F BARRY NELSON
CIK 1251348 · Vice President · last filed 2010-05-21
F BARRY NELSON is a Vice President who has filed 24 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider bought $4.6K of AVK on May 21, 2010. Across all open-market trades the lifetime net is +$145.8K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $147.0K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$147.0K
3
24
$145.8K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AVK | Vice President | 11,812 | $12.45 | $147.0K | $41.1K | 7 | 2010-05-21 |
| ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | Vice President | 3,050 | — | — | $27.5K | 6 | 2008-10-10 |
| Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Vice President | 5,150 | $11.01 | $56.7K | $77.2K | 11 | 2008-10-10 |
Recent Filings
24 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-05-21 | AVK | Buy (P) | +300 | $4.6K | EDGAR |
| 2010-05-07 | AVK | Buy (P) | +300 | $4.8K | EDGAR |
| 2008-10-10 | AVK | Buy (P) | +200 | $1.6K | EDGAR |
| 2008-10-10 | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | Buy (P) | +250 | $1.6K | EDGAR |
| 2008-10-10 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +450 | $1.7K | EDGAR |
| 2008-10-08 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +400 | $2.2K | EDGAR |
| 2008-10-08 | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | Buy (P) | +400 | $3.1K | EDGAR |
| 2008-10-08 | AVK | Buy (P) | +400 | $4.3K | EDGAR |
| 2008-09-17 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +300 | $2.8K | EDGAR |
| 2008-09-17 | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | Buy (P) | +300 | $3.2K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.