AXA EQUITABLE FINANCIAL SERVICES LLC
CIK 1257148 · last filed 2019-01-03
AXA EQUITABLE FINANCIAL SERVICES LLC is a corporate insider who has filed 8 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for AB, was dated Jan 3, 2019. Current disclosed insider exposure totals $26.7M across reported positions. The firm reports its address in New York, NY. 35 SEC filings were submitted jointly with ACMC, LLC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$26.71M
1
8
$0
Filer Profile
NEW YORK, NY 10105
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AB | 10%+ Owner | 722,178 | $36.99 | $26.71M | $0 | 3 | 2019-01-03 |
Recent Filings
8 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-01-03 | AB | Other (J) | −1,444,356 | $0 | EDGAR |
| 2019-01-03 | — | Other (J) | −74,406,933 | $0 | |
| 2016-01-05 | — | Other (J) | −10,000,000 | $0 | |
| 2013-12-20 | — | Other (J) | −10,914,179 | $0 | |
| 2008-12-19 | AB | Other (J) | — | $0 | EDGAR |
| 2007-12-12 | — | Other (J) | +2,190,360 | $170.34M | |
| 2007-12-12 | AB | — | — | $0 | EDGAR |
| 2007-09-07 | — | Other (J) | +11,000 | $914.4K |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.