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HENRI P RICHARD

CIK 1192011 · EVP, Go To Market · last filed 2020-06-03

HENRI P RICHARD is an EVP, Go To Market who has filed 64 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for NTAP, was dated Jun 3, 2020. Across all open-market trades the lifetime net is −$8.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $79.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$79.08M

Companies

4

Total Filings

64

Lifetime Open-Market Net

-$7.97M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NTAP EVP, Go To Market 177,472 $164.64 $29.22M -$3.12M 27 2020-06-03
ULTRATECH INC (UTEK) Delisted Director 46,750 — — -$872.3K 14 2016-07-26
Freescale Semiconductor, Ltd. (FSL) Delisted SVP Chief Sales & Mktg Officer 80,392 — — -$3.70M 7 2013-02-21
AMD EVP Chf Sales & Mkt Off 92,391 $539.69 $49.86M -$280.6K 14 2007-08-23

Recent Filings

64 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-06-03 NTAP Mixed +39,417 -$1.32M EDGAR
2020-01-17 NTAP Sell (S) −2,500 -$160.5K EDGAR
2020-01-02 NTAP Sell (S) −2,500 -$153.7K EDGAR
2019-06-04 NTAP Mixed +15,879 -$885.4K EDGAR
2019-05-20 NTAP Mixed +76,269 -$4.93M EDGAR
2019-02-05 NTAP Sell (S) −5,050 -$333.3K EDGAR
2018-11-20 NTAP Sell (S) −2,525 -$175.6K EDGAR
2018-10-18 NTAP Sell (S) −2,525 -$194.4K EDGAR
2018-09-19 NTAP Sell (S) −2,525 -$212.4K EDGAR
2018-08-20 NTAP Sell (S) −2,525 -$201.0K EDGAR
Showing 1–10 of 64
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.