KAREN M L WHELAN
CIK 1073319 · VP & Treasurer · last filed 2012-05-29
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.97M
Companies
1
Total Filings
20
Lifetime Open-Market Net
-$5.90M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| UVV | VP & Treasurer | 37,131 | $53.02 | $1.97M | -$5.90M | 20 | 2012-05-29 |
Recent Filings · Page 2 of 2
20 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-06-02 | UVV | Mixed | +1,804 | -$36.2K | EDGAR |
| 2011-05-27 | UVV | Mixed | +1,627 | $70.5K | EDGAR |
| 2010-06-10 | UVV | Grant (A) | +1,950 | $77.4K | EDGAR |
| 2010-05-25 | UVV | Tax (F) | −1,101 | -$52.5K | EDGAR |
| 2009-05-28 | UVV | Grant (A) | +3,450 | $121.8K | EDGAR |
| 2008-06-03 | UVV | Grant (A) | +1,600 | $82.1K | EDGAR |
| 2007-06-14 | UVV | Mixed | +997 | -$46.1K | EDGAR |
| 2007-05-29 | UVV | Grant (A) | +2,400 | $150.4K | EDGAR |
| 2007-02-26 | UVV | Mixed | — | -$814.3K | EDGAR |
| 2007-02-14 | UVV | Mixed | +18,074 | $951.8K | EDGAR |
Showing 11–20 of 20
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.