THOMAS G CALDWELL
CIK 1223976 · President/Chief Executive Offi · last filed 2022-11-17
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
1
Total Filings
26
Lifetime Open-Market Net
$73.0K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| MIDDLEFIELD BANC CORP (MBCN) Delisted | President/Chief Executive Offi | 32,163 | $33.67 | $1.08M | $73.0K | 21 | 2022-11-17 |
Recent Filings · Page 2 of 3
26 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-01-03 | MIDDLEFIELD BANC CORP (MBCN) Delisted | Grant (A) | +367 | $9.6K | EDGAR |
| 2019-05-21 | MIDDLEFIELD BANC CORP (MBCN) Delisted | Buy (P) | +1,000 | $39.5K | EDGAR |
| 2019-03-05 | MIDDLEFIELD BANC CORP (MBCN) Delisted | Grant (A) | +1,081 | $45.3K | EDGAR |
| 2019-01-02 | MIDDLEFIELD BANC CORP (MBCN) Delisted | Grant (A) | +226 | $9.6K | EDGAR |
| 2018-11-07 | MIDDLEFIELD BANC CORP (MBCN) Delisted | Exer (M) | +2,500 | $57.5K | EDGAR |
| 2018-06-26 | MIDDLEFIELD BANC CORP (MBCN) Delisted | Mixed | +718 | $37.0K | EDGAR |
| 2018-06-25 | MIDDLEFIELD BANC CORP (MBCN) Delisted | Grant (A) | +1,018 | $52.5K | EDGAR |
| 2018-02-02 | MIDDLEFIELD BANC CORP (MBCN) Delisted | Grant (A) | +199 | $9.6K | EDGAR |
| 2017-02-17 | MIDDLEFIELD BANC CORP (MBCN) Delisted | Grant (A) | — | $0 | EDGAR |
| 2016-05-25 | MIDDLEFIELD BANC CORP (MBCN) Delisted | Buy (P) | +500 | $16.5K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.