RICHARD G NEWMAN

CIK 1063339 · Chairman · last filed 2015-03-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$46.46M

Companies

3

Total Filings

134

Lifetime Open-Market Net

-$94.39M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ACM Director 602,263 $71.02 $42.77M -$94.39M 107 2015-03-06
SOUTHWEST WATER CO (SWWC) Delisted Director 10,500 $0 9 2010-09-14
SRE Director 39,109 $94.27 $3.69M $0 18 2010-04-12

Recent Filings · Page 10 of 14

134 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2008-06-23 ACM Mixed +7,040 -$581.8K EDGAR
2008-06-23 ACM Sell (S) −41,970 -$1.30M EDGAR
2008-06-23 ACM Sell (S) −12,384 -$389.2K EDGAR
2008-06-23 ACM Sell (S) −16,570 -$518.2K EDGAR
2008-06-23 ACM Sell (S) −4,600 -$142.2K EDGAR
2008-05-27 SRE Grant (A) $0 EDGAR
2008-05-16 ACM Sell (S) −15,000 -$450.0K EDGAR
2008-05-15 SOUTHWEST WATER CO (SWWC) Delisted Exer (M) +8,101 $65.5K EDGAR
2008-05-06 ACM Sell (S) −15,000 -$432.3K EDGAR
2008-04-14 SRE Grant (A) +329 $18.0K EDGAR
Showing 91100 of 134
Page 10 of 14
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.