David Alan Barta

CIK 1297197 · SVP, CFO, and CAO · last filed 2022-10-13

David Alan Barta is a SVP, CFO, and CAO who has filed 26 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for EXTN, was dated Oct 13, 2022. Across all open-market trades the lifetime net is −$4.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $45.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$45.37M

Companies

3

Total Filings

26

Lifetime Open-Market Net

-$4.05M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Exterran Corp (EXTN) Delisted SVP, CFO, and CAO 0 $4.58 $0 $35.9K 13 2022-10-13
Cooper Industries plc (CBE) Delisted Sr. VP & CFO 88,119 -$2.69M 4 2012-11-05
RBC Vice President CFO 75,039 $604.56 $45.37M -$1.39M 8 2010-05-14

Recent Filings

26 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-10-13 Exterran Corp (EXTN) Delisted Disp (D) −86,489 $0 EDGAR
2022-03-08 Exterran Corp (EXTN) Delisted Tax (F) −3,278 -$20.4K EDGAR
2022-01-28 Exterran Corp (EXTN) Delisted Mixed $952 EDGAR
2021-05-12 Exterran Corp (EXTN) Delisted Buy (P) +8,600 $34.9K EDGAR
2021-03-08 Exterran Corp (EXTN) Delisted Tax (F) −5,403 -$26.2K EDGAR
2020-03-06 Exterran Corp (EXTN) Delisted Tax (F) −9,653 -$70.2K EDGAR
2019-11-08 Exterran Corp (EXTN) Delisted Tax (F) −6,460 -$61.0K EDGAR
2019-03-06 Exterran Corp (EXTN) Delisted Mixed +18,496 $314.6K EDGAR
2018-11-08 Exterran Corp (EXTN) Delisted Tax (F) −6,460 -$145.4K EDGAR
2018-03-06 Exterran Corp (EXTN) Delisted Mixed +32,934 -$70.8K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.