DOUGLAS R OBERHELMAN
CIK 1171770 · Chairman of the Board · last filed 2021-06-23
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$303.55M
Companies
4
Total Filings
152
Lifetime Open-Market Net
-$2.69M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| XOM | Director | 23,000 | $156.89 | $3.61M | $0 | 8 | 2021-06-23 |
| CAT | Chairman of the Board | 303,699 | $894.54 | $271.67M | -$2.69M | 134 | 2017-04-03 |
| LLY | Director | 22,675 | $1185.87 | $26.89M | $0 | 6 | 2014-12-02 |
| AEE | Director | 12,155 | $113.27 | $1.38M | $0 | 4 | 2010-01-14 |
Recent Filings · Page 9 of 16
152 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-01-19 | CAT | Mixed | +17,669 | -$1.31M | EDGAR |
| 2011-12-27 | CAT | Gift (G) | −545 | $0 | EDGAR |
| 2011-12-23 | CAT | Gift (G) | −11,729 | $0 | EDGAR |
| 2011-12-01 | LLY | Grant (A) | +3,990 | $145.0K | EDGAR |
| 2011-09-09 | CAT | Gift (G) | −120 | $0 | EDGAR |
| 2011-08-02 | CAT | Mixed | −9,000 | -$896.8K | EDGAR |
| 2011-03-08 | CAT | Grant (A) | — | $0 | EDGAR |
| 2011-03-07 | CAT | Grant (A) | — | $0 | EDGAR |
| 2011-03-04 | CAT | Mixed | +2,405 | -$175.9K | EDGAR |
| 2011-03-02 | CAT | Tax (F) | −138 | -$14.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.