KLAUS KLEINFELD

CIK 1268014 · Chief Executive Officer · last filed 2023-01-30

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$233.44M

Companies

8

Total Filings

103

Lifetime Open-Market Net

-$34.97M

Filer Profile

Related Filers
Arconic Inc. — 89 joint filings, latest 2017-01-19
Packard Enterprise Co Hewlett — 11 joint filings, latest 2017-04-25
PACKARD CO HEWLETT — 4 joint filings, latest 2015-07-20
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Constellation Acquisition Corp I (CSTA.WS) Delisted Chief Executive Officer — $0.03 — $0 1 2023-01-30
Constellation Acquisition Corp I (CSTA.U) Delisted Director — $11.07 — $0 1 2021-02-02
HPE Director 26,608 $63.22 $1.68M $0 10 2017-04-25
HWM Chairman and CEO 997,025 $232.25 $231.56M -$34.97M 82 2017-01-19
MORGAN STANLEY (MWD) Delisted Director 51,952 — — $0 1 2016-12-22
MORGAN STANLEY (MWW) Delisted Director 53,166 — — $0 4 2016-05-19
HPQ Director 3,238 $31.27 $101.3K $0 3 2015-07-20
C Director 749 $134.35 $100.6K $0 1 2007-01-18

Recent Filings · Page 3 of 11

103 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-04-22 HPQ Grant (A) — $0 EDGAR
2015-01-22 HWM Mixed −384,254 -$5.98M EDGAR
2015-01-21 HWM Grant (A) +893,030 $0 EDGAR
2015-01-16 HWM Mixed −316,448 -$7.39M EDGAR
2014-10-16 HWM Mixed — -$4.80M EDGAR
2014-07-21 HPQ Grant (A) — $0 EDGAR
2014-07-17 HWM Mixed — -$6.20M EDGAR
2014-01-29 HWM Tax (F) −289,614 -$3.37M EDGAR
2014-01-21 HWM Grant (A) +703,182 $0 EDGAR
2013-12-30 HWM Grant (A) — $0 EDGAR
Showing 21–30 of 103
Page 3 of 11
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.