WENDELL G VAN III AUKEN
CIK 1197110 · last filed 2015-07-10
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$73.93M
Companies
3
Total Filings
41
Lifetime Open-Market Net
-$41.88M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ADVENT SOFTWARE INC /DE/ (ADVS) Delisted | Director | 2,835 | — | — | -$7.28M | 34 | 2015-03-05 |
| MONTGOMERY STREET INCOME SECURITIES, INC (MTS) Delisted | Director | 43,846 | — | — | -$1.5K | 4 | 2013-07-31 |
| PAR | 4,513,547 | $16.38 | $73.93M | -$34.60M | 2 | 2010-01-19 |
Recent Filings · Page 2 of 5
41 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-05-23 | ADVENT SOFTWARE INC /DE/ (ADVS) Delisted | Exer (M) | +40,000 | $395.6K | EDGAR |
| 2013-05-13 | ADVENT SOFTWARE INC /DE/ (ADVS) Delisted | Mixed | +1,529 | $0 | EDGAR |
| 2012-05-11 | ADVENT SOFTWARE INC /DE/ (ADVS) Delisted | Mixed | +1,320 | $0 | EDGAR |
| 2012-05-07 | ADVENT SOFTWARE INC /DE/ (ADVS) Delisted | Sell (S) | −24,000 | -$649.6K | EDGAR |
| 2012-04-27 | ADVENT SOFTWARE INC /DE/ (ADVS) Delisted | Exer (M) | +12,000 | $104.3K | EDGAR |
| 2011-11-09 | ADVENT SOFTWARE INC /DE/ (ADVS) Delisted | Mixed | −9,800 | -$274.7K | EDGAR |
| 2011-10-31 | ADVENT SOFTWARE INC /DE/ (ADVS) Delisted | Mixed | −9,800 | -$274.7K | EDGAR |
| 2011-06-27 | MONTGOMERY STREET INCOME SECURITIES, INC (MTS) Delisted | Sell (S) | −1,100 | -$16.9K | EDGAR |
| 2011-05-12 | ADVENT SOFTWARE INC /DE/ (ADVS) Delisted | Grant (A) | +1,391 | $0 | EDGAR |
| 2011-05-09 | ADVENT SOFTWARE INC /DE/ (ADVS) Delisted | Exer (M) | +12,000 | $298.1K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.