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RICHARD G NEWMAN

CIK 1063339 · Chairman · last filed 2015-03-06

RICHARD G NEWMAN is a Chairman who has filed 134 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for ACM, was dated Mar 6, 2015. Across all open-market trades the lifetime net is −$94.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $46.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$46.46M

Companies

3

Total Filings

134

Lifetime Open-Market Net

-$94.39M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ACM Director 602,263 $71.02 $42.77M -$94.39M 107 2015-03-06
SOUTHWEST WATER CO (SWWC) Delisted Director 10,500 — — $0 9 2010-09-14
SRE Director 39,109 $94.27 $3.69M $0 18 2010-04-12

Recent Filings

134 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-03-06 ACM Exer (M) +4,112 $0 EDGAR
2014-12-01 ACM Mixed −54,844 -$335.8K EDGAR
2014-11-25 ACM Sell (S) −10,000 -$339.0K EDGAR
2014-09-25 ACM Sell (S) −20,000 -$717.3K EDGAR
2014-07-16 ACM Sell (S) −39,931 -$1.38M EDGAR
2014-07-03 ACM Sell (S) −20,160 -$653.2K EDGAR
2014-03-07 ACM Mixed −52,735 -$1.44M EDGAR
2014-03-05 ACM Sell (S) −10,000 -$312.8K EDGAR
2014-02-21 ACM Sell (S) −100 -$2.9K EDGAR
2014-02-05 ACM Sell (S) −10,000 -$287.0K EDGAR
Showing 1–10 of 134
Page 1 of 14
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.