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Barry G Caldwell

CIK 1332314 · President and CEO · last filed 2014-03-11

Barry G Caldwell is a President and CEO who has filed 17 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for STAA, was dated Mar 11, 2014. Across all open-market trades the lifetime net is +$81.6K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $7.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.89M

Companies

1

Total Filings

17

Lifetime Open-Market Net

$81.6K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STAA President and CEO 283,839 $27.79 $7.89M $81.6K 17 2014-03-11

Recent Filings

17 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-03-11 STAA Grant (A) +47,000 $0 EDGAR
2013-03-06 STAA Grant (A) +15,000 $0 EDGAR
2012-11-14 STAA Buy (P) +5,000 $25.2K EDGAR
2012-08-13 STAA Buy (P) +5,000 $32.8K EDGAR
2012-06-05 STAA Buy (P) +5,000 $44.3K EDGAR
2012-05-29 STAA Grant (A) +5,000 $44.3K EDGAR
2012-03-06 STAA Grant (A) +15,000 $0 EDGAR
2011-08-26 STAA Sell (S) −10,000 -$80.5K EDGAR
2011-03-17 STAA Grant (A) +15,000 $0 EDGAR
2011-03-04 STAA Grant (A) +10,000 $0 EDGAR
Showing 1–10 of 17
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.