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CHARLES ROZWAT

CIK 1205013 · Executive Vice President-Ops · last filed 2011-04-05

CHARLES ROZWAT is an Executive Vice President-Ops who has filed 30 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for ORCL, was dated Apr 5, 2011. Across all open-market trades the lifetime net is −$151.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $60.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$60.34M

Companies

1

Total Filings

30

Lifetime Open-Market Net

-$151.69M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ORCL Executive Vice President-Ops 502,690 $120.04 $60.34M -$151.69M 30 2011-04-05

Recent Filings

30 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-04-05 ORCL Mixed — -$10.13M EDGAR
2010-10-29 ORCL Mixed — -$3.32M EDGAR
2010-10-25 ORCL Other (J) +915 $23.6K EDGAR
2010-10-07 ORCL Mixed — -$2.91M EDGAR
2010-07-02 ORCL Grant (A) — $0 EDGAR
2010-04-13 ORCL Mixed — -$4.17M EDGAR
2009-12-28 ORCL Mixed — -$3.16M EDGAR
2009-12-23 ORCL Mixed — -$285.6K EDGAR
2009-10-26 ORCL Mixed — -$1.93M EDGAR
2009-07-31 ORCL Mixed — -$1.97M EDGAR
Showing 1–10 of 30
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.