JAMES P ROGERS

CIK 1225607 · Exec Chrmn of Board · last filed 2014-02-27

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$40.23M

Companies

3

Total Filings

26

Lifetime Open-Market Net

-$24.09M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EMN Exec Chrmn of Board 550,026 $72.49 $39.87M -$12.07M 22 2014-02-27
XYL Director 3,202 $111.42 $356.8K $0 1 2013-05-10
EASTMAN CHEMICAL CO (EMN.WS) Delisted Chrm of the Board, CEO 185,332 -$12.01M 3 2013-01-03

Recent Filings · Page 2 of 3

26 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-02-23 EMN Mixed +17,557 -$803.8K EDGAR
2010-12-06 EMN Mixed −15,847 -$1.08M EDGAR
2010-11-04 EMN Grant (A) $0 EDGAR
2010-03-08 EMN Mixed -$18.4K EDGAR
2010-02-23 EMN Mixed +10,202 -$220.2K EDGAR
2009-10-29 EMN Grant (A) $0 EDGAR
2009-02-24 EMN Mixed +6,472 -$53.3K EDGAR
2009-02-13 EMN Disc (I) $0 EDGAR
2008-12-08 EMN Grant (A) $0 EDGAR
2008-10-30 EMN Grant (A) $0 EDGAR
Showing 1120 of 26
Page 2 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.