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Putnam Investments Employees' Securities Co III LLC

CIK 1545929 · last filed 2020-08-25

Putnam Investments Employees' Securities Co III LLC is a corporate insider who has filed 7 SEC Form 4 insider transactions across 3 companies since 2013. The most recent filing, for CDAY, was dated Aug 25, 2020. Across all open-market trades the lifetime net is −$6.34B, making them a net seller over the disclosed history. The firm reports its address in Boston, MA. 64 SEC filings were submitted jointly with THOMAS H. LEE ADVISORS, LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

7

Lifetime Open-Market Net

-$6.34B

Filer Profile

Reported Address
C/O THOMAS H.LEE PARTNERS, L.P.
100 FEDERAL STREET, 35TH FLOOR
BOSTON, MA 02110
Phone
(617) 227-1050
State of Incorporation
DE
Related Filers
THOMAS H. LEE ADVISORS, LLC — 64 joint filings, latest 2020-08-31
THL Coinvestment Partners, L.P. — 59 joint filings, latest 2020-08-31
Great-West Investors LP — 44 joint filings, latest 2020-08-31
Thomas H. Lee Parallel Fund VI, L.P. — 33 joint filings, latest 2019-11-14
Thomas H. Lee Equity Fund VI, L.P. — 32 joint filings, latest 2019-11-14
Thomas H. Lee Parallel (DT) Fund VI, L.P. — 32 joint filings, latest 2019-11-14
THL Operating Partners, L.P. — 31 joint filings, latest 2020-08-31
Putnam Investment Holdings, LLC — 27 joint filings, latest 2015-08-25
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Dayforce, Inc. (CDAY) Delisted Director 243,891 $69.52 $16.96M $0 1 2020-08-25
ARMK 10%+ Owner 0 $56.78 $0 -$2.64B 3 2015-08-25
Nielsen Holdings plc (NLSN) Delisted 10%+ Owner 14,359,658 $27.98 $401.78M -$3.70B 2 2014-03-12

Recent Filings

7 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-08-25 Dayforce, Inc. (CDAY) Delisted Grant (A) +36,387 $0 EDGAR
2018-04-09 — Sell (S) −120,045,261 -$1.89B
2015-08-25 ARMK Sell (S) −69,805,776 -$2.25B EDGAR
2015-06-11 ARMK Grant (A) +225 $0 EDGAR
2014-03-12 Nielsen Holdings plc (NLSN) Delisted Sell (S) −43,388,177 -$2.01B EDGAR
2013-12-19 ARMK Sell (S) −20,274,624 -$383.19M EDGAR
2013-11-27 Nielsen Holdings plc (NLSN) Delisted Sell (S) −43,388,177 -$1.70B EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.