OSS CAPITAL MANAGEMENT

CIK 1218321 · last filed 2010-04-05

OSS CAPITAL MANAGEMENT is a corporate insider who has filed 37 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing shows the insider sold $1.7M of ULU on Apr 5, 2010. Across all open-market trades the lifetime net is +$24.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $54.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$54.58M

Companies

5

Total Filings

37

Lifetime Open-Market Net

$24.08M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
ULURU Inc. (ULU) Delisted	10%+ Owner	537,435	—	—	-$1.63M	2	2010-04-05
NOVEN PHARMACEUTICALS INC (NOVN) Delisted	10%+ Owner	274,380	$0.09	$25.8K	$7.30M	10	2009-02-19
BOULDER BRANDS, INC. (SMBL) Delisted	10%+ Owner	6,432,270	—	—	-$1.82M	8	2008-10-08
BOULDER BRANDS, INC. (SMBLW) Delisted	10%+ Owner	3,920,770	—	—	$21.44M	13	2007-11-14
AORT	10%+ Owner	1,918,000	$28.45	$54.58M	-$1.21M	1	2007-06-04

Recent Filings

37 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2010-04-05	ULURU Inc. (ULU) Delisted	Sell (S)	−10,372,650	-$1.66M	EDGAR
2009-02-19	NOVEN PHARMACEUTICALS INC (NOVN) Delisted	Sell (S)	−108,000	-$1.04M	EDGAR
2009-02-02	NOVEN PHARMACEUTICALS INC (NOVN) Delisted	Sell (S)	−200,000	-$2.01M	EDGAR
2008-10-31	NOVEN PHARMACEUTICALS INC (NOVN) Delisted	Sell (S)	−25,144	-$267.8K	EDGAR
2008-10-08	BOULDER BRANDS, INC. (SMBL) Delisted	Sell (S)	−800,000	-$4.79M	EDGAR
2008-03-17	NOVEN PHARMACEUTICALS INC (NOVN) Delisted	Buy (P)	+100,000	$1.09M	EDGAR
2008-02-14	BOULDER BRANDS, INC. (SMBL) Delisted	Buy (P)	+50,000	$420.0K	EDGAR
2008-02-01	BOULDER BRANDS, INC. (SMBL) Delisted	Buy (P)	+150,000	$1.55M	EDGAR
2008-01-08	BOULDER BRANDS, INC. (SMBL) Delisted	Buy (P)	+30,000	$294.0K	EDGAR
2008-01-07	BOULDER BRANDS, INC. (SMBL) Delisted	Buy (P)	+25,000	$256.0K	EDGAR

Showing 1–10 of 37

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.