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HAROLD F ZAGUNIS

CIK 1233546 · Chief Financial Officer · last filed 2014-11-06

HAROLD F ZAGUNIS is a Chief Financial Officer who has filed 15 SEC Form 4 insider transactions across 2 companies since 2008. The most recent filing shows the insider bought $73.4K of TPVG on Nov 6, 2014. Across all open-market trades the lifetime net is +$73.4K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $454.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$454.8K

Companies

2

Total Filings

15

Lifetime Open-Market Net

$73.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TPVG Chief Financial Officer 22,495 $4.92 $110.7K $73.4K 1 2014-11-06
RWT Managing Director 76,819 $4.48 $344.1K $0 13 2012-12-11

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-11-06 TPVG Buy (P) +5,000 $73.4K EDGAR
2012-12-11 RWT Grant (A) — $0 EDGAR
2012-05-01 RWT Mixed +42,600 $0 EDGAR
2011-12-08 RWT Grant (A) — $0 EDGAR
2011-05-04 RWT Tax (F) — $0 EDGAR
2011-05-03 RWT Mixed +20,740 $0 EDGAR
2010-12-02 RWT Grant (A) — $0 EDGAR
2010-02-26 RWT Grant (A) — $0 EDGAR
2009-12-11 RWT Grant (A) — $0 EDGAR
2009-11-20 RWT Mixed +707 $8.1K EDGAR
Showing 1–10 of 15
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.