OSS CAPITAL MANAGEMENT
CIK 1218321 · last filed 2010-04-05
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$54.23M
Companies
5
Total Filings
37
Lifetime Open-Market Net
$24.08M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ULURU Inc. (ULU) Delisted | 10%+ Owner | 537,435 | — | — | -$1.63M | 2 | 2010-04-05 |
| NOVEN PHARMACEUTICALS INC (NOVN) Delisted | 10%+ Owner | 274,380 | $0.09 | $25.8K | $7.30M | 10 | 2009-02-19 |
| BOULDER BRANDS, INC. (SMBL) Delisted | 10%+ Owner | 6,432,270 | — | — | -$1.82M | 8 | 2008-10-08 |
| BOULDER BRANDS, INC. (SMBLW) Delisted | 10%+ Owner | 3,920,770 | — | — | $21.44M | 13 | 2007-11-14 |
| AORT | 10%+ Owner | 1,918,000 | $28.27 | $54.23M | -$1.21M | 1 | 2007-06-04 |
Recent Filings · Page 2 of 4
37 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-12-26 | BOULDER BRANDS, INC. (SMBL) Delisted | Buy (P) | +15,000 | $168.9K | EDGAR |
| 2007-12-21 | BOULDER BRANDS, INC. (SMBL) Delisted | Buy (P) | +25,000 | $280.8K | EDGAR |
| 2007-12-06 | BOULDER BRANDS, INC. (SMBL) Delisted | Exer (X) | +1,875,000 | $11.25M | EDGAR |
| 2007-11-14 | ULURU Inc. (ULU) Delisted | Buy (P) | +11,100 | $33.5K | EDGAR |
| 2007-11-14 | BOULDER BRANDS, INC. (SMBLW) Delisted | Buy (P) | +35,000 | $403.2K | EDGAR |
| 2007-11-13 | BOULDER BRANDS, INC. (SMBLW) Delisted | Buy (P) | +35,000 | $394.8K | EDGAR |
| 2007-10-18 | BOULDER BRANDS, INC. (SMBLW) Delisted | Buy (P) | +40,000 | $473.6K | EDGAR |
| 2007-10-17 | BOULDER BRANDS, INC. (SMBLW) Delisted | Buy (P) | +60,000 | $700.8K | EDGAR |
| 2007-10-16 | BOULDER BRANDS, INC. (SMBLW) Delisted | Buy (P) | +27,700 | $327.1K | EDGAR |
| 2007-10-15 | BOULDER BRANDS, INC. (SMBLW) Delisted | Buy (P) | +40,000 | $490.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.