Home

HAROLD B SMITH

CIK 1187129 · last filed 2020-05-12

HAROLD B SMITH is a corporate insider who has filed 82 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for ITW, was dated May 12, 2020. Across all open-market trades the lifetime net is −$253.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $204.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$204.16M

Companies

3

Total Filings

82

Lifetime Open-Market Net

-$253.37M

Filer Profile

Reported Address
C/O ILLINOIS TOOL WORKS INC
155 HARLEM AVE.
GLENVIEW, IL 60025
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ITW 470,734 $268.60 $126.44M -$242.30M 42 2020-05-12
NTRS Director 112,707 $178.74 $20.15M -$11.07M 21 2010-04-22
GWW Director 45,354 $1269.53 $57.58M $0 19 2010-03-02

Recent Filings

82 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-05-12 ITW Gift (G) −12,500 $0 EDGAR
2019-12-16 ITW Gift (G) −6,000 $0 EDGAR
2019-11-21 ITW Gift (G) −6,000 $0 EDGAR
2018-12-21 ITW Gift (G) −15,000 $0 EDGAR
2017-12-12 ITW Sell (S) −30,000 -$4.99M EDGAR
2010-12-21 ITW Gift (G) −700 -$35.9K EDGAR
2010-11-19 ITW Gift (G) −1,775 -$83.3K EDGAR
2010-04-22 NTRS — — $0 EDGAR
2010-03-02 GWW Grant (A) — $0 EDGAR
2010-02-24 GWW Mixed +3,512 -$142 EDGAR
Showing 1–10 of 82
Page 1 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.