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THOMAS G CALDWELL

CIK 1223976 · President/Chief Executive Offi · last filed 2022-11-17

THOMAS G CALDWELL is a President/Chief Executive Offi who has filed 26 SEC Form 4 insider transactions across 1 company since 2015. The most recent filing, for MBCN, was dated Nov 17, 2022. Across all open-market trades the lifetime net is +$73.0K, making them a net buyer over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

26

Lifetime Open-Market Net

$73.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MIDDLEFIELD BANC CORP (MBCN) Delisted President/Chief Executive Offi 32,163 $33.67 $1.08M $73.0K 21 2022-11-17

Recent Filings

26 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-11-17 MIDDLEFIELD BANC CORP (MBCN) Delisted — — $0 EDGAR
2022-03-03 MIDDLEFIELD BANC CORP (MBCN) Delisted Mixed +2,742 $70.0K EDGAR
2022-01-04 MIDDLEFIELD BANC CORP (MBCN) Delisted Grant (A) +314 $7.8K EDGAR
2021-07-01 MIDDLEFIELD BANC CORP (MBCN) Delisted Grant (A) +330 $7.8K EDGAR
2021-06-03 MIDDLEFIELD BANC CORP (MBCN) Delisted Mixed +590 $14.1K EDGAR
2021-02-25 MIDDLEFIELD BANC CORP (MBCN) Delisted Grant (A) — $0 EDGAR
2021-02-12 MIDDLEFIELD BANC CORP (MBCN) Delisted Exer (M) +5,000 $43.9K EDGAR
2021-01-06 MIDDLEFIELD BANC CORP (MBCN) Delisted Grant (A) +346 $7.8K EDGAR
2020-07-22 MIDDLEFIELD BANC CORP (MBCN) Delisted Mixed +1,253 $22.2K EDGAR
2020-04-30 MIDDLEFIELD BANC CORP (MBCN) Delisted Buy (P) +1,000 $17.0K EDGAR
Showing 1–10 of 26
Page 1 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.