KLAUS KLEINFELD
CIK 1268014 · Chief Executive Officer · last filed 2023-01-30
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$284.52M
Companies
8
Total Filings
103
Lifetime Open-Market Net
-$34.97M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Constellation Acquisition Corp I (CSTA.WS) Delisted | Chief Executive Officer | — | $0.03 | — | $0 | 1 | 2023-01-30 |
| Constellation Acquisition Corp I (CSTA.U) Delisted | Director | — | $11.07 | — | $0 | 1 | 2021-02-02 |
| HPE | Director | 26,608 | $54.68 | $1.45M | $0 | 10 | 2017-04-25 |
| HWM | Chairman and CEO | 997,025 | $283.71 | $282.87M | -$34.97M | 82 | 2017-01-19 |
| MORGAN STANLEY (MWD) Delisted | Director | 51,952 | — | — | $0 | 1 | 2016-12-22 |
| MORGAN STANLEY (MWW) Delisted | Director | 53,166 | — | — | $0 | 4 | 2016-05-19 |
| HPQ | Director | 3,238 | $29.80 | $96.5K | $0 | 3 | 2015-07-20 |
| C | Director | 749 | $135.22 | $101.3K | $0 | 1 | 2007-01-18 |
Recent Filings · Page 7 of 11
103 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-08-01 | HWM | Grant (A) | — | $0 | EDGAR |
| 2011-07-05 | HWM | Grant (A) | — | $0 | EDGAR |
| 2011-05-31 | HWM | Grant (A) | — | $0 | EDGAR |
| 2011-05-02 | HWM | Grant (A) | — | $0 | EDGAR |
| 2011-04-04 | HWM | Grant (A) | — | $0 | EDGAR |
| 2011-01-27 | HWM | Grant (A) | — | $0 | EDGAR |
| 2011-01-24 | HWM | Grant (A) | +95,428 | $0 | EDGAR |
| 2011-01-20 | HWM | Tax (F) | −40,350 | -$656.5K | EDGAR |
| 2010-12-28 | HWM | Grant (A) | — | $0 | EDGAR |
| 2010-11-29 | HWM | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.