DAVID A BROOKS
CIK 1260555 · CTO, GC and Secretary · last filed 2018-03-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$338.8K
Companies
4
Total Filings
35
Lifetime Open-Market Net
$70.7K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AHT | CTO, GC and Secretary | 814 | $3.20 | $2.6K | $70.7K | 22 | 2018-03-27 |
| Ashford Inc. (AINC) Delisted | CTO, GC and Secretary | 32,441 | $4.97 | $161.2K | $0 | 7 | 2018-03-21 |
| BHR | COO, General Counsel and Sec. | 165,626 | $2.03 | $336.2K | $0 | 4 | 2018-03-16 |
| Braemar Hotels & Resorts Inc. (AHP) Delisted | COO, General Counsel and Sec. | 94,004 | — | — | $0 | 2 | 2015-07-29 |
Recent Filings · Page 2 of 4
35 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-04-03 | AHT | Tax (F) | −12,228 | -$77.8K | EDGAR |
| 2017-03-28 | AHT | Grant (A) | +138,000 | $0 | EDGAR |
| 2017-03-22 | BHR | Tax (F) | −1,126 | -$11.9K | EDGAR |
| 2017-03-22 | AHT | Tax (F) | −27,753 | -$167.9K | EDGAR |
| 2016-10-17 | BHR | Grant (A) | — | $0 | EDGAR |
| 2016-04-01 | AHT | Grant (A) | +88,282 | $0 | EDGAR |
| 2016-04-01 | Ashford Inc. (AINC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-07-29 | Braemar Hotels & Resorts Inc. (AHP) Delisted | Other (J) | +22,658 | $0 | EDGAR |
| 2015-06-10 | Braemar Hotels & Resorts Inc. (AHP) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-03-24 | AHT | Grant (A) | +196,850 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.