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BRETT D NICHOLAS

CIK 1233540 · President · last filed 2016-05-03

BRETT D NICHOLAS is a President who has filed 33 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for RWT, was dated May 3, 2016. Across all open-market trades the lifetime net is −$496.4K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.21M

Companies

1

Total Filings

33

Lifetime Open-Market Net

-$496.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RWT President 448,431 $4.92 $2.21M -$496.4K 33 2016-05-03

Recent Filings

33 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-05-03 RWT Mixed +48,948 $635.3K EDGAR
2015-12-22 RWT Mixed +6,669 $87.5K EDGAR
2015-12-18 RWT Grant (A) — $0 EDGAR
2015-05-05 RWT Mixed +115,258 $1.98M EDGAR
2014-12-23 RWT Gift (G) −15,000 $0 EDGAR
2014-12-19 RWT Grant (A) — $0 EDGAR
2014-03-26 RWT Gift (G) −1,250 $0 EDGAR
2014-02-27 RWT Grant (A) — $0 EDGAR
2014-02-27 RWT Grant (A) — $0 EDGAR
2013-12-12 RWT Grant (A) — $0 EDGAR
Showing 1–10 of 33
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.