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KAREN M L WHELAN

CIK 1073319 · VP & Treasurer · last filed 2012-05-29

KAREN M L WHELAN is a VP & Treasurer who has filed 20 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for UVV, was dated May 29, 2012. Across all open-market trades the lifetime net is −$5.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.97M

Companies

1

Total Filings

20

Lifetime Open-Market Net

-$5.90M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
UVV VP & Treasurer 37,131 $53.02 $1.97M -$5.90M 20 2012-05-29

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-05-29 UVV Mixed +3,508 $160.1K EDGAR
2012-02-13 UVV Sell (S) −400 -$19.6K EDGAR
2011-11-16 UVV Sell (S) −4,682 -$210.5K EDGAR
2011-11-15 UVV Sell (S) −1,200 -$53.9K EDGAR
2011-11-14 UVV Sell (S) −7,200 -$323.4K EDGAR
2011-10-28 UVV Mixed −5,500 -$239.6K EDGAR
2011-09-02 UVV Sell (S) −4,567 -$187.6K EDGAR
2011-09-01 UVV Sell (S) −6,033 -$248.0K EDGAR
2011-06-14 UVV Tax (F) −1,186 -$43.8K EDGAR
2011-06-08 UVV Grant (A) +6,900 $261.2K EDGAR
Showing 1–10 of 20
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.