CHARLES M III BRENNAN

CIK 1240710 · last filed 2013-10-24

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$36.88M

Companies

2

Total Filings

43

Lifetime Open-Market Net

$158.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DY Director 72,966 $464.64 $33.90M $158.8K 30 2013-10-24
ROG Director 18,730 $159.14 $2.98M $0 13 2013-05-07

Recent Filings · Page 2 of 5

43 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-02-02 DY Grant (A) +897 $14.4K EDGAR
2010-11-24 DY Grant (A) +3,534 $0 EDGAR
2010-11-03 DY Grant (A) +923 $10.0K EDGAR
2010-08-04 DY Grant (A) +1,080 $10.0K EDGAR
2010-05-13 ROG Grant (A) +2,800 $0 EDGAR
2010-04-28 DY Grant (A) +927 $10.0K EDGAR
2010-01-27 DY Grant (A) +1,192 $10.0K EDGAR
2009-12-16 ROG Grant (A) +775 $22.5K EDGAR
2009-11-25 DY Grant (A) +2,906 $0 EDGAR
2009-10-27 DY Grant (A) +962 $10.0K EDGAR
Showing 1120 of 43
Page 2 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.