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AXA

CIK 898427 · last filed 2019-12-12

AXA is a corporate insider who has filed 9 SEC Form 4 insider transactions across 1 company since 2018. The most recent filing shows the insider sold $72.6M of EQH on Dec 12, 2019. Across all open-market trades the lifetime net is −$9.43B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.38B across reported positions. The firm reports its address in Paris, I0. 37 SEC filings were submitted jointly with ACMC, LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.38B

Companies

1

Total Filings

9

Lifetime Open-Market Net

-$9.43B

Filer Profile

Reported Address
25 AVENUE MATIGNON
PARIS, I0 75008
Phone
0033800434843
State of Incorporation
France
Formerly Known As
AXA (2000–2020)
AXA UAP (1997–1997)
Related Filers
ACMC, LLC — 37 joint filings, latest 2009-04-01
Financial Life Insurance Co Equitable — 37 joint filings, latest 2009-04-01
ASSURANCES I A R D MUTUELLE ET AL AXA — 36 joint filings, latest 2009-01-08
AXA EQUITABLE FINANCIAL SERVICES LLC — 35 joint filings, latest 2009-01-08
AXA FINANCIAL INC — 35 joint filings, latest 2009-01-08
EQUITABLE HOLDINGS LLC — 33 joint filings, latest 2009-01-02
ECMC LLC — 29 joint filings, latest 2008-12-19
Equitable Holdings, Inc. — 15 joint filings, latest 2021-05-20
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EQH 10%+ Owner 44,162,500 $53.87 $2.38B -$9.43B 7 2019-12-12

Recent Filings

9 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-12-12 EQH Sell (S) −3,000,000 -$72.63M EDGAR
2019-11-13 EQH Sell (S) −144,000,000 -$3.14B EDGAR
2019-07-08 EQH Sell (S) −6,000,000 -$125.10M EDGAR
2019-06-07 EQH Sell (S) −40,000,000 -$834.00M EDGAR
2019-03-25 EQH Mixed −76,000,000 -$1.52B EDGAR
2018-11-20 EQH Mixed −90,000,000 -$1.78B EDGAR
2018-05-14 EQH Sell (S) −157,837,500 -$3.16B EDGAR
2009-04-01 — Mixed — $0
2009-01-02 — Mixed — -$0
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.