THOMAS J HERZFELD

CIK 1310710 · PRESIDENT · last filed 2026-04-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.28M

Companies

2

Total Filings

80

Lifetime Open-Market Net

-$1.52M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HERZ 197,248 $16.62 $3.28M $135.6K 6 2026-04-17
Herzfeld Credit Income Fund, Inc (CUBA) Delisted 1,787,185 $2.52 $4.50M -$1.65M 74 2025-07-02

Recent Filings · Page 7 of 8

80 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-04-19 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +3,036 $20.9K EDGAR
2017-04-10 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +70 $488 EDGAR
2017-03-30 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +160 $1.1K EDGAR
2017-03-23 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +247 $1.7K EDGAR
2017-03-17 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Mixed +2,177 $14.0K EDGAR
2017-01-17 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +7,726 $50.0K EDGAR
2016-12-27 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Buy (P) +160 $1.1K EDGAR
2016-12-22 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Mixed +11,796 $87.6K EDGAR
2014-12-24 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Sell (S) −4,295 -$57.5K EDGAR
2014-12-23 Herzfeld Credit Income Fund, Inc (CUBA) Delisted Sell (S) −200,000 -$2.46M EDGAR
Showing 6170 of 80
Page 7 of 8
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.