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THOMAS J LISTON

CIK 1119596 · President - Retail Segment · last filed 2014-02-19

THOMAS J LISTON is a President - Retail Segment who has filed 25 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for HUM, was dated Feb 19, 2014. Across all open-market trades the lifetime net is −$9.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $46.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$46.37M

Companies

1

Total Filings

25

Lifetime Open-Market Net

-$9.56M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HUM President - Retail Segment 117,542 $394.50 $46.37M -$9.56M 25 2014-02-19

Recent Filings

25 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-02-19 HUM Mixed +3,720 -$197.6K EDGAR
2013-02-22 HUM Grant (A) — $0 EDGAR
2013-02-20 HUM Mixed +2,653 -$112.0K EDGAR
2012-04-27 HUM Grant (A) — $0 EDGAR
2012-02-27 HUM Grant (A) — $0 EDGAR
2012-02-23 HUM Tax (F) −1,027 -$91.0K EDGAR
2012-01-03 HUM Mixed +5,232 -$3.74M EDGAR
2011-02-23 HUM Tax (F) −703 -$43.1K EDGAR
2011-02-18 HUM Grant (A) — $0 EDGAR
2010-07-01 HUM Mixed — -$997.6K EDGAR
Showing 1–10 of 25
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.