THOMAS J HERZFELD
CIK 1310710 · PRESIDENT · last filed 2026-04-17
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.28M
Companies
2
Total Filings
80
Lifetime Open-Market Net
-$1.52M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HERZ | 197,248 | $16.62 | $3.28M | $135.6K | 6 | 2026-04-17 | |
| Herzfeld Credit Income Fund, Inc (CUBA) Delisted | 1,787,185 | $2.52 | $4.50M | -$1.65M | 74 | 2025-07-02 |
Recent Filings · Page 8 of 8
80 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-12-16 | Herzfeld Credit Income Fund, Inc (CUBA) Delisted | Exer (X) | +274,005 | $1.86M | EDGAR |
| 2014-12-08 | Herzfeld Credit Income Fund, Inc (CUBA) Delisted | Exer (X) | +59,989 | $406.1K | EDGAR |
| 2013-12-23 | Herzfeld Credit Income Fund, Inc (CUBA) Delisted | Buy (P) | +1,800 | $14.2K | EDGAR |
| 2013-12-19 | Herzfeld Credit Income Fund, Inc (CUBA) Delisted | Mixed | +7,650 | $59.3K | EDGAR |
| 2012-07-25 | Herzfeld Credit Income Fund, Inc (CUBA) Delisted | Buy (P) | +12,000 | $81.7K | EDGAR |
| 2011-08-09 | Herzfeld Credit Income Fund, Inc (CUBA) Delisted | Buy (P) | +12,200 | $75.0K | EDGAR |
| 2011-08-05 | Herzfeld Credit Income Fund, Inc (CUBA) Delisted | Buy (P) | +5,026 | $33.1K | EDGAR |
| 2011-08-03 | Herzfeld Credit Income Fund, Inc (CUBA) Delisted | Buy (P) | +23,700 | $160.3K | EDGAR |
| 2007-11-07 | Herzfeld Credit Income Fund, Inc (CUBA) Delisted | Exer (X) | +109,624 | $1.10M | EDGAR |
| 2007-09-24 | Herzfeld Credit Income Fund, Inc (CUBA) Delisted | Buy (P) | +100 | $1.5K | EDGAR |
Showing 71–80 of 80
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.