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BRIAN H OSWALD

CIK 1219862 · CFO, CCO, TREASURY & SECRETARY · last filed 2017-11-14

BRIAN H OSWALD is a CFO, CCO, TREASURY & SECRETARY who has filed 25 SEC Form 4 insider transactions across 1 company since 2008. The most recent filing shows the insider bought $201.2K of PSEC on Nov 14, 2017. Across all open-market trades the lifetime net is +$4.9M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.25M

Companies

1

Total Filings

25

Lifetime Open-Market Net

$4.89M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PSEC CFO, CCO, TREASURY & SECRETARY 540,500 $2.31 $1.25M $4.89M 25 2017-11-14

Recent Filings

25 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-11-14 PSEC Buy (P) +35,000 $201.2K EDGAR
2017-09-06 PSEC Buy (P) +50,000 $336.4K EDGAR
2017-05-16 PSEC Buy (P) +4,453 $35.8K EDGAR
2017-05-15 PSEC Buy (P) +10,547 $85.2K EDGAR
2017-03-22 PSEC Buy (P) +25,000 $232.8K EDGAR
2016-12-30 PSEC Gift (G) −6,000 $0 EDGAR
2016-12-23 PSEC Gift (G) −29,000 $0 EDGAR
2016-12-14 PSEC Buy (P) +5,000 $40.9K EDGAR
2016-09-15 PSEC Buy (P) +4,000 $31.4K EDGAR
2016-09-14 PSEC Buy (P) +1,000 $7.8K EDGAR
Showing 1–10 of 25
Page 1 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.