEGE BOULEVARD
SUITE 110
OVERLAND PARK, KS 66211
Phone
(913) 663-0680
Name Title / Status Ownership Type
BERGMAN, BRADLEY, ANTHONY ControlDIRECTOR, CHAIRMAN OF THE BOARD
since Aug 2011
Less than 5%Individual
FCI HOLDING CORPORATION ControlPARENT COMPANY OF FINANCIAL COUNSELORS, INC.
since Jul 1999
75% or moreDomestic Entity
KOEHLER, WILLIAM, EDWARD ControlDIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER
since Aug 2014
Less than 5%Individual
BUTCH, THOMAS, WDIRECTOR
since Jul 2025
Less than 5%Individual
HAGEMANN, ALFRED, CARLDIRECTOR
since Oct 2003
Less than 5%Individual
JOHNSON, TIMOTHY, ANDREWCFO
since Jan 2018
Less than 5%Individual
PERRY, STACEY, DEANDIRECTOR
since Jul 2015
Less than 5%Individual
SCHAFF, AMY, LYNSENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, SECRETARY, ASST. TREASURER
since Jul 2010
Less than 5%Individual
SPRONG, BRADLEY, NIXONDIRECTOR
since Jul 2025
Less than 5%Individual
YOST, DAVID, BRENTDIRECTOR
since Oct 2020
Less than 5%Individual
BERGMAN, BRADLEY, ANTHONY Control
Indirect owner via MTC HOLDING CORPORATION
PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD
since Jan 2005
50–75%Individual
MTC HOLDING CORPORATION Control
Indirect owner via FCI HOLDING CORPORATION
SHAREHOLDER
since Jan 2005
75% or moreDomestic Entity
Ownership & leadership changes · 18 filings with changes since Mar 29, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 11, 2026 filing
  • No longer listedALLISON, MARK, STERLING · DIRECTOR, EXECUTIVE VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since Apr 2008
  • No longer listedBERKLEY, STUART, CARLTON · DIRECTOR, SENIOR VICE PRESIDENT,CHIEF WEALTH STRATEGIST · Less than 5% · listed since Apr 2008
  • No longer listedCALLEGARI, JOHN, DAVID · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since Sep 2021
  • No longer listedCLOUD, GARY, BRUCE · DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER-FIXED INCOME · Less than 5% · listed since Apr 2008
  • No longer listedCLUNE, UTE, DALEY · DIRECTOR, MANAGING DIRECTOR · Less than 5% · listed since Jan 2021
  • No longer listedCOURTNEY, WILLIAM, MICHAEL · DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER-SELECT GROWTH · Less than 5% · listed since Apr 2008
  • No longer listedGREIG, PETER, GORDON · DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER- FIXED INCOME · Less than 5% · listed since Feb 1998
  • No longer listedHILL, BENJAMIN, VINCENT · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since Jul 2016
  • No longer listedLAROSE, TODD, ALLEN · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since May 2018
  • No longer listedMONTGOMERY, MATTHEW, LINK · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since Jul 2016
  • No longer listedMORRISON, ROBERT, EUGENE · DIRECTOR · Less than 5% · listed since Jan 2022
  • No longer listedMUTHER, ANDREW, RICHARD · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since Jul 2016
  • No longer listedOTTO, JEFFREY, BRENDON · DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER, SELECT GROWTH · Less than 5% · listed since May 2018
  • No longer listedPATTERSON, KRISTIN, KNIGHT · DIRECTOR, SENIOR VICE PRESIDENT, HEAD OF INVESTMENT MANAGER RESEARCH, PORTFOLIO MANAGER · Less than 5% · listed since Feb 2018
  • No longer listedPEROTT, BRIAN, EUGENE · DIRECTOR, SENIOR VICE PRESIDENT, MANAGING DIRECTOR, ASSISTANT SECRETARY · Less than 5% · listed since Apr 2008
  • No longer listedSCHAFF, VAL, FREDERICK · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER, ASSISTANT SECRETARY · Less than 5% · listed since Apr 2008
  • No longer listedSCHUMANN, DENNIS, PATRICK · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since Jul 2016
  • No longer listedSOLLARS, SCOTT, PRESTON · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since May 2018
  • No longer listedUNTERHALTER, BRYAN, ANTHONY · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5% · listed since Apr 2019
  • No longer listedWEST, EMILY, PAGE · DIRECTOR, VICE PRESIDENT, DIRECTOR OF WEALTH PLANNING, PORTFOLIO MANAGER · Less than 5% · listed since May 2018
  • AddedSPRONG, BRADLEY, NIXON · DIRECTOR · Less than 5%
Aug 4, 2025 filing
  • AddedBUTCH, THOMAS, W · DIRECTOR · Less than 5%
Mar 26, 2025 filing
  • No longer listedHUNTER, ROBERT, TYLER · DIRECTOR, VICE CHAIRMAN · Less than 5% · listed since Apr 2003
May 22, 2023 filing
  • ChangedJOHNSON, TIMOTHY, ANDREW · title TREASURER → CFO
Mar 22, 2023 filing
  • AddedMORRISON, ROBERT, EUGENE · DIRECTOR · Less than 5%
Mar 8, 2022 filing
  • No longer listedHUNT, GRAHAM, THOMAS · DIRECTOR · Less than 5% · listed since Dec 1994
  • AddedCALLEGARI, JOHN, DAVID · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
  • AddedYOST, DAVID, BRENT · DIRECTOR · Less than 5%
Oct 28, 2021 filing
  • No longer listedHELM, EUGENE, JOSEPH · DIRECTOR, SENIOR VICE PRESIDENT, COMPLIANCE OFFICER · Less than 5% · listed since Jan 2021
Mar 17, 2021 filing
  • AddedCLUNE, UTE, DALEY · DIRECTOR, MANAGING DIRECTOR · Less than 5%
  • ChangedHELM, EUGENE, JOSEPH · title DIRECTOR, MANAGING DIRECTOR, COMPLIANCE OFFICER → DIRECTOR, SENIOR VICE PRESIDENT, COMPLIANCE OFFICER
  • ChangedOTTO, JEFFREY, BRENDON · title DIRECTOR, VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER, SELECT GROWTH → DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER, SELECT GROWTH
Mar 16, 2020 filing
  • No longer listedBARNES, BRYANT, PAGE · DIRECTOR, VICE CHAIRMAN · Less than 5% · listed since Apr 2002
  • No longer listedMTC HOLDING CORPORATION · SHAREHOLDER · 75% or more · indirect via PARENT COMPANY OF FCI HOLDING CORPORATION · control person · listed since Jan 2005
  • AddedMTC HOLDING CORPORATION · SHAREHOLDER · 75% or more · indirect via FCI HOLDING CORPORATION · control person
  • AddedUNTERHALTER, BRYAN, ANTHONY · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
Mar 4, 2019 filing
  • ChangedCOURTNEY, WILLIAM, MICHAEL · title DIRECTOR, SENIOR VICE PRESIDENT,CO-CHIEF INVEST. OFFICER-SELECT GROWTH → DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER-SELECT GROWTH
  • ChangedHILL, BENJAMIN, VINCENT · title DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER → DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER
  • ChangedMONTGOMERY, MATTHEW, LINK · title DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER → DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER
  • ChangedMUTHER, ANDREW, RICHARD · title DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER → DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER
  • ChangedSCHUMANN, DENNIS, PATRICK · title DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER → DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER
  • ChangedSOLLARS, SCOTT, PRESTON · title DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER → DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER
Older changes (9 more filings)
Jun 28, 2018 filing
  • AddedLAROSE, TODD, ALLEN · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
  • AddedOTTO, JEFFREY, BRENDON · DIRECTOR, VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER, SELECT GROWTH · Less than 5%
  • AddedPATTERSON, KRISTIN, KNIGHT · DIRECTOR, SENIOR VICE PRESIDENT, HEAD OF INVESTMENT MANAGER RESEARCH, PORTFOLIO MANAGER · Less than 5%
  • AddedSOLLARS, SCOTT, PRESTON · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
  • AddedWEST, EMILY, PAGE · DIRECTOR, VICE PRESIDENT, DIRECTOR OF WEALTH PLANNING, PORTFOLIO MANAGER · Less than 5%
Feb 8, 2018 filing
  • No longer listedCOLLINS, JODY, MARIA · ASSISTANT SECRETARY, TREASURER · Less than 5% · listed since Jan 2004
  • No longer listedCOX, PAUL, DAVID · DIRECTOR, SENIOR VICE PRESIDENT,CO-CHIEF INVEST.OFFICER-SELECT GROWTH · Less than 5% · listed since Apr 2013
  • AddedJOHNSON, TIMOTHY, ANDREW · TREASURER · Less than 5%
Feb 23, 2017 filing
  • ChangedSCHAFF, AMY, LYN · no longer a control person
Aug 22, 2016 filing
  • AddedHILL, BENJAMIN, VINCENT · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
  • AddedMONTGOMERY, MATTHEW, LINK · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
  • AddedMUTHER, ANDREW, RICHARD · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
  • AddedSCHUMANN, DENNIS, PATRICK · DIRECTOR, VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
  • ChangedALLISON, MARK, STERLING · title DIRECTOR, EXECUTIVE VICE PRESIDENT → DIRECTOR, EXECUTIVE VICE PRESIDENT, PORTFOLIO MANAGER
  • ChangedBARNES, BRYANT, PAGE · title DIRECTOR, VICE CHAIRMAN, TREASURER → DIRECTOR, VICE CHAIRMAN
  • ChangedBERKLEY, STUART, CARLTON · title DIRECTOR, SENIOR VICE PRESIDENT → DIRECTOR, SENIOR VICE PRESIDENT,CHIEF WEALTH STRATEGIST
  • ChangedCLOUD, GARY, BRUCE · title DIRECTOR, SENIOR VICE PRESIDENT → DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER-FIXED INCOME
  • ChangedCOLLINS, JODY, MARIA · title CHIEF FINANCIAL OFFICER → ASSISTANT SECRETARY, TREASURER
  • ChangedCOURTNEY, WILLIAM, MICHAEL · title DIRECTOR, SENIOR VICE PRESIDENT → DIRECTOR, SENIOR VICE PRESIDENT,CO-CHIEF INVEST. OFFICER-SELECT GROWTH
  • ChangedCOX, PAUL, DAVID · title DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER → DIRECTOR, SENIOR VICE PRESIDENT,CO-CHIEF INVEST.OFFICER-SELECT GROWTH
  • ChangedGREIG, PETER, GORDON · title DIRECTOR, SENIOR VICE PRESIDENT → DIRECTOR, SENIOR VICE PRESIDENT, CO-CHIEF INVEST. OFFICER- FIXED INCOME
  • ChangedHELM, EUGENE, JOSEPH · title DIRECTOR, MANAGING DIRECTOR → DIRECTOR, MANAGING DIRECTOR, COMPLIANCE OFFICER
  • ChangedKOEHLER, WILLIAM, EDWARD · title DIRECTOR, PRESIDENT AND C.E.O → DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER
  • ChangedPEROTT, BRIAN, EUGENE · title DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY → DIRECTOR, SENIOR VICE PRESIDENT, MANAGING DIRECTOR, ASSISTANT SECRETARY
  • ChangedSCHAFF, VAL, FREDERICK · title DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY → DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER, ASSISTANT SECRETARY
Oct 22, 2015 filing
  • AddedPERRY, STACEY, DEAN · DIRECTOR · Less than 5%
  • ChangedALLISON, MARK, STERLING · ownership 5–10% → Less than 5%
  • ChangedHUNTER, ROBERT, TYLER · no longer a control person
Aug 5, 2014 filing
  • AddedKOEHLER, WILLIAM, EDWARD · DIRECTOR, PRESIDENT AND C.E.O · Less than 5% · control person
  • ChangedHUNTER, ROBERT, TYLER · title DIRECTOR, PRESIDENT, C.E.O., SECRETARY → DIRECTOR, VICE CHAIRMAN
  • ChangedSCHAFF, AMY, LYN · title SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, ASST. SECRETARY, ASST. TREASURER → SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, SECRETARY, ASST. TREASURER
Jun 18, 2013 filing
  • AddedCOX, PAUL, DAVID · DIRECTOR, SENIOR VICE PRESIDENT, PORTFOLIO MANAGER · Less than 5%
  • ChangedALLISON, MARK, STERLING · ownership Less than 5% → 5–10%; no longer a control person
  • ChangedBARNES, BRYANT, PAGE · no longer a control person
  • ChangedBERKLEY, STUART, CARLTON · no longer a control person
  • ChangedCLOUD, GARY, BRUCE · no longer a control person
  • ChangedCOLLINS, JODY, MARIA · no longer a control person
  • ChangedCOURTNEY, WILLIAM, MICHAEL · no longer a control person
  • ChangedGREIG, PETER, GORDON · no longer a control person
  • ChangedHAGEMANN, ALFRED, CARL · no longer a control person
  • ChangedHUNT, GRAHAM, THOMAS · no longer a control person
  • ChangedPEROTT, BRIAN, EUGENE · no longer a control person
  • ChangedSCHAFF, VAL, FREDERICK · no longer a control person
May 23, 2013 filing
  • No longer listedANDERSON, DAVID, BRUCE · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person · listed since Apr 2008
Mar 29, 2012 filing (earliest on record)
  • ListedALLISON, MARK, STERLING · DIRECTOR, EXECUTIVE VICE PRESIDENT · Less than 5% · control person
  • ListedANDERSON, DAVID, BRUCE · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person
  • ListedBARNES, BRYANT, PAGE · DIRECTOR, VICE CHAIRMAN, TREASURER · Less than 5% · control person
  • ListedBERGMAN, BRADLEY, ANTHONY · DIRECTOR, CHAIRMAN OF THE BOARD · Less than 5% · control person
  • ListedBERGMAN, BRADLEY, ANTHONY · PRESIDENT, DIRECTOR, CHAIRMAN OF THE BOARD · 50–75% · indirect via MTC HOLDING CORPORATION · control person
  • ListedBERKLEY, STUART, CARLTON · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person
  • ListedCLOUD, GARY, BRUCE · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person
  • ListedCOLLINS, JODY, MARIA · CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • ListedCOURTNEY, WILLIAM, MICHAEL · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person
  • ListedFCI HOLDING CORPORATION · PARENT COMPANY OF FINANCIAL COUNSELORS, INC. · 75% or more · control person
  • ListedGREIG, PETER, GORDON · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person
  • ListedHAGEMANN, ALFRED, CARL · DIRECTOR · Less than 5% · control person
  • ListedHELM, EUGENE, JOSEPH · DIRECTOR, MANAGING DIRECTOR · Less than 5%
  • ListedHUNT, GRAHAM, THOMAS · DIRECTOR · Less than 5% · control person
  • ListedHUNTER, ROBERT, TYLER · DIRECTOR, PRESIDENT, C.E.O., SECRETARY · Less than 5% · control person
  • ListedMTC HOLDING CORPORATION · SHAREHOLDER · 75% or more · indirect via PARENT COMPANY OF FCI HOLDING CORPORATION · control person
  • ListedPEROTT, BRIAN, EUGENE · DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY · Less than 5% · control person
  • ListedSCHAFF, AMY, LYN · SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, ASST. SECRETARY, ASST. TREASURER · Less than 5% · control person
  • ListedSCHAFF, VAL, FREDERICK · DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 3 →

Top Trims

Show all 2 →

New Positions

  • No new positions this quarter.
Show all 0 →

Exited Positions

  • No exits this quarter.
Show all 0 →

FINANCIAL COUNSELORS INC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $59.6M 80.56% 77,812 SH
2 ISHARES INC IEMG 46434G103 $4.7M 6.38% 58,146 SH
3 ISHARES TR IJR 464287804 $2.8M 3.83% 20,827 SH
4 VANGUARD INDEX FDS VBR 922908611 $1.8M 2.48% 7,949 SH
5 VANGUARD INDEX FDS VOO 922908363 $1.4M 1.88% 1,985 SH
6 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $965.5K 1.31% 1,266 SH
7 APPLE INC AAPL 037833100 $722.3K 0.98% 2,169 SH
8 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $582.5K 0.79% 2,800 SH
9 INVESCO QQQ TR QQQ 46090E103 $394.3K 0.53% 533 SH
10 ALPHABET INC GOOGL 02079K305 $379.2K 0.51% 1,102 SH
11 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $295.5K 0.40% 450 SH
12 ISHARES TR IWM 464287655 $222.3K 0.30% 800 SH
13 NEW FOUND GOLD CORP NFGC 64440N103 $41.0K 0.06% 25,000 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-22 $74.0M 13 0000949623-26-000015
2026-06-30 2026-08-05 $72.7M 13 0000949623-26-000010
2026-03-31 2026-05-01 $70.9M 12 0000949623-26-000005
2025-12-31 2026-02-03 $72.1M 13 0000949623-26-000002
Filer Information
Address
5901 COLLEGE BOULEVARD
SUITE 110
OVERLAND PARK, KS 66211
Phone
(913) 663-0600
Filing Manager
FINANCIAL COUNSELORS INC
OVERLAND PARK, KS
Signatory
Jacob Urban
Senior Vice President Investment Operations