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GEOFFREY W ARENS

CIK 1279724 · last filed 2015-03-05

GEOFFREY W ARENS is a corporate insider who has filed 5 SEC Form 4 insider transactions across 2 companies since 2007. Current disclosed insider exposure totals $1.9M across reported positions. 3 SEC filings were submitted jointly with ING CAPITAL LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.86M

Companies

2

Total Filings

5

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
C/O DENDERA CAPITAL FUND LP
NEW YORK, NY 10017
Related Filers
ING CAPITAL LLC — 3 joint filings, latest 2010-06-08
GROEP NV ING — 3 joint filings, latest 2010-06-08
ING Global Investment Strategies LLC — 3 joint filings, latest 2010-06-08
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FCAL Director 40,159 $46.41 $1.86M $0 2 2009-01-06
CALC Director 13 $1.75 $23 $0 1 2007-01-05

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-03-05 — Grant (A) — $0
2015-01-07 — Buy (P) +2,925,000 $234.0K
2009-01-06 FCAL Grant (A) +35,714 $20.0K EDGAR
2008-01-04 FCAL Grant (A) +3,515 $20.0K EDGAR
2007-01-05 CALC Grant (A) +930 $20.0K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.