JOHN D THORNTON

CIK 1252914 · last filed 2017-11-20

JOHN D THORNTON is a corporate insider who has filed 11 SEC Form 4 insider transactions across 4 companies since 2009. The most recent filing, for UPLD, was dated Nov 20, 2017. Across all open-market trades the lifetime net is −$519.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $263.8M across reported positions. 62 SEC filings were submitted jointly with KENNETH P DEANGELIS.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$263.79M

Companies

4

Total Filings

11

Lifetime Open-Market Net

-$519.54M

Filer Profile

Reported Address

300 WEST SIXTH ST., SUITE 2300
AUSTIN, TX 78701

Related Filers

KENNETH P DEANGELIS — 62 joint filings, latest 2015-11-16

JOSEPH C ARAGONA — 61 joint filings, latest 2015-11-16

CHRISTOPHER A PACITTI — 51 joint filings, latest 2015-11-16

AUSTIN VENTURES VIII LP — 39 joint filings, latest 2015-10-15

AV PARTNERS VIII LP — 39 joint filings, latest 2015-10-15

AUSTIN VENTURES X LP — 22 joint filings, latest 2013-08-07

AV Partners X, L.L.C. — 22 joint filings, latest 2013-08-07

AV Partners X, L.P. — 22 joint filings, latest 2013-08-07

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
UPLD	Director	1,042	$3.37	$3.5K	$1.15M	5	2017-11-20
AWAY	10%+ Owner	9,046,821	$16.85	$152.47M	-$169.56M	2	2013-07-17
BV	10%+ Owner	10,693,535	$10.41	$111.32M	-$337.10M	1	2012-07-23
SolarWinds, Inc. (SWI) Delisted	Director	522,750	$18.49	$9.67M	-$14.03M	3	2009-11-19

Recent Filings

11 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2017-11-20	UPLD	Other (J)	−2,182,584	$0	EDGAR
2016-08-10	UPLD	Grant (A)	—	$0	EDGAR
2015-11-12	UPLD	Grant (A)	—	$0	EDGAR
2014-11-14	UPLD	Mixed	+2,182,584	$1.15M	EDGAR
2014-11-07	UPLD	Grant (A)	+10,416	$0	EDGAR
2013-07-17	AWAY	Sell (S)	−2,357,775	-$74.83M	EDGAR
2013-07-03	AWAY	Sell (S)	−2,989,521	-$94.73M	EDGAR
2012-07-23	BV	Sell (S)	−22,993,260	-$337.10M	EDGAR
2009-11-19	SolarWinds, Inc. (SWI) Delisted	Sell (S)	−653,177	-$11.70M	EDGAR
2009-06-02	SolarWinds, Inc. (SWI) Delisted	Sell (S)	−73,992	-$860.2K	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.