BRIAN H OSWALD
CIK 1219862 · CFO, CCO, TREASURY & SECRETARY · last filed 2017-11-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.25M
Companies
1
Total Filings
25
Lifetime Open-Market Net
$4.89M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PSEC | CFO, CCO, TREASURY & SECRETARY | 540,500 | $2.31 | $1.25M | $4.89M | 25 | 2017-11-14 |
Recent Filings · Page 2 of 3
25 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-12-16 | PSEC | Buy (P) | +10,000 | $63.0K | EDGAR |
| 2015-12-10 | PSEC | Buy (P) | +25,000 | $169.2K | EDGAR |
| 2015-06-11 | PSEC | Buy (P) | +65,000 | $472.6K | EDGAR |
| 2014-12-11 | PSEC | Buy (P) | +63,500 | $530.0K | EDGAR |
| 2014-12-04 | PSEC | Buy (P) | +162,500 | $1.48M | EDGAR |
| 2014-08-29 | PSEC | Buy (P) | +27,300 | $284.0K | EDGAR |
| 2013-06-24 | PSEC | Buy (P) | +21,700 | $226.8K | EDGAR |
| 2012-11-20 | PSEC | Buy (P) | +19,500 | $197.9K | EDGAR |
| 2012-09-10 | PSEC | Buy (P) | +23,500 | $274.7K | EDGAR |
| 2011-09-02 | PSEC | Buy (P) | +7,000 | $60.8K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.