THOMAS J LISTON
CIK 1119596 · President - Retail Segment · last filed 2014-02-19
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$46.37M
Companies
1
Total Filings
25
Lifetime Open-Market Net
-$9.56M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HUM | President - Retail Segment | 117,542 | $394.50 | $46.37M | -$9.56M | 25 | 2014-02-19 |
Recent Filings · Page 2 of 3
25 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-02-24 | HUM | Tax (F) | −677 | -$31.7K | EDGAR |
| 2010-02-22 | HUM | Grant (A) | — | $0 | EDGAR |
| 2009-02-25 | HUM | Tax (F) | −961 | -$32.2K | EDGAR |
| 2009-02-23 | HUM | Grant (A) | +2,988 | $498 | EDGAR |
| 2008-12-31 | HUM | Exer (M) | +43,250 | $574.9K | EDGAR |
| 2008-09-17 | HUM | Exer (M) | +6,090 | $95.0K | EDGAR |
| 2008-04-03 | HUM | Exer (M) | — | $0 | EDGAR |
| 2008-02-27 | HUM | Tax (F) | −926 | -$64.2K | EDGAR |
| 2008-02-25 | HUM | Grant (A) | +1,979 | $330 | EDGAR |
| 2008-02-25 | HUM | Grant (A) | +1,979 | $330 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.