David Alan Barta
CIK 1297197 · SVP, CFO, and CAO · last filed 2022-10-13
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$45.37M
Companies
3
Total Filings
26
Lifetime Open-Market Net
-$4.05M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Exterran Corp (EXTN) Delisted | SVP, CFO, and CAO | 0 | $4.58 | $0 | $35.9K | 13 | 2022-10-13 |
| Cooper Industries plc (CBE) Delisted | Sr. VP & CFO | 88,119 | — | — | -$2.69M | 4 | 2012-11-05 |
| RBC | Vice President CFO | 75,039 | $604.56 | $45.37M | -$1.39M | 8 | 2010-05-14 |
Recent Filings · Page 2 of 3
26 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-11-07 | Exterran Corp (EXTN) Delisted | Tax (F) | −4,490 | -$140.2K | EDGAR |
| 2017-03-07 | Exterran Corp (EXTN) Delisted | Grant (A) | +12,958 | $0 | EDGAR |
| 2017-01-06 | Exterran Corp (EXTN) Delisted | Grant (A) | +49,245 | $0 | EDGAR |
| 2012-12-04 | — | Mixed | −64,000 | $0 | |
| 2012-11-05 | Cooper Industries plc (CBE) Delisted | Mixed | — | -$787.8K | EDGAR |
| 2012-02-15 | Cooper Industries plc (CBE) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-02-16 | Cooper Industries plc (CBE) Delisted | Grant (A) | +24,000 | $0 | EDGAR |
| 2010-05-18 | Cooper Industries plc (CBE) Delisted | Grant (A) | +40,000 | $0 | EDGAR |
| 2010-05-14 | RBC | Mixed | +15,997 | -$365.5K | EDGAR |
| 2010-02-19 | RBC | Mixed | +9,200 | -$337.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.