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MIKE FARMWALD

CIK 1192504 · last filed 2012-10-03

MIKE FARMWALD is a corporate insider who has filed 15 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for RMBS, was dated Oct 3, 2012. Across all open-market trades the lifetime net is −$8.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $247.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$247.12M

Companies

1

Total Filings

15

Lifetime Open-Market Net

-$8.25M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RMBS Director 2,394,849 $103.19 $247.12M -$8.25M 15 2012-10-03

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-10-03 RMBS Grant (A) +25,000 $0 EDGAR
2011-10-05 RMBS Grant (A) +11,612 $0 EDGAR
2010-10-04 RMBS Grant (A) +7,672 $0 EDGAR
2009-10-05 RMBS Grant (A) +9,946 $0 EDGAR
2008-10-03 RMBS Grant (A) +12,383 $0 EDGAR
2008-08-29 RMBS Sell (S) −120,000 -$2.17M EDGAR
2008-08-29 RMBS Sell (S) −30,000 -$545.0K EDGAR
2008-02-21 RMBS Sell (S) −100,000 -$1.83M EDGAR
2008-02-20 RMBS Sell (S) −89,500 -$1.65M EDGAR
2008-02-20 RMBS Sell (S) −10,500 -$197.8K EDGAR
Showing 1–10 of 15
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.