F BARRY NELSON
CIK 1251348 · Vice President · last filed 2010-05-21
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$145.5K
Companies
3
Total Filings
24
Lifetime Open-Market Net
$145.8K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AVK | Vice President | 11,812 | $12.32 | $145.5K | $41.1K | 7 | 2010-05-21 |
| ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | Vice President | 3,050 | — | — | $27.5K | 6 | 2008-10-10 |
| Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Vice President | 5,150 | $11.01 | $56.7K | $77.2K | 11 | 2008-10-10 |
Recent Filings · Page 2 of 3
24 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-08-28 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +300 | $3.4K | EDGAR |
| 2008-07-17 | AVK | Buy (P) | +300 | $5.8K | EDGAR |
| 2008-03-18 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +300 | $3.9K | EDGAR |
| 2008-02-20 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +400 | $5.5K | EDGAR |
| 2007-11-01 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +300 | $5.0K | EDGAR |
| 2007-10-09 | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | Buy (P) | +300 | $5.4K | EDGAR |
| 2007-08-20 | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (LCM) Delisted | Buy (P) | +300 | $4.9K | EDGAR |
| 2007-08-10 | AVK | Buy (P) | +300 | $7.1K | EDGAR |
| 2007-07-27 | Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | Buy (P) | +400 | $7.3K | EDGAR |
| 2007-07-25 | AVK | Buy (P) | +500 | $12.9K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.