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CHARLES M III BRENNAN

CIK 1240710 · last filed 2013-10-24

CHARLES M III BRENNAN is a corporate insider who has filed 43 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider exercised options covering $50.4K of DY on Oct 24, 2013. Across all open-market trades the lifetime net is +$158.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $36.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$36.88M

Companies

2

Total Filings

43

Lifetime Open-Market Net

$158.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DY Director 72,966 $464.64 $33.90M $158.8K 30 2013-10-24
ROG Director 18,730 $159.14 $2.98M $0 13 2013-05-07

Recent Filings

43 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-10-24 DY Exer (M) +2,000 $50.4K EDGAR
2013-05-07 ROG Grant (A) +2,400 $0 EDGAR
2012-11-21 DY Mixed +3,790 $15.0K EDGAR
2012-05-08 ROG Grant (A) +2,200 $0 EDGAR
2011-12-29 DY Exer (M) +6,000 $77.5K EDGAR
2011-11-22 DY Grant (A) +2,335 $0 EDGAR
2011-11-02 DY Grant (A) +644 $12.5K EDGAR
2011-08-02 DY Grant (A) +725 $12.5K EDGAR
2011-05-13 ROG Grant (A) +1,850 $0 EDGAR
2011-05-04 DY Grant (A) +867 $12.5K EDGAR
Showing 1–10 of 43
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.