David A Brooks
CIK 1260555 · CTO, GC and Secretary · last filed 2018-03-27
David A Brooks is a CTO, GC and Secretary who has filed 35 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $56.7K of AHT on Mar 27, 2018. Across all open-market trades the lifetime net is +$70.7K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $262.0K across reported positions. 29 SEC filings were submitted jointly with ASHFORD HOSPITALITY TRUST INC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
AHT price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
SUITE 1100
DALLAS, TX 75254
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AHT | CTO, GC and Secretary | 814 | $2.40 | $2.0K | $70.7K | 22 | 2018-03-27 |
| Ashford Inc. (AINC) Delisted | CTO, GC and Secretary | 32,441 | $4.97 | $161.2K | $0 | 7 | 2018-03-21 |
| BHR | COO, General Counsel and Sec. | 165,626 | $1.57 | $260.0K | $0 | 4 | 2018-03-16 |
| Braemar Hotels & Resorts Inc. (AHP) Delisted | COO, General Counsel and Sec. | 94,004 | — | — | $0 | 2 | 2015-07-29 |
Recent Filings
35 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-03-27 | AHT | Tax (F) | −9,050 | -$56.7K | EDGAR |
| 2018-03-22 | AHT | Tax (F) | −12,909 | -$86.4K | EDGAR |
| 2018-03-21 | Ashford Inc. (AINC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2018-03-21 | AHT | Grant (A) | +96,154 | $0 | EDGAR |
| 2018-03-16 | BHR | Grant (A) | +38,811 | $0 | EDGAR |
| 2018-03-16 | Ashford Inc. (AINC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2018-03-16 | AHT | Grant (A) | +96,154 | $0 | EDGAR |
| 2017-10-04 | Ashford Inc. (AINC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2017-05-01 | BHR | Grant (A) | +33,937 | $0 | EDGAR |
| 2017-04-19 | Ashford Inc. (AINC) Delisted | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.