David Alan Barta
CIK 1297197 · SVP, CFO, and CAO · last filed 2022-10-13
David Alan Barta is a SVP, CFO, and CAO who has filed 26 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for EXTN, was dated Oct 13, 2022. Across all open-market trades the lifetime net is −$4.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $45.4M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$45.37M
3
26
-$4.05M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Exterran Corp (EXTN) Delisted | SVP, CFO, and CAO | 0 | $4.58 | $0 | $35.9K | 13 | 2022-10-13 |
| Cooper Industries plc (CBE) Delisted | Sr. VP & CFO | 88,119 | — | — | -$2.69M | 4 | 2012-11-05 |
| RBC | Vice President CFO | 75,039 | $604.56 | $45.37M | -$1.39M | 8 | 2010-05-14 |
Recent Filings
26 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-10-13 | Exterran Corp (EXTN) Delisted | Disp (D) | −86,489 | $0 | EDGAR |
| 2022-03-08 | Exterran Corp (EXTN) Delisted | Tax (F) | −3,278 | -$20.4K | EDGAR |
| 2022-01-28 | Exterran Corp (EXTN) Delisted | Mixed | — | $952 | EDGAR |
| 2021-05-12 | Exterran Corp (EXTN) Delisted | Buy (P) | +8,600 | $34.9K | EDGAR |
| 2021-03-08 | Exterran Corp (EXTN) Delisted | Tax (F) | −5,403 | -$26.2K | EDGAR |
| 2020-03-06 | Exterran Corp (EXTN) Delisted | Tax (F) | −9,653 | -$70.2K | EDGAR |
| 2019-11-08 | Exterran Corp (EXTN) Delisted | Tax (F) | −6,460 | -$61.0K | EDGAR |
| 2019-03-06 | Exterran Corp (EXTN) Delisted | Mixed | +18,496 | $314.6K | EDGAR |
| 2018-11-08 | Exterran Corp (EXTN) Delisted | Tax (F) | −6,460 | -$145.4K | EDGAR |
| 2018-03-06 | Exterran Corp (EXTN) Delisted | Mixed | +32,934 | -$70.8K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.