WENDELL G VAN III AUKEN

CIK 1197110 · last filed 2015-07-10

WENDELL G VAN III AUKEN is a corporate insider who has filed 41 SEC Form 4 insider transactions across 3 companies since 2007. Across all open-market trades the lifetime net is −$41.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $72.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$72.85M

Companies

3

Total Filings

41

Lifetime Open-Market Net

-$41.88M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
ADVENT SOFTWARE INC /DE/ (ADVS) Delisted	Director	2,835	—	—	-$7.28M	34	2015-03-05
MONTGOMERY STREET INCOME SECURITIES, INC (MTS) Delisted	Director	43,846	—	—	-$1.5K	4	2013-07-31
PAR		4,513,547	$16.14	$72.85M	-$34.60M	2	2010-01-19

Recent Filings

41 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2015-07-10	—	Mixed	−23,171	-$1.03M
2015-03-05	ADVENT SOFTWARE INC /DE/ (ADVS) Delisted	Sell (S)	−32,942	-$1.45M	EDGAR
2015-02-18	ADVENT SOFTWARE INC /DE/ (ADVS) Delisted	Mixed	−30,000	-$1.33M	EDGAR
2015-02-11	ADVENT SOFTWARE INC /DE/ (ADVS) Delisted	Mixed	+62,942	-$185	EDGAR
2014-11-03	ADVENT SOFTWARE INC /DE/ (ADVS) Delisted	Mixed	−14,375	-$305.9K	EDGAR
2014-08-22	ADVENT SOFTWARE INC /DE/ (ADVS) Delisted	Sell (S)	−15,000	-$471.7K	EDGAR
2014-07-29	ADVENT SOFTWARE INC /DE/ (ADVS) Delisted	Mixed	+24,000	$188.2K	EDGAR
2013-11-04	ADVENT SOFTWARE INC /DE/ (ADVS) Delisted	Mixed	−55,902	-$1.45M	EDGAR
2013-07-31	MONTGOMERY STREET INCOME SECURITIES, INC (MTS) Delisted	Buy (P)	+875	$14.0K	EDGAR
2013-07-12	ADVENT SOFTWARE INC /DE/ (ADVS) Delisted	Mixed	—	$0	EDGAR

Showing 1–10 of 41

Page 1 of 5 Next

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.