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DAVID A BROOKS

CIK 1260555 · CTO, GC and Secretary · last filed 2018-03-27

DAVID A BROOKS is a CTO, GC and Secretary who has filed 35 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $56.7K of AHT on Mar 27, 2018. Across all open-market trades the lifetime net is +$70.7K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $338.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$338.8K

Companies

4

Total Filings

35

Lifetime Open-Market Net

$70.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AHT CTO, GC and Secretary 814 $3.20 $2.6K $70.7K 22 2018-03-27
Ashford Inc. (AINC) Delisted CTO, GC and Secretary 32,441 $4.97 $161.2K $0 7 2018-03-21
BHR COO, General Counsel and Sec. 165,626 $2.03 $336.2K $0 4 2018-03-16
Braemar Hotels & Resorts Inc. (AHP) Delisted COO, General Counsel and Sec. 94,004 — — $0 2 2015-07-29

Recent Filings

35 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-03-27 AHT Tax (F) −9,050 -$56.7K EDGAR
2018-03-22 AHT Tax (F) −12,909 -$86.4K EDGAR
2018-03-21 Ashford Inc. (AINC) Delisted Grant (A) — $0 EDGAR
2018-03-21 AHT Grant (A) +96,154 $0 EDGAR
2018-03-16 BHR Grant (A) +38,811 $0 EDGAR
2018-03-16 Ashford Inc. (AINC) Delisted Grant (A) — $0 EDGAR
2018-03-16 AHT Grant (A) +96,154 $0 EDGAR
2017-10-04 Ashford Inc. (AINC) Delisted Grant (A) — $0 EDGAR
2017-05-01 BHR Grant (A) +33,937 $0 EDGAR
2017-04-19 Ashford Inc. (AINC) Delisted Grant (A) — $0 EDGAR
Showing 1–10 of 35
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.