AXA

CIK 898427 · last filed 2019-12-12

AXA is a corporate insider who has filed 9 SEC Form 4 insider transactions across 1 company since 2018. The most recent filing shows the insider sold $72.6M of EQH on Dec 12, 2019. Across all open-market trades the lifetime net is −$9.43B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.27B across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$2.27B

Companies

1

Total Filings

9

Lifetime Open-Market Net

-$9.43B

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
EQH	10%+ Owner	44,162,500	$51.30	$2.27B	-$9.43B	7	2019-12-12

Recent Filings

9 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2019-12-12	EQH	Sell (S)	−3,000,000	-$72.63M	EDGAR
2019-11-13	EQH	Sell (S)	−144,000,000	-$3.14B	EDGAR
2019-07-08	EQH	Sell (S)	−6,000,000	-$125.10M	EDGAR
2019-06-07	EQH	Sell (S)	−40,000,000	-$834.00M	EDGAR
2019-03-25	EQH	Mixed	−76,000,000	-$1.52B	EDGAR
2018-11-20	EQH	Mixed	−90,000,000	-$1.78B	EDGAR
2018-05-14	EQH	Sell (S)	−157,837,500	-$3.16B	EDGAR
2009-04-01	—	Mixed	—	$0
2009-01-02	—	Mixed	—	-$0

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.