Putnam Investment Holdings, LLC

CIK 1336329 · last filed 2014-12-19

Putnam Investment Holdings, LLC is a corporate insider who has filed 2 SEC Form 4 insider transactions across 2 companies since 2012. The most recent filing shows the insider sold $1.79B of ARMK on Dec 19, 2014. Across all open-market trades the lifetime net is −$5.10B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.46B across reported positions. The firm reports its address in Boston, MA. 27 SEC filings were submitted jointly with Putnam Investments Employees' Securities Co III LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.46B

Companies

2

Total Filings

2

Lifetime Open-Market Net

-$5.10B

Filer Profile

Reported Address

ONE POST OFFICE SQUARE
BOSTON, MA 02109

Phone

(617) 760-1061

State of Incorporation

Related Filers

Putnam Investments Employees' Securities Co III LLC — 27 joint filings, latest 2015-08-25

THL Coinvestment Partners, L.P. — 27 joint filings, latest 2015-08-25

THOMAS H. LEE ADVISORS, LLC — 27 joint filings, latest 2015-08-25

Thomas H. Lee Equity Fund VI, L.P. — 21 joint filings, latest 2015-08-25

Thomas H. Lee Parallel Fund VI, L.P. — 21 joint filings, latest 2015-08-25

Thomas H. Lee Parallel (DT) Fund VI, L.P. — 20 joint filings, latest 2015-08-25

Putnam Investments Employees Securities CO I LLC — 13 joint filings, latest 2014-12-18

Putnam Investments Employees Securities CO II LLC — 13 joint filings, latest 2014-12-18

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
ARMK	10%+ Owner	26,532,761	$54.92	$1.46B	-$1.79B	1	2014-12-19
DUNKIN' BRANDS GROUP, INC. (DNKN) Delisted	10%+ Owner	7,242,610	—	—	-$3.31B	1	2012-08-17

Recent Filings

2 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2014-12-19	ARMK	Sell (S)	−66,347,920	-$1.79B	EDGAR
2012-08-17	DUNKIN' BRANDS GROUP, INC. (DNKN) Delisted	Sell (S)	−110,183,490	-$3.31B	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.