HENRI P RICHARD

CIK 1192011 · EVP, Go To Market · last filed 2020-06-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$79.08M

Companies

4

Total Filings

64

Lifetime Open-Market Net

-$7.97M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NTAP EVP, Go To Market 177,472 $164.64 $29.22M -$3.12M 27 2020-06-03
ULTRATECH INC (UTEK) Delisted Director 46,750 -$872.3K 14 2016-07-26
Freescale Semiconductor, Ltd. (FSL) Delisted SVP Chief Sales & Mktg Officer 80,392 -$3.70M 7 2013-02-21
AMD EVP Chf Sales & Mkt Off 92,391 $539.69 $49.86M -$280.6K 14 2007-08-23

Recent Filings · Page 7 of 7

64 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-02-27 AMD Grant (A) $0 EDGAR
2007-02-20 AMD Grant (A) $0 EDGAR
2007-02-13 AMD Mixed +576 -$6.3K EDGAR
2007-02-07 ULTRATECH INC (UTEK) Delisted Grant (A) $0 EDGAR
Showing 6164 of 64
Page 7 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.