AXA EQUITABLE FINANCIAL SERVICES LLC

CIK 1257148 · last filed 2019-01-03

AXA EQUITABLE FINANCIAL SERVICES LLC is a corporate insider who has filed 8 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for AB, was dated Jan 3, 2019. Current disclosed insider exposure totals $26.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$26.87M

Companies

1

Total Filings

8

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
AB	10%+ Owner	722,178	$37.20	$26.87M	$0	3	2019-01-03

Recent Filings

8 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2019-01-03	AB	Other (J)	−1,444,356	$0	EDGAR
2019-01-03	—	Other (J)	−74,406,933	$0
2016-01-05	—	Other (J)	−10,000,000	$0
2013-12-20	—	Other (J)	−10,914,179	$0
2008-12-19	AB	Other (J)	—	$0	EDGAR
2007-12-12	—	Other (J)	+2,190,360	$170.34M
2007-12-12	AB	—	—	$0	EDGAR
2007-09-07	—	Other (J)	+11,000	$914.4K

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.