THOMAS J HERZFELD

CIK 1310710 · PRESIDENT · last filed 2026-04-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.28M

Companies

2

Total Filings

80

Lifetime Open-Market Net

-$1.52M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HERZ 197,248 $16.62 $3.28M $135.6K 6 2026-04-17
Herzfeld Credit Income Fund, Inc (CUBA) Delisted 1,787,185 $2.52 $4.50M -$1.65M 74 2025-07-02

Recent Filings · Page 6 of 8

80 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-03-21 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +11,100 $79.0K EDGAR
2018-03-02 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +80 $582 EDGAR
2018-01-18 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Mixed +12,381 $91.2K EDGAR
2018-01-12 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +9,500 $68.4K EDGAR
2018-01-09 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +13,900 $100.7K EDGAR
2018-01-03 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +19,290 $137.8K EDGAR
2017-11-29 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +16,620 $117.0K EDGAR
2017-05-26 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +3,000 $21.0K EDGAR
2017-05-23 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +399 $2.8K EDGAR
2017-05-18 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +3,670 $26.1K EDGAR
Showing 5160 of 80
Page 6 of 8
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.